Four stages of awakening

The four stages of awakening in Early Buddhism and Theravada are four progressive stages culminating in full awakening (Bodhi) as an Arahant.

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These four stages are Sotāpanna (stream-enterer), Sakadāgāmi (once-returner), Anāgāmi (non-returner), and Arahant. The oldest Buddhist texts portray the Buddha as referring to people who are at one of these four stages as noble people (ariya-puggala) and the community of such persons as the noble sangha (ariya-sangha).[1][2][3]

The teaching of the four stages of awakening is a central element of the early Buddhist schools, including the Theravada school of Buddhism, which still survives.

Origins

In the Sutta Pitaka several types of Buddhist practitioners are described, according to their level of attainment. The standard is four, but there are also longer descriptions with more types. The four are the Stream-enterer, Once-returner, Non-returner and the Arahant.

In the Visuddhimagga the five stages are the culmination of the seven purifications. The descriptions are elaborated and harmonized, giving the same sequence of purifications before attaining each of the four paths and fruits.

The Visuddhimagga stresses the importance of paññā (Sanskrit: prajñā), insight into anattā (Sanskrit: anātmam) and the Buddhist teachings, as the main means to liberation. Vipassanā (Sanskrit: vipaśyanā) has a central role in this. Insight is emphasized by the contemporary Vipassana movement.

Path and Fruit

A "Stream-enterer" (Sotāpanna) is free from:

  • 1. Identity view (Pali: sakkāya-diṭṭhi), the belief that there is an unchanging self or soul in the five impermanent skandhas[4][5]
  • 2. Attachment to rites and rituals
  • 3. Doubt about the teachings

A "Once-returner" (Sakadāgāmin) has greatly attenuated:

  • 4. Sensual desire
  • 5. Ill will

A "Non-returner" (Anāgāmi) is free from:

  • 4. Sensual desire
  • 5. Ill will

An Arahant is free from all of the five lower fetters and the five higher fetters, which are:

The Sutta Pitaka classifies the four levels according to the levels' attainments. In the Sthaviravada and Theravada traditions, which teach that progress in understanding comes all at once, and that 'insight' (abhisamaya) does not come 'gradually' (successively – anapurva),"[6] this classification is further elaborated, with each of the four levels described as a path to be attained suddenly, followed by the realisation of the fruit of the path.

According to the Theravada exegesis, the process of becoming an Arahat is therefore characterized by four distinct and sudden changes, although in the sutras it says that the path has a gradual development, with gnosis only after a long stretch, just as the ocean has a gradual shelf, a gradual inclination with a sudden drop only after a long stretch. The Mahasanghika had the doctrine of ekaksana-citt, "according to which a Buddha knows everything in a single thought-instant."[7][note 1]

The ordinary person

An ordinary person or puthujjana (Pali; Sanskrit: pṛthagjana; i.e. pritha : without, and jnana : knowledge) is trapped in the endless cycling of samsara. One is reborn, lives, and dies in endless rebirths, either as a deva, human, animal, male, female, neuter, ghost, asura, hell being, or various other entities on different categories of existence.

An ordinary entity has never seen and experienced the ultimate truth of Dharma and therefore has no way of finding an end to the predicament. It is only when suffering becomes acute, or seemingly unending, that an entity looks for a "solution" to and, persisting, finds the Dharma (the ultimate solution/truth).

The four stages of attainment

The Four planes of liberation
(according to the Sutta Piṭaka[note 2])

stage's
"fruit"[note 3]

abandoned
fetters

rebirth(s)
until suffering's end

stream-enterer

1. identity view (Anatman)
2. doubt in Buddha
3. ascetic or ritual rules

lower
fetters

up to seven rebirths in
human or heavenly realms

once-returner[note 4]

once more as
a human

non-returner

4. sensual desire
5. ill will

once more in
a heavenly realm
(Pure Abodes)

arahant

6. material-rebirth desire
7. immaterial-rebirth desire
8. conceit
9. restlessness
10. ignorance

higher
fetters

no rebirth

Source: Ñāṇamoli & Bodhi (2001), Middle-Length Discourses, pp. 41-43.

The Sangha of the Tathagata's disciples (Ariya Sangha) can be described as including four or eight kinds of individuals. There are four [groups of noble disciples] when path and fruit are taken as pairs, and eight groups of individuals, when each path and fruit are taken separately:

  1. (1) the path to stream-entry; (2) the fruition of stream-entry;
  2. (3) the path to once-returning; (4) the fruition of once-returning;
  3. (5) the path to non-returning; (6) the fruition of non-returning;
  4. (7) the path to arahantship; (8) the fruition of arahantship.

Stream-enterer
Main article: Sotāpanna

The first stage is that of Sotāpanna (Pali; Sanskrit: Srotāpanna), literally meaning "one who enters (āpadyate) the stream (sotas)," with the stream being the supermundane Noble Eightfold Path regarded as the highest Dharma. The stream-enterer is also said to have "opened the eye of the Dharma" (dhammacakkhu, Sanskrit: dharmacakṣus).

A stream-enterer reaches arahantship within seven rebirths upon opening the eye of the Dharma.

Because the stream-enterer has attained an intuitive grasp of Buddhist doctrine (samyagdṛṣṭi or sammādiṭṭhi, "right view") and has complete confidence or Saddha in the Three Jewels: Buddha, Dharma, and Sangha, and has removed the sankharas that force rebirth in lower planes, that individual will not be reborn in any plane lower than the human (animal, preta, or in hell).

