Sainte-Laguë method
The Webster method, also called the Sainte-Laguë method (French pronunciation: [sɛ̃t.la.ɡy]), is an apportionment method for allocating seats in a parliament among federal states, or among parties in a party-list proportional representation system.
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The method was first described in 1832 by the American statesman and senator Daniel Webster. In 1842 the method was adopted for proportional allocation of seats in United States congressional apportionment (Act of 25 June 1842, ch 46, 5 Stat. 491). The same method was independently invented in 1910 by the French mathematician André Sainte-Laguë. It seems that French and European literature was unaware of Webster until after World War II. This is the reason for the double name.
Motivation
Proportional electoral systems attempt to distribute seats in proportion to the votes for each political party, i.e. a party with 30% of votes would receive 30% of seats. Exact proportionality is not possible because only whole seats can be distributed. Different apportionment methods, of which the Sainte-Laguë method is one, exist to distribute the seats according to the votes. Different apportionment methods show different levels of proportionality, apportionment paradoxes and political fragmentation. The Sainte-Laguë method minimizes the average largest seats-to-votes ratio[1] and empirically shows the best proportionality behavior[2] and more equal seats-to-votes ratio for different sized parties[3] among apportionment methods. Among other common methods, the D'Hondt method favours large parties and coalitions over small parties.[4][5][6][7] While favoring large parties reduces political fragmentation, this can be achieved with electoral thresholds as well. The Sainte-Laguë method shows fewer apportionment paradoxes compared to largest remainder methods[8] such as the Hare quota and other highest averages methods such as d'Hondt method.[9]
Description
After all the votes have been tallied, successive quotients are calculated for each party. The formula for the quotient is[10]
where:
- V is the total number of votes that party received, and
- s is the number of seats that have been allocated so far to that party, initially 0 for all parties.
Whichever party has the highest quotient gets the next seat allocated, and their quotient is recalculated. The process is repeated until all seats have been allocated.
The Webster/Sainte-Laguë method does not ensure that a party receiving more than half the votes will win at least half the seats; nor does its modified form.[11]
Often there is an electoral threshold; that is, in order to be allocated seats, a minimum percentage of votes must be gained.
Example
In this example, 230,000 voters decide the disposition of 8 seats among 4 parties. Since 8 seats are to be allocated, each party's total votes are divided by 1, then by 3, and 5 (and then, if necessary, by 7, 9, 11, 13, and so on by using the formula above) every time the number of votes is the biggest for the current round of calculation.
For comparison, the "True proportion" column shows the exact fractional numbers of seats due, calculated in proportion to the number of votes received. (For example, 100,000/230,000 × 8 = 3.48.)
round
(1 seat per round) |
1 | 2 | 3 | 4 | 5 | 6 | 7 | Seats won
(bold) |
---|---|---|---|---|---|---|---|---|
Party A quotient
seats after round |
100,000
0+1 |
33,333
1 |
33,333
1+1 |
20,000
2 |
20,000
2 |
20,000
2+1 |
14,286
3 |
3 |
Party B quotient
seats after round |
80,000
0 |
80,000
0+1 |
26,667
1 |
26,667
1 |
26,667
1+1 |
16,000
2 |
16,000
2+1 |
3 |
Party C quotient
seats after round |
30,000
0 |
30,000
0 |
30,000
0 |
30,000
0+1 |
10,000
1 |
10,000
1 |
10,000
1 |
1 |
Party D quotient
seats after round |
20,000
0 |
20,000
0 |
20,000
0 |
20,000
0 |
20,000
0 |
20,000
0+1 |
6,667
1 |
1 |
The 8 highest entries (in the current round of calculation) are marked by asterisk: from 100,000 down to 16,000; for each, the corresponding party gets a seat.
