Dublin Regulation

The Dublin Regulation (Regulation No. 604/2013; sometimes the Dublin III Regulation; previously the Dublin II Regulation and Dublin Convention) is a Regulation of the European Union that determines which EU member state is responsible for the examination of an application for asylum, submitted by persons seeking international protection under the Geneva Convention and the Qualification Directive, within the European Union.

States applying Dublin instruments
  Dublin regulation
  EU-Denmark agreement
  non-EU member states with an agreement to apply the provisions

The Dublin Regulation forms a key part of the Common European Asylum System (CEAS). Together with the Eurodac Regulation, which establishes a Europe-wide fingerprinting database for unauthorised entrants to the EU, the Dublin Regulation forms the Dublin System. The Dublin Regulation aims to "determine rapidly the Member State responsible [for an asylum claim]"[1] and provides for the transfer of an asylum seeker to that Member State.

One of the principal aims of the Dublin Regulation is to prevent an applicant from submitting applications in multiple Member States. Another aim is to reduce the number of "orbiting" asylum seekers, who are shuttled from member state to member state.[2] The country in which the asylum seeker first applies for asylum is responsible for either accepting or rejecting the claim, and the seeker may not restart the process in another jurisdiction.[3]

As part of the third phase of CEAS, the Dublin III Regulation is to be replaced by the Asylum and Migration Management Regulation (AMMR) in 2024.

History

The Dublin regime was originally established by the Dublin Convention, which was signed in Dublin, Ireland on 15 June 1990, and first came into force on 1 September 1997 for the first twelve signatories (Belgium, Denmark, France, Germany, Greece, Ireland, Italy, Luxembourg, the Netherlands, Portugal, Spain and the United Kingdom), on 1 October 1997 for Austria and Sweden, and on 1 January 1998 for Finland.[4] While the convention was only open to accession by member states of the European Communities, Norway and Iceland, non-member states, concluded an agreement with the EC in 2001 to apply the provisions of the Convention in their territories.[5]

Incorporation of the Dublin framework under EU law

The Dublin II Regulation was adopted in 2003, replacing the Dublin Convention in all EU member states except Denmark, which has an opt-out from implementing regulations under the area of freedom, security and justice.[1] An agreement with Denmark on extending the application of the Regulation to Denmark came into force in 2006.[6] A separate protocol also extended the Iceland-Norway agreement to Denmark in 2006.[7] The provisions of the Regulation were also extended by a treaty to non-member states Switzerland on 1 March 2008,[8] which on 5 June 2005 voted by 54.6% to ratify it, and Liechtenstein on 1 April 2011.[9] A protocol subsequently made this agreement also applicable to Denmark.[10]

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Second phase of the Common European Asylum System

On 3 December 2008, the European Commission proposed amendments to the Dublin Regulation, creating an opportunity for reform of the Dublin System.[11] The Dublin III Regulation (No. 604/2013) was approved in June 2013, replacing the Dublin II Regulation, and applies to all member states except Denmark.[12] It came into force on 19 July 2013. It is based on the same principle as the previous two, i. e., that the first Member State where finger prints are stored or an asylum claim is lodged is responsible for a person's asylum claim.[13]

In July 2017, the European Court of Justice upheld the Dublin Regulation, declaring that it still stands despite the high influx of 2015, giving EU member states the right to transfer migrants to the first country of entry to the EU.[14]

The United Kingdom withdrawal from the European Union took effect at the end of the Brexit transition period on 31 December 2020, at which point the Regulation ceased to apply to it.[15]

Asylum and Migration Management Regulation

The Dublin III Regulation is to be replaced by an Asylum and Migration Management Regulation (AMMR), as part of the third phase of the Common European Asylum System. The Justice and Home Affairs Council reached agreement on a negotiating position towards the European Parliament on 8 June 2023.[16]

Key to the Asylum and Migration Management Regulation is the institution of a new solidarity mechanism between the member states. Solidarity can take the form of relocation of migrants, financial contributions, deployment of personnel or measures focusing on capacity building. Solidarity will be mandatory for member states, but the form of solidarity is at the discretion of the member states themselves. Per relocation, member states can instead make a financial contribution of €20.000.[16]

Criticism

According to the European Council on Refugees and Exiles (ECRE) and the UNHCR the current system fails in providing fair, efficient and effective protection. Around 2008, those refugees transferred under Dublin were not always able to access an asylum procedure. This put people at risk of being returned to persecution.[17] The claim has been made on a number of occasions both by the ECRE[18] and the UNHCR[19] that the Dublin regulation impedes the legal rights and personal welfare of asylum seekers, including the right to a fair examination of their asylum claim and, where recognised, to effective protection, and leads to uneven distribution of asylum claims among Member States.