Once-returner
Main article: Sakadagami

The second stage is that of the Sakadāgāmī (Sanskrit: Sakṛdāgāmin), literally meaning "one who once (sakṛt) comes (āgacchati)". The once-returner will at most return to the realm of the senses (the lowest being human and the highest being the devas wielding power over the creations of others) one more time. Both the stream-enterer and the once-returner have abandoned the first three fetters. The stream-enterer and once-returner are distinguished by the fact that the once-returner has weakened lust, hate, and delusion to a greater degree. The once-returner therefore has fewer than seven rebirths. Once-returners do not have only one more rebirth, as the name suggests, for that may not even be said with certainty about the non-returner who can take multiple rebirths in the five "Pure Abodes". They do, however, only have one more rebirth in the realm of the senses, excluding, of course, the planes of hell, animals and hungry ghosts. A stream-enterer, having abandoned the first three fetters, is guaranteed enlightenment within seven lifetimes, in the human or heavenly realms.

A once-returner is the next step up; they have reduced sensual desire and ill-will even further. Similarly, and therefore, incapable of being reborn in any of the lower realms.

Non-returner
Main article: Anāgāmi

The third stage is that of the Anāgāmī (Sanskrit: Anāgāmin), literally meaning "one who does not (an-) come (āgacchati)". The non-returner, having overcome sensuality, does not return to the human world, or any unfortunate world lower than that, after death. Instead, non-returners are reborn in one of the five special worlds in Rūpadhātu called the Śuddhāvāsa worlds, or "Pure Abodes", and there attain Nirvāṇa; Pāli: Nibbana; some of them are reborn a second time in a higher world of the Pure Abodes.

An Anāgāmī has abandoned the five lower fetters, out of ten total fetters, that bind beings to the cycle of rebirth. An Anāgāmī is well-advanced.

Arahant
Main article: Arahant

The fourth stage is that of Arahant (Sanskrit: Arhat), a fully awakened person. They have abandoned all ten fetters and, upon death (Sanskrit: Parinirvāṇa, Pāli: Parinibbāna) will never be reborn in any plane or world, having wholly escaped saṃsāra.[9] An Arahant has attained awakening by following the path given by the Buddha. In Theravada Buddhism the term Buddha is reserved for ones who "self-enlighten" such as Siddhartha Gautama Buddha, who discovered the path by himself.

Notes
  1. The same stance is taken in Chan Buddhism, although the Chán school harmonized this point of view with the need for gradual training after the initial insight. This "gradual training" is expressed in teachings as the Five ranks of enlightenment, Ten Ox-Herding Pictures which detail the steps on the Path, The Three mysterious Gates of Linji, and the Four Ways of Knowing of Hakuin. The same stance is taken in the contemporary Vipassana movement, especially the so-called "New Burmese Method".[8]
  2. See, for instance, the "Snake-Simile Discourse" (MN 22), where the Buddha states:
    "Monks, this Teaching so well proclaimed by me, is plain, open, explicit, free of patchwork. In this Teaching that is so well proclaimed by me and is plain, open, explicit and free of patchwork; for those who are arahants, free of taints, who have accomplished and completed their task, have laid down the burden, achieved their aim, severed the fetters binding to existence, who are liberated by full knowledge, there is no (future) round of existence that can be ascribed to them. – Majjhima Nikaya i.130 ¶ 42, Translated by Nyanaponika Thera (Nyanaponika, 2006)
  3. The "fruit" (Pali: phala) is the culmination of the "path" (magga). Thus, for example, the "stream-enterer" is the fruit for one on the "stream-entry" path; more specifically, the stream-enterer has abandoned the first three fetters, while one on the path of stream-entry strives to abandon these fetters.
  4. Both the stream-enterer and the once-returner abandon the first three fetters. What distinguishes these stages is that the once-returner additionally attenuates lust, hate and delusion, and will necessarily be reborn only once more.

References
  1. Ajaan Lee Dhammadharo. "What is the Triple Gem?". Retrieved August 13, 2016.
  2. "Sangha". Archived from the original on February 14, 2015. Retrieved August 13, 2016.
  3. "A Path to Freedom: A Self-guided Tour of the Buddha's Teachings". Retrieved August 13, 2016.
  4. Buswell and Lopez, The Princeton Dictionary of Buddhism, entry satkāyadṛṣṭi (P. sakkāyadiṭṭhi)
  5. [a] Rhys Davids & Stede (1921-25), pp. 660-1, "Sakkāya" entry (retrieved 2008-04-09), defines sakkāya-diṭṭhi as "theory of soul, heresy of individuality, speculation as to the eternity or otherwise of one's own individuality."
    [b] Bodhi (2000), p. 1565, SN 45.179, translates it as "identity view"
    [c] Gethin (1998), p. 73, uses "the view of individuality"; Harvey (2007), p. 71, uses "views on the existing group"; Thanissaro (2000) uses "self-identify views"; and, Walshe (1995), p. 26, uses "personality-belief."
  6. Warder 2000, p. 284.
  7. Gomez 1991, p. 69.
  8. Armstrong, Steve. "The Practical Dharma of Mahasi Sayadaw". Buddhist Geeks. Archived from the original on May 3, 2016. Retrieved August 13, 2016.
  9. "Sangha". Archived from the original on 2015-02-14. Retrieved 2007-10-28.

Sources
  • Gomez, Luis O. (1991), Purifying Gold: The Metaphor of Effort and Intuition in Buddhist Thought and Practice. In: Peter N. Gregory (editor)(1991), Sudden and Gradual. Approaches to Enlightenment in Chinese Thought, Delhi: Motilal Banarsidass Publishers Private Limited
  • Warder, A.K. (2000), Indian Buddhism, Delhi: Motilal Banarsidass Publishers
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