/æ/ raising

In the sociolinguistics of the English language, /æ/ raising or short-a raising is a phenomenon by which the "short a" vowel /æ/ ⓘ, the TRAP/BATH vowel (found in such words as ash, bath, man, lamp, pal, rag, sack, trap, etc.), is pronounced with a raising of the tongue. In most American and many Canadian English accents, /æ/ raising is specifically /æ/ tensing: a combination of greater raising, fronting, lengthening, and gliding that occurs only in certain words or environments. The most common context for tensing /æ/ throughout North American English, regardless of dialect, is when this vowel appears before a nasal consonant (thus, for example, commonly in fan, but rarely in fat).[1]

"Flat A" redirects here. Not to be confused with A-flat.

The realization of this "tense" (as opposed to "lax") /æ/ varies from [ɛː] to [ɛə] to [eə] to [ɪə], and can be dependent on the particular dialect or even speaker. One common realization is [ɛə], a transcription that will be used throughout this article to represent the tensed pronunciation.

Variable raising of /æ/ (and /æɔ/, the MOUTH vowel transcribed with ⟨aʊ⟩ in General American) before nasal consonants also occurs in Australian English.[2]

/æ/ raising in North American English[3]
Following
consonant		 Example
words[4]		 New York City,
New Orleans[5]		 Baltimore,
Philadelphia[6]		 Midland US,
New England,
Pittsburgh,
Western US		 Southern
US		 Canada, Northern
Mountain US		 Minnesota,
Wisconsin		 Great Lakes
US
Non-prevocalic
/m, n/		 fan, lamb, stand [ɛə][7][upper-alpha 1][upper-alpha 2] [ɛə][7] [ɛə~ɛjə][10] [ɛə][11] [ɛə][12]
Prevocalic
/m, n/		 animal, planet,
Spanish		 [æ]
/ŋ/[13] frank, language [ɛː~eɪ~æ][14] [æ~æɛə][10] [ɛː~ɛj][11] [eː~ej][15]
Non-prevocalic
/ɡ/		 bag, drag [ɛə][upper-alpha 1] [æ][upper-alpha 3] [æ][7]
Prevocalic /ɡ/ dragon, magazine [æ]
Non-prevocalic
/b, d, ʃ/		 grab, flash, sad [ɛə][upper-alpha 1] [æ][upper-alpha 4][17] [ɛə][17]
Non-prevocalic
/f, θ, s/		 ask, bath, half,
glass		 [ɛə][upper-alpha 1]
Otherwise as, back, happy,
locality		 [æ][upper-alpha 5]
  1. In New York City and Philadelphia, most function words (am, can, had, etc.) and some learned or less common words (alas, carafe, lad, etc.) have [æ].[8]
  2. In Philadelphia, the irregular verbs began, ran, and swam have [æ].[9]
  3. In Philadelphia, bad, mad, and glad alone in this context have [ɛə].[8]
  4. The untensed /æ/ may be lowered and retracted as much as [ä] in varieties affected by the Canadian Shift.[16]
  5. In New York City, certain lexical exceptions exist (like avenue being tense) and variability is common before /dʒ/ and /z/ as in imagine, magic, and jazz.[18]
    In New Orleans, [ɛə] additionally occurs before /v/ and /z/.[19]

Distinction between phonemic and non-phonemic /æ/ raising

Short-a (or /æ/) tensing has two possible forms: either non-phonemic ("continuous") or phonemic ("split"). In General American, for example, the word man can be pronounced on a continuum from the lax-vowel [mæn]ⓘ to the tense-vowel [mɛən]ⓘ, but the latter pronunciation is much more common. However, both vowel qualities are considered possible variations (allophones) of the single "short a" phoneme in man. Therefore, General American uses a continuous system in which a tensed allophone does not demonstrate that a new phoneme has splintered off from the original.

In some American English dialects, however, including the New York City and Philadelphia ones, the "short a" sound can actually split into two entirely distinct phonemes and so using a tense vowel rather than a lax vowel could change the meanings of words or phrases. For instance, in traditional Philadelphia English, the surname Manning must be pronounced with a lax vowel as /ˈmænɪŋ/. If it is pronounced tensely as /ˈmɛənɪŋ/, it may be perceived by a Philadelphian as an entirely different word: the verb manning (as in "He was manning the vehicle"). Therefore, such dialects have a phonemic split of the "short a" vowel, sometimes called a "short-a split system". The relationship between two words (like Manning and manning) that differ in only a single differentiating sound is known as a minimal pair. Here are further examples of minimal pairs of the short a that use the Philadelphia and General American accents for reference as, respectively, phonemic and non-phonemic accents:

Example words Philadelphia General U.S.
calf
e.g. The calf was born today.		 caf
e.g. Students must eat in the caf.		 /kɛəf/ versus
/kæf/		 both homophonous as [kʰæf]ⓘ
halve
e.g. A knife can halve the bread in two.		 have
e.g. She might have fun.		 /hɛəv/ versus
/hæv/		 both homophonous as [hæv]ⓘ
manning
e.g. He was manning the control panel.		 Manning
e.g. We met the Manning family.		 /ˈmɛənəŋ/ versus
/ˈmænəŋ/		 both homophonous as [ˈmɛənɪŋ]
madder
e.g. He's madder than a rabid dog.		 matter
e.g. Discuss this matter further.		 /ˈmɛədər/, [ˈmɛəɾɚ] versus
/ˈmætər/, [ˈmæɾɚ]		 both homophonous as [ˈmæɾɚ]ⓘ
mass
e.g. I grabbed a mass of clay.		 Mass
e.g. She works at Mass General.		 /mɛəs/ versus
/mæs/		 both homophonous as [mæs]ⓘ
plan it
e.g. We'll plan it after breakfast.		 planet
e.g. The planet orbits the Sun.		 /ˈplɛənət/ versus
/ˈplænət/		 both homophonous as [ˈpʰɫɛənɨt]ⓘ

Phonemic /æ/ raising systems

In a North American short-a phonemic split system (or, simply, a short-a split), the terms "raising" and "tensing" can be used interchangeably. Phonemic tensing occurs in the dialects of New York City and the Mid-Atlantic States (centering on the cities of Philadelphia and Baltimore). It is similar in its word patterns but not in its resulting pronunciation to the trap-bath split of certain British English accents, notably the London and Received Pronunciation dialects, which creates a new "broad a" phoneme from words that elsewhere retain a "short a" sound. The environment of "broad a" overlaps with that of /æ/ tensing in that it occurs before voiceless fricatives in the same syllable and before nasals in certain environments, and both phenomena involve replacement of the short lax vowel /æ/ with a longer and tenser vowel. However, the "broad a" is lower and backer than [æ], and the result of /æ/ tensing is higher and fronter.

It is also related to the bad–lad split of Australian English and some Southern British dialects in which a short flat /æ/ is lengthened to [æː] in some conditions. The most significant differences from the Philadelphia system described here are that dialects that split bad–lad have the "broad a" phenomenon, which then prevents the split; 'sad' is long; and lengthening can occur before /ɡ/ and /l/.

New York City

In the traditional New York accent, the tense /ɛə/ is traditionally an entirely separate phoneme from /æ/ as a result of a phonemic split. The distribution between /æ/ and /ɛə/ is largely predictable. In New York City, tensing occurs uniformly in closed syllables before /n/, /m/, voiceless fricatives (/f θ s ʃ/), and voiced stops (/b g d/). Tensing occurs much more variably before /dʒ/ and /z/, in both closed and open syllables, such as in magic and jazz. In other open syllables, /æ/ tends to stay lax, regardless of the following consonant. (Contrasting that with the distinction between /ɒ/ and /ɔ/, Labov et al. reported that, in New York City, /sæd/ and /sɛəd/ were heard as the same word, but /sɒd/ and /sɔd/ were heard as two different words,[20] suggesting minimal pairs of /æ/ and /ɛə/ to be not as likely in New York City as in Philadelphia.)

Exceptions include the following:

  1. Function words with simple codas are usually lax[21]
    can (simple coda) with /æ/ vs. can't (complex coda) with /ɛə/
  2. Learned words (often including loanwords) are usually lax[21]
    alas and carafe with /æ/
  3. Abbreviated words or personal names are usually lax[21]
    Cass, Babs, and math with /æ/
  4. When a vowel-initial word-level suffix is added to a word with tense /ɛə/, the vowel remains tense even though it now stands in an open syllable
    mannish has /ɛə/ like man, not /æ/ like manage
    classy has /ɛə/ like class, not /æ/ like classic
    passing has /ɛə/ like pass, not /æ/ like Pasadena
  5. Words with initial /æ/ are usually lax, except for the most common words
    aspirin and asterisk with /æ/ vs. ask and after (more common words) with /ɛə/
  6. Certain one-off exceptions (The word avenue usually has tense /ɛə/, unlike any other case of /æ/ before /v/. The word family is quite variable.)