Application of this regulation can seriously delay the presentation of claims, and can result in claims never being heard. Causes of concern include the use of detention to enforce transfers of asylum seekers from the state where they apply to the state deemed responsible, also known as Dublin transfers, the separation of families and the denial of an effective opportunity to appeal against transfers. The Dublin system also increases pressures on the external border regions of the EU, where the majority of asylum seekers enter EU and where states are often least able to offer asylum seekers support and protection.[20]

After ECRE,[21] the UNHCR and other non-governmental organisations openly criticised Greece's asylum system, including the lack of protection and care for unaccompanied children, several countries suspended transfers of asylum seekers to Greece under the Dublin II regulation. Norway announced in February 2008 it would stop transferring any asylum seeker back to Greece under the Dublin II regulation. In September, it backtracked and announced that transfers to Greece would be based on individual assessments.[22] In April 2008 Finland announced a similar move.[23]

The regulation is also criticised by the Council of Europe Commissioner for Human Rights as undermining refugee rights.[24]

The European Court of Human Rights in the case M.S.S. v Belgium and Greece, judged on 21 January 2011 that both the Greek and the Belgian governments violated the European Convention on Human Rights by applying the EU's own law on asylum seekers and were given fines of €6,000 and €30,000, respectively.[25][26][27] Recently, voices have been heard calling for the imposition of tougher sanctions, should similar cases of trying to follow EU asylum laws occur in the future.[28]

Dublin Regulation and the European refugees crisis
Main article: European migrant crisis

Around 23 June 2015 during the European refugee and migrant crisis, Hungary considered itself overburdened with asylum applications after receiving 60,000 "illegal immigrants" that year and announced to no longer receive back applicants who had crossed the borders to other EU countries and were detained there, as they should according to the Dublin regulation, due to unspecified "technical reasons", thus practically withdrawing from that Dublin regulation.[29] On 24 August 2015, Germany therefore decided to make use of the "sovereignty clause" to process Syrian asylum applications for which it would not be responsible under the criteria of the Regulation.[30] On 2 September 2015, the Czech Republic also decided to offer Syrian refugees who had already applied for asylum in other EU countries and who had reached the country to either have their application processed in the Czech Republic (i. e. get asylum there) or to continue their journey elsewhere.[31]

States such as Hungary, Slovakia and Poland also officially stated their opposition to any possible revision or enlargement of the Dublin Regulation, specifically referring to the eventual introduction of new mandatory or permanent quotas for solidarity measures.[32]

In April 2018 at a public meeting of the Interior-Committee of the German Bundestag, expert witness Kay Hailbronner, asked about a future European asylum system, described the current state of the Dublin Regulation as dysfunctional. Hailbronner concluded, that once the EU has been reached, travelling to the desired destination, where the chances for being granted full refugee status are best and better living conditions are expected, was common practice. Sanctions for such travel were practically non-existent. Even if already deported, a return to the desired nation could be organized.[33]

2019 statistics

In 2019, the European Union (EU) Member States sent out 142 494 outgoing requests to transfer the responsibility to examine an asylum application and effectively implemented 23 737 outgoing transfers to other Member States.[34]

The largest numbers of outgoing requests using the Dublin procedure were sent by Germany (48 844), France (48 321), each representing close to one-third of the total number of outgoing requests recorded in 2019. They were followed by Belgium (11 882) and the Netherlands (9 267). These four Member States together sent more than four-fifths (83%) of all outgoing requests in 2019.[34]

See also

Further reading
  • Da Lomba, Sylvia (26 February 2004). Right to Seek Refugee Status in the European Union. Intersentia. ISBN 9050953492.

