Leaf by Niggle

Tolkien made the general statement "I dislike allegory" in one of his letters,[T 9] but in specific references to "Leaf by Niggle", he wrote that "It is not really or properly an 'allegory' so much as 'mythical'",[T 3] and "I tried to show allegorically how [sub-creation] might come to be taken up into Creation in some plane in my 'purgatorial' story Leaf by Niggle."[T 10]

The Tolkien scholar and fellow-philologist Tom Shippey states categorically that the story is "quite certainly" an allegory, and that its first words recall "to any Anglo-Saxonist" the opening lines of the Old Northumbrian poem Bede's Death Song. Those lines, he states, equate death to a journey, hinting to the reader to continue making such "equations" of things in the world to elements of the story; and further, that the reader of the story is meant to interpret the story in this way, every tiny detail exactly and entertainingly fitting the pattern.[3]

"Leaf by Niggle" matches the structure of Dante's Purgatorio, and fits Dante's romantic theology. Here, Dante looks longingly at Beatrice (centre) as she strolls by the River Arno. Dante and Beatrice, by Henry Holiday, 1883

A religious reading could lead to the conclusion that the allegory of "Leaf by Niggle" is life, death, purgatory and paradise. Niggle is not prepared for his unavoidable trip, as humans often are not prepared for death. His time in the institution and subsequent discovery of his Tree represent purgatory and heaven; Sebastian Knowles writes that the story "follows Dante's 'Purgatorio' in its general structure and in its smallest detail."[4]

Michael Milburn argues that Charles Williams's view of Dante as romantic theology – which Milburn glosses as the serious theology of romantic experiences, including romantic love – can be applied to Tolkien's story. Dante, he writes, has a "glorious vision" of Beatrice that is "as real" as the actual Beatrice.[5] She dies, leaving Dante with the inspiration to "be love", to stay faithful to his vision of her. This can be applied to art with "a source text that not only takes art for its subject but locates the vision of great art in the afterlife with Beatrice, includes an experience analogous to the death of Beatrice, and explores the relationship between artistic beauty and caritas.[5] Milburn states that Tolkien's "Leaf by Niggle" is just such a text, because Niggle's allegorical "journey" signifies death, the "Workhouse" signifies purgatory, and the place Niggle reaches after that is the Earthly Paradise, the place for Tolkien as for Dante of final purification before heaven, Niggle's "mountains".[5] Tolkien had met Williams, as they were both members of the Inklings literary group. Further, Milburn notes, Tolkien, despite denying that Williams had been an influence, wrote a poem about him, in which he praises William's understanding of Dante, his romantic theology: "But heavenly footsteps, too, can Williams trace, / and after Dante, plunging, soaring, race / up to the threshold of Eternal Grace".[5]

An autobiographical interpretation places Tolkien himself as Niggle—in mundane matters as well as spiritual ones.[6][7] Tolkien was compulsive in his writing, his endless revisions, his desire for perfection in form and in the "reality" of his invented world, its languages, its chronologies, its existence. Like Niggle, Tolkien came to abandon other projects or graft them onto his "Tree", Middle-earth. Like Niggle, Tolkien faced many chores and duties that kept him from the work he loved;[8] and like Niggle, Tolkien was a confirmed procrastinator.[9] Shippey comments that whereas Tolkien had once felt that one could return to Faërie in some way, later in his life he came to doubt that he would "[rejoin] his own creations after death, like Niggle; he felt they were lost, like the Silmarils."[10] He adds that when Tolkien presents images of himself in his writings, as with Niggle and Smith, there is "a persistent streak of alienation".[11] Shippey lists several elements of the allegory in "Leaf by Niggle".[3]

"Leaf by Niggle" can be interpreted, too, as an illustration of Tolkien's religious philosophy of creation and sub-creation.[8][12] In this philosophy, true creation is the exclusive province of God, and those who aspire to creation can only make echoes (good) or mockeries (evil) of truth. The sub-creation of works that echo the true creations of God is one way that mortals honour God. This philosophy is evident in Tolkien's other works, especially The Silmarillion—one Vala, Morgoth, creates the Orc race as a foul mockery of the Elves. Another Vala, Aulë, creates the Dwarf race as an act of subcreation that honoured Eru Ilúvatar (the analogue of God in Tolkien's writings), and which Eru accepted and made real, just as Niggle's Tree was made real.[13] Niggle's yearnings after truth and beauty (God's creations) are echoed in his great painting. After death, Niggle is rewarded with the realisation (the making-real) of his yearning; or, alternatively, Niggle's Tree always existed and he simply echoed it in his art. From a metanarrative viewpoint, Tolkien's Arda is itself a subcreation designed to honour the true stories of the real world. Thus, The Lord of the Rings, despite its lack of overt religious elements, can be interpreted as a profoundly religious work.[14]

Michael Organ, writing in the Journal of Tolkien Research, notes that Tolkien stated in a letter that the story came to him one morning in 1939, shortly before the start of the Second World War, when he woke up with the story, which he called "that odd thing", in his mind "virtually" complete.[T 11][15] Tolkien stated in another letter that he then wrote it out "almost in a sitting and very nearly in the form in which it now appears", commenting that looking back at the story, he thought it "arose" from a combination of his love of trees and his concern that The Lord of the Rings would never be finished.[T 12] Organ describes the birth of "Leaf by Niggle" as "a frenzy of activity" resembling the automatic writing "popularised by proponents of Dada and Surrealism" in the early 20th century.[15] He notes, too, that Tolkien knew that dreams had an irrational side, and had commented that it was "exceptional" for fantasy to appear in dreams, as "Fantasy is a rational, not an irrational, activity".[15] Organ comments that Tolkien may have resisted "what he saw as the morbidity of surrealism" in connection with his story, precisely because "Leaf by Niggle"'s message is so positive.[15]

Jeffrey MacLeod and Anna Smol write in Mythlore that while Tolkien defines sub-creation "in linguistic terms", he often links such verbal creation to visual images. For instance, in his poem "Mythopoeia", he mentions "script and limning packed of various hue", which they gloss as "writing and drawing, alphabet and image, the linguistic and the visual ... side by side." Similarly, they comment, in "Leaf by Niggle", the allegory uses the image of a painter. In his own life, Tolkien combined the writing of fiction with his artwork, while he defined imagination visually as the "mental power of image-making".[16]