The New York City split system has also diffused, often with slightly different conditioning, into Albany, Cincinnati, New Orleans, and nearby parts of New Jersey.[21]

Northern New Jersey

In Northern New Jersey, Labov finds the New York City split system, though with some variability. East of the Hackensack River—by Hoboken, Weehawken, and Jersey City—and in Newark also, Labov finds the split to occur with no more variation than in New York City itself.[21]

Between the Hackensack and Passaic Rivers, Labov finds that speakers typically lose the city's function word constraint before nasal consonants. Thus, am, can (the verb), an, and and all typically take on tense /ɛə/, while had ordinarily retains lax /æ/. Labov also reports variable tensing in open syllables, resulting in potential tensing of words like planet and fashionable.[21]

West of the Passaic River, /æ/ tensing only occurs before nasal consonants.[21]

Albany

Like in Northern New Jersey, Labov finds that the New York split system has also diffused in Albany with some alterations. Although the function is lost in Northern New Jersey, Labov reports that the function constraint is weakened only in Albany. Thus, can, an, and has may be tensed while have and had may be lax. Also, the open syllable constraint is variable in Northern New Jersey, but Labov reports that in Albany, that constraint is absent altogether. Thus, national, cashew, family, camera, planet, and manner are all tense.[21]

Older Cincinnati

Labov finds the remnants of the New York split system present in the now-declining traditional dialect of Cincinnati, with similar variations to Northern New Jersey and Albany. Like in Albany, the open-syllable constraint is completely absent. However, the function word and is reported as being lax.[21]

Labov further reports consistently laxing before /g/. In New York, tensing before voiced fricatives is variable, but it is reported as consistent in Cincinnati.[21]

New Orleans
Main article: New Orleans English

Labov finds the New York split system in New Orleans with similar variations. As in older Cincinnati, tensing may also occur before voiced fricatives. As in Northern New Jersey, the function constraint is virtually absent. However, closer to the split of New York City proper, the open syllable constraint is still retained.[21] Also, the tense variant [ɛə] appears to always be present before voiced fricatives like /v/ and /z/.

Philadelphia and Baltimore

Philadelphia and Baltimore use a different short-a system than New York City, but it is similar in that it is also a split system. Tensing does not occur before voiced stops and /ʃ/, with the only exceptions being mad, bad, and glad. Here are further examples that are true for Philadelphia and Baltimore, as well as for New York City:

Tense /ɛə/ Lax /æ/
man/mɛən/ hang/hæŋ/
ham/hɛəm/ pal/pæl/
laugh/lɛəf/ lap/læp/
bath/bɛəθ/ bat/bæt/
pass/pɛəs/ passage/ˈpæsədʒ/

Philadelphia/Baltimore exceptions include the New York exceptions listed above, as well as the following:

  1. When a polysyllabic word with /æ/ in an open syllable gets truncated to a single closed syllable, the vowel remains lax:
    caf (truncation of cafeteria) has /æ/, not /ɛə/ like calf
    path (truncation of pathology) has /æ/, not /ɛə/ like path 'way, road'
    Mass (truncation of Massachusetts) has /æ/, not /ɛə/ like mass
  2. Function words and irregular verb tenses have lax /æ/, even in an environment which would usually cause tensing:
    and (a function word) has /æ/, not /ɛə/ like sand
    ran (a strong verb tense) has /æ/, not /ɛə/ like man

Non-phonemic /æ/ raising systems

Before nasals

Most American and many Canadian English speakers, at the very least, display an /æ/ that is raised (tensed) and diphthongized before the front nasals /m/ and /n/, such as in camp, man, ram, pan, ran, clamber, Sammy, which are otherwise lower and laxer. However, they fail to split the "short a" into two contrasting phonemes, which the New York, Baltimore, Philadelphia, and Yat accents do. A common form is what William Labov calls the "nasal system" in which /æ/ is raised and tensed most severely but not necessarily exclusively before nasal consonants, regardless of whether there is a syllabic or morphemic boundary present. The nasal system is found in several separate and unrelated dialect regions, including the southern Midwest, Northern New Jersey, Florida, and parts of Canada, but it is most prominent, the difference between the two allophones of /æ/ being the greatest and speakers with the nasal system being most concentrated, in eastern New England, including in Boston.

More widespread among speakers of the Western United States, Canada, and the southern Midwest is a "continuous system," which also revolves around "short a" before nasal consonants but has a less-extreme raising of the tongue than the "nasal system." Most varieties of General American English fall under that category. The system resembles the nasal system in that /æ/ is usually raised and tensed to [ɛə] before nasals, but instead of a sharp divide between a high, tense allophone before nasals and a low, lax one before other consonants, allophones of /æ/ occupy a continuum of varying degrees of height and tenseness between both extremes, with a variety of phonetic and phonological factors interacting (sometimes differently in different dialects) to determine the height and tenseness of any particular example of /æ/.

The pattern most characteristic of Southern American English does not use /æ/ raising at all but uses what has been called the "Southern drawl" instead, with /æ/ becoming in essence a triphthong [æjə]. However, many speakers from the South still use the nasal /æ/-raising system described above, particularly in Charleston, Atlanta, and Florida. Also, some speakers from the New Orleans area have been reported to have a system that is very similar to the phonemic split of New York.[22]

Before /ɡ, ŋ/

For speakers in much of Canada and in the North-Central and the Northwestern United States, a following /ɡ/ (as in magazine, rag, bags, etc.) or /ŋ/ (as in bang, pang, gangster, angler, etc.) tenses an /æ/ as much as or more than a following nasal does.[23] In Wisconsin, Minnesota, and Central Canada, a merger of /æ/ with /eɪ/ before /ɡ/ has been reported, making, for example, haggle and Hegel homonyms.[24]

General /æ/ raising

In accents that have undergone the Northern Cities Vowel Shift, mostly those of the Inland Northern United States, the phoneme /æ/ is raised and diphthongized in all possible environments: a "general raising" system.[25] The Inland North dialect is spoken in such areas as Chicago, Cleveland, Detroit, Buffalo, Rochester, and Syracuse. However, a reversal of the raising (except before nasal consonants) has been observed in at least some communities in which it has been studied, including Lansing, Michigan,[26] and Syracuse, New York.[27]

Australian English

In Australian English, /æ/ and the backing diphthong /æɔ/ (which corresponds to /aʊ/ in General American and RP) may be raised to [ɛː, ɛɔ] before nasal consonants. In the case of /æ/, the raised allophone approaches the DRESS vowel /e/ but is typically somewhat longer, similar to the SQUARE vowel /eː/. In the case of /æɔ/, it is only the first element that is variably raised, the second element remains unchanged.

For some speakers this raising is substantial, yet for others it is nonexistent.[2]

Vowel length has become the main perceptual difference between /æ/ and /e/ when before /n/ or /m/. For example, a word like 'Ben' would be pronounced [ben], while 'ban' would be pronounced [beːn].[28]

References
  1. Boberg, Charles (Spring 2001). "Phonological Status of Western New England". American Speech, Volume 76, Number 1. pp. 3-29 (Article). Duke University Press. p. 11: "The vowel /æ/ is generally tensed and raised [...] only before nasals, a raising environment for most speakers of North American English".
  2. Cox, Felicity; Palethorpe, Sallyanne (2007). "Australian English" (PDF). Journal of the International Phonetic Association. 37 (3): 346. doi:10.1017/S0025100307003192.
  3. Labov, Ash & Boberg (2006), p. 182.
  4. Labov, Ash & Boberg (2006), pp. 173–174.
  5. Labov, Ash & Boberg (2006), pp. 173–174, 260–261.
  6. Labov, Ash & Boberg (2006), pp. 173–174, 238–239.
  7. Duncan (2016), pp. 1–2.
  8. Labov, Ash & Boberg (2006), p. 173.
  9. Labov, Ash & Boberg (2006), p. 238.
  10. Labov, Ash & Boberg (2006), pp. 178, 180.
  11. Boberg (2008), p. 145.
  12. Duncan (2016), pp. 1–2; Labov, Ash & Boberg (2006), pp. 175–177.
  13. Labov, Ash & Boberg (2006), p. 183.
  14. Baker, Mielke & Archangeli (2008).
  15. Labov, Ash & Boberg (2006), pp. 181–182.
  16. Boberg (2008), pp. 130, 136–137.
  17. Labov, Ash & Boberg (2006), pp. 82, 123, 177, 179.
  18. Labov (2007), p. 359.
  19. Labov (2007), p. 373.
  20. Labov, Ash & Boberg (2006), chpt. 13 & 17
  21. "Transmission and diffusion" (PDF). www.ling.upenn.edu.
  22. Labov, "Transmission and Diffusion"
  23. Mielke, Carignan & Thomas (2017), p. 333.
  24. Labov, Ash & Boberg (2006), p. 181.
  25. Labov, Ash & Boberg (2006), chpt. 13
  26. Wagner, S. E.; Mason, A.; Nesbitt, M.; Pevan, E.; Savage, M. (2016). "Reversal and re-organization of the Northern Cities Shift in Michigan" (PDF). University of Pennsylvania Working Papers in Linguistics 22.2: Selected Papers from NWAV 44. Archived from the original (PDF) on 2021-06-23. Retrieved 2018-03-23.
  27. Driscoll, Anna; Lape, Emma (2015). "Reversal of the Northern Cities Shift in Syracuse, New York". University of Pennsylvania Working Papers in Linguistics. 21 (2).
  28. Cox, Felicity; Palethorpe, Sallyanne (2014). "Phonologisation of vowel duration and nasalised /æ/ in Australian English" (PDF). Proceedings of the 15th Australasian International Conference on Speech Science and Technology. pp. 33–36. Retrieved 2022-11-27.

Sources
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