References
  1. "COUNCIL REGULATION (EC) No. 343/2003 of 18 February 2003 establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national". Official Journal of the European Union. L (50/1). 25 February 2003. Retrieved 2 March 2021.. repealed on 18 July 2013
  2. http://knjiznica.sabor.hr/pdf/E_publikacije/Asylum_in_the_EU.pdf
  3. European Commission staff working document accompanying the communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of Regions - Policy plan on asylum : an integrated approach to protection across the EU - Impact Assessment
  4. "Convention determining the State responsible for examining applications for asylum lodged in one of the Member States of the European Communities (Deposited with the Government of Ireland)". Council of the European Union. Retrieved 8 November 2014.
  5. "Agreement between the European Community and the Republic of Iceland and the Kingdom of Norway concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Iceland or Norway". Council of the European Union. Retrieved 8 November 2014.
  6. "Agreement between the European Community and the Kingdom of Denmark on the criteria and mechanisms for establishing the state responsible for examining a request for asylum lodged in Denmark or any other Member State of the European Union and "Eurodac" for the comparison of fingerprints for the effective application of the Dublin Convention". Council of the European Union. Retrieved 8 November 2014.
  7. "Protocol to the Agreement between the European Community, the Republic of Iceland and the Kingdom of Norway, concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Iceland or Norway". Council of the European Union. Retrieved 23 April 2015.
  8. "Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland". Council of the European Union. Retrieved 8 November 2014.
  9. "Protocol between the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland". Council of the European Union. Retrieved 8 November 2014.
  10. "Protocol between the European Community, the Swiss Confederation and the Principality of Liechtenstein to the Agreement between the European Community and the Swiss Confederation concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum in a Member State or in Switzerland". Council of the European Union. Retrieved 23 April 2015.
  11. "European Commission Proposal to recast the Dublin Regulation". Publications Office of the European Union. Retrieved 2 March 2021.
  12. "REGULATION (EU) No. 604/2013 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL of 26 June 2013 establishing the criteria and mechanisms for determining the Member State responsible for examining an application for international protection lodged in one of the Member States by a third-country national or a stateless person (recast)". Official Journal of the European Union. L (180/31). 29 June 2013. Retrieved 2 March 2021.
  13. Archived 22 February 2014 at the Wayback Machine
  14. "EU court rejects 'open-door' policy and upholds right of member states to deport refugees". The Daily Telegraph. 26 July 2017.
  15. https://commonslibrary.parliament.uk/research-briefings/cbp-9031/
  16. https://www.consilium.europa.eu/en/press/press-releases/2023/06/08/migration-policy-council-reaches-agreement-on-key-asylum-and-migration-laws/
  17. "Sharing Responsibility for Refugee Protection in Europe: Dublin Reconsidered". ECRE. Archived from the original on 22 March 2012. Retrieved 31 March 2008.
  18. "ECRE Comments on the European Commission Proposal to recast the Dublin Regulation". ECRE. Archived from the original (PDF) on 23 December 2015. Retrieved 3 January 2012.
  19. "UNHCR's Comments on the European Commission's Proposal for a recast of the Dublin and Eurodac Regulations". UNHCR. Retrieved 11 June 2009.
  20. "Greece under fire over refugee treatment". EU Observer. 3 April 2008. Retrieved 11 June 2009.
  21. "ECRE calls for suspension of Dublin transfers to Greece". ECRE. Archived from the original on 24 March 2009. Retrieved 11 June 2009.
  22. "Left to Survive: Systematic Failure to Protect Unaccompanied Migrant Children in Greece". Human Rights Watch. HRW. 22 December 2008. Retrieved 11 June 2009.
  23. "Finland halts migrant transfer to Greece after UN criticism". EU Observer. 21 April 2008. Retrieved 11 June 2009.
  24. The ‘Dublin Regulation’ undermines refugee rights Archived 12 November 2010 at the Wayback Machine
  25. Valentina Pop, "Human rights court deals blow to EU asylum system," EU Observer (21 January 2011). Retrieved 24 February 2015.
  26. ECHR Press Release on the case
  27. ECHR Grand chamber judgement 21 Januar 2011 in the case of M.S.S. v. BELGIUM AND GREECE, (Application no. 30696/09)
  28. Harald Köpping, "A Vision of a Fair Asylum System for Europe," EUtopia (11 July 2012). Retrieved 24 February 2015.
  29. "Defying EU, Hungary suspends rules on asylum seekers". Reuters. Retrieved 9 March 2015.
  30. "Germany: Halt on Dublin procedures for Syrians". Retrieved 8 March 2016.
  31. "Change in Czech refugee policy". Prague Post. Retrieved 9 March 2015.
  32. "Refugee and Migrant crisis: Hungary refugees and migrants start walk to border – BBC News". BBC News. 4 September 2015. Retrieved 5 September 2015.
  33. "Stellungnahme Zur Neuordnung des Gemeinsamen Europäischen Asylsystems (GEAS)" (PDF) (in German). bundestag.de. Retrieved 20 April 2018.
  34. Key figures on functioning of Dublin system in 2019, Eurostat
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