The below chart is an easy way to perform the calculation:
Denominator | /1 | /3 | /5 | Seats won (*) | True proportion |
---|---|---|---|---|---|
Party A | 100,000* | 33,333* | 20,000* | 3 | 3.5 |
Party B | 80,000* | 26,667* | 16,000* | 3 | 2.8 |
Party C | 30,000* | 10,000 | 6,000 | 1 | 1.0 |
Party D | 20,000* | 6,667 | 4,000 | 1 | 0.7 |
Total | 8 | 8 |
Party | Popular vote | Party-list PR — Sainte-Laguë method | |||
---|---|---|---|---|---|
Number of seats | Seats % | ||||
Party A | 43.5% | 3 | 37.5% | ||
Party B | 34.8% | 3 | 37.5% | ||
Party C | 13.0% | 1 | 12.5% | ||
Party D | 8.7% | 1 | 12.5% | ||
TOTAL | 100% | 8 | 100% |
In comparison, the d'Hondt method would be allocated four seats to party A and no seats to party D, reflecting d'Hondt method's overrepresentation of larger parties.[10]
Properties
When apportioning seats in proportional representation, it is particularly important to avoid bias between large parties and small parties to avoid strategic voting. André Sainte-Laguë showed theoretically that the Sainte-Laguë method shows the lowest average bias in apportionment,[1] confirmed by different theoretical and empirical ways.[2][12]: Sec.5 The European Parliament (Representation) Act 2003 stipulates each region must be allocated at least 3 seats and that the ratio of electors to seats is as nearly as possible the same for each, the Commission found the Sainte-Laguë method produced the smallest standard deviation when compared to the D'Hondt method and Hare quota.[13][14]
Proportionality under Sainte-Laguë method
The seats-to-votes ratio for a political party is the ratio between the fraction of seats and the fraction of votes for that party:
The Sainte-Laguë method approximates proportionality by optimizing the seats-to-votes ratio among all parties with the least squares approach. First, the difference between the seats-to-votes ratio for a party and the ideal seats-to-votes ratio is calculated and squared to obtain the error for the party . To achieve equal representation of each voter, the ideal ratio of seats share to votes share is .
Second, the error for each party is weighted according to the vote share of each party to represent each voter equally. In the last step, the errors for each party are summed up. This error is identical to the Sainte-Laguë Index.
It was shown[15] that this error is minimized by the Sainte-Laguë method.
Modified Sainte-Laguë method
To reduce political fragmentation, some countries, e.g. Nepal, Norway and Sweden, change the quotient formula for parties with no seats (s = 0). These countries changed the quotient from V to V/1.4, though from the general 2018 elections onwards, Sweden has been using V/1.2.[16] That is, the modified method changes the sequence of divisors used in this method from (1, 3, 5, 7, ...) to (1.4, 3, 5, 7, ...). This makes it more difficult for parties to earn only one seat, compared to the unmodified Sainte-Laguë's method. With the modified method, such small parties do not get any seats; these seats are instead given to a larger party.[10]
Norway further amends this system by utilizing a two-tier proportionality. The number of members to be returned from each of Norway's 19 constituencies (former counties) depends on the population and area of the county: each inhabitant counts one point, while each km2 counts 1.8 points. Furthermore, one seat from each constituency is allocated according to the national distribution of votes.[17]
History
Webster proposed the method in the United States Congress in 1832 for proportional allocation of seats in United States congressional apportionment. In 1842 the method was adopted (Act of June 25, 1842, ch 46, 5 Stat. 491). It was then replaced by Hamilton method and in 1911 the Webster method was reintroduced.[12]
Webster and Sainte-Laguë methods should be treated as two methods with the same result, because the Webster method is used for allocating seats based on states' population, and the Sainte-Laguë based on parties' votes.[18] Webster invented his method for legislative apportionment (allocating legislative seats to regions based on their share of the population) rather than elections (allocating legislative seats to parties based on their share of the votes) but this makes no difference to the calculations in the method.
Webster's method is defined in terms of a quota as in the largest remainder method; in this method, the quota is called a "divisor". For a given value of the divisor, the population count for each region is divided by this divisor and then rounded to give the number of legislators to allocate to that region. In order to make the total number of legislators come out equal to the target number, the divisor is adjusted to make the sum of allocated seats after being rounded give the required total.
One way to determine the correct value of the divisor would be to start with a very large divisor, so that no seats are allocated after rounding. Then the divisor may be successively decreased until one seat, two seats, three seats and finally the total number of seats are allocated. The number of allocated seats for a given region increases from s to s + 1 exactly when the divisor equals the population of the region divided by s + 1/2, so at each step the next region to get a seat will be the one with the largest value of this quotient. That means that this successive adjustment method for implementing Webster's method allocates seats in the same order to the same regions as the Sainte-Laguë method would allocate them.
In 1980 the German physicist Hans Schepers, at the time Head of the Data Processing Group of the German Bundestag, suggested that the distribution of seats according to d'Hondt be modified to avoid putting smaller parties at a disadvantage.[19] German media started using the term Schepers Method and later German literature usually calls it Sainte-Laguë/Schepers.[19]
Threshold for seats
An election threshold can be set to reduce political fragmentation, and any list party which does not receive at least a specified percentage of list votes will not be allocated any seats, even if it received enough votes to have otherwise receive a seat. Examples of countries using the Sainte-Laguë method with a threshold are Germany and New Zealand (5%), although the threshold does not apply if a party wins at least one electorate seat in New Zealand or three electorate seats in Germany. Sweden uses a modified Sainte-Laguë method with a 4% threshold, and a 12% threshold in individual constituencies (i.e. a political party can gain representation with a minuscule representation on the national stage, if its vote share in at least one constituency exceeded 12%). Norway has a threshold of 4% to qualify for leveling seats that are allocated according to the national distribution of votes. This means that even though a party is below the threshold of 4% nationally, they can still get seats from constituencies in which they are particularly popular.
Usage by country
The Webster/Sainte-Laguë method is currently used in Bosnia and Herzegovina, Ecuador, Indonesia,[20] Kosovo, Latvia, Nepal,[21] New Zealand, Norway and Sweden. In Germany it is used on the federal level for the Bundestag, and on the state level for the legislatures of Baden-Württemberg, Bavaria, Bremen, Hamburg, North Rhine-Westphalia, Rhineland-Palatinate, and Schleswig-Holstein. In Denmark it is used for leveling seats in the Folketing, correcting the disproportionality of the D'Hondt method for the other seats.[22]
Some cantons in Switzerland use the Sainte-Laguë method for biproportional apportionment between electoral districts and for votes to seats allocation.[23]
The Webster/Sainte-Laguë method was used in Bolivia in 1993, in Poland in 2001, and the Palestinian Legislative Council in 2006. The United Kingdom Electoral Commission has used the method from 2003 to 2013 to distribute British seats in the European Parliament to constituent countries of the United Kingdom and the English regions.[24][25]
The method has been proposed by the Green Party in Ireland as a reform for use in Dáil Éireann elections,[26] and by the United Kingdom Conservative–Liberal Democrat coalition government in 2011 as the method for calculating the distribution of seats in elections to the House of Lords, the country's upper house of parliament.[27]
Comparison to other methods
The method belongs to the class of highest-averages methods. It is similar to the Jefferson/D'Hondt method, but uses different divisors. The Jefferson/D'Hondt method favors larger parties while the Webster/Sainte-Laguë method doesn't.[10] The Webster/Sainte-Laguë method is generally seen as more proportional, but risks an outcome where a party with more than half the votes can win fewer than half the seats.[28]
When there are two parties, the Webster method is the unique divisor method which is identical to the Hamilton method.[29]: Sub.9.10
See also
References
- Sainte-Laguë, André. "La représentation proportionnelle et la méthode des moindres carrés." Annales scientifiques de l'école Normale Supérieure. Vol. 27. 1910.
- Pennisi, Aline. "Disproportionality indