Database normalization

Satisfying 3NF

The Book table still has a transitive functional dependency ({Author Nationality} is dependent on {Author}, which is dependent on {Title}). Similar violations exist for publisher ({Publisher Country} is dependent on {Publisher}, which is dependent on {Title}) and for genre ({Genre Name} is dependent on {Genre ID}, which is dependent on {Title}). Hence, the Book table is not in 3NF. To make it in 3NF, let's use the following table structure, thereby eliminating the transitive functional dependencies by placing {Author Nationality}, {Publisher Country}, and {Genre Name} in their own respective tables:

Satisfying EKNF

The elementary key normal form (EKNF) falls strictly between 3NF and BCNF and is not much discussed in the literature. It is intended "to capture the salient qualities of both 3NF and BCNF" while avoiding the problems of both (namely, that 3NF is "too forgiving" and BCNF is "prone to computational complexity"). Since it is rarely mentioned in literature, it is not included in this example.

Satisfying 4NF

Assume the database is owned by a book retailer franchise that has several franchisees that own shops in different locations. And therefore the retailer decided to add a table that contains data about availability of the books at different locations:

As this table structure consists of a compound primary key, it doesn't contain any non-key attributes and it's already in BCNF (and therefore also satisfies all the previous normal forms). However, assuming that all available books are offered in each area, the Title is not unambiguously bound to a certain Location and therefore the table doesn't satisfy 4NF.

That means that, to satisfy the fourth normal form, this table needs to be decomposed as well:

Now, every record is unambiguously identified by a superkey, therefore 4NF is satisfied.

Satisfying ETNF

Suppose the franchisees can also order books from different suppliers. Let the relation also be subject to the following constraint:

• If a certain supplier supplies a certain title
• and the title is supplied to the franchisee
• and the franchisee is being supplied by the supplier,
• then the supplier supplies the title to the franchisee.[12]

This table is in 4NF, but the Supplier ID is equal to the join of its projections: {{Supplier ID, Title}, {Title, Franchisee ID}, {Franchisee ID, Supplier ID}}. No component of that join dependency is a superkey (the sole superkey being the entire heading), so the table does not satisfy the ETNF and can be further decomposed:[12]

The decomposition produces ETNF compliance.

Satisfying 5NF

To spot a table not satisfying the 5NF, it is usually necessary to examine the data thoroughly. Suppose the table from 4NF example with a little modification in data and let's examine if it satisfies 5NF:

Decomposing this table lowers redundancies, resulting in the following two tables:

The query joining these tables would return the following data:

The JOIN returns three more rows than it should; adding another table to clarify the relation results in three separate tables:

What will the JOIN return now? It actually is not possible to join these three tables. That means it wasn't possible to decompose the Franchisee - Book - Location without data loss, therefore the table already satisfies 5NF.

C.J. Date has argued that only a database in 5NF is truly "normalized".[13]

Satisfying DKNF

Let's have a look at the Book table from previous examples and see if it satisfies the domain-key normal form:

Logically, Thickness is determined by number of pages. That means it depends on Pages which is not a key. Let's set an example convention saying a book up to 350 pages is considered "slim" and a book over 350 pages is considered "thick".

This convention is technically a constraint but it is neither a domain constraint nor a key constraint; therefore we cannot rely on domain constraints and key constraints to keep the data integrity.

In other words – nothing prevents us from putting, for example, "Thick" for a book with only 50 pages – and this makes the table violate DKNF.

To solve this, a table holding enumeration that defines the Thickness is created, and that column is removed from the original table:

That way, the domain integrity violation has been eliminated, and the table is in DKNF.

Satisfying 6NF

A simple and intuitive definition of the sixth normal form is that "a table is in 6NF when the row contains the Primary Key, and at most one other attribute".[14]

That means, for example, the Publisher table designed while creating the 1NF:

needs to be further decomposed into two tables:

The obvious drawback of 6NF is the proliferation of tables required to represent the information on a single entity. If a table in 5NF has one primary key column and N attributes, representing the same information in 6NF will require N tables; multi-field updates to a single conceptual record will require updates to multiple tables; and inserts and deletes will similarly require operations across multiple tables. For this reason, in databases intended to serve online transaction processing (OLTP) needs, 6NF should not be used.

However, in data warehouses, which do not permit interactive updates and which are specialized for fast query on large data volumes, certain DBMSs use an internal 6NF representation – known as a columnar data store. In situations where the number of unique values of a column is far less than the number of rows in the table, column-oriented storage allow significant savings in space through data compression. Columnar storage also allows fast execution of range queries (e.g., show all records where a particular column is between X and Y, or less than X.)

In all these cases, however, the database designer does not have to perform 6NF normalization manually by creating separate tables. Some DBMSs that are specialized for warehousing, such as Sybase IQ, use columnar storage by default, but the designer still sees only a single multi-column table. Other DBMSs, such as Microsoft SQL Server 2012 and later, let you specify a "columnstore index" for a particular table.[15]

See also

• Denormalization
• Database refactoring
• Lossless join decomposition

Notes and references

Further reading

• Date, C. J. (1999), An Introduction to Database Systems (8th ed.). Addison-Wesley Longman. ISBN 0-321-19784-4.
• Kent, W. (1983) A Simple Guide to Five Normal Forms in Relational Database Theory, Communications of the ACM, vol. 26, pp. 120–125
• H.-J. Schek, P. Pistor Data Structures for an Integrated Data Base Management and Information Retrieval System

External links

• Kent, William (February 1983). "A Simple Guide to Five Normal Forms in Relational Database Theory". Communications of the ACM. 26 (2): 120–125. doi:10.1145/358024.358054. S2CID 9195704.
• Database Normalization Basics by Mike Chapple (About.com)
• Database Normalization Intro Archived September 28, 2011, at the Wayback Machine, Part 2 Archived July 8, 2011, at the Wayback Machine
• An Introduction to Database Normalization by Mike Hillyer.
• A tutorial on the first 3 normal forms by Fred Coulson
• Description of the database normalization basics by Microsoft
• Normalization in DBMS by Chaitanya (beginnersbook.com)
• A Step-by-Step Guide to Database Normalization
• ETNF – Essential tuple normal form Archived March 6, 2016, at the Wayback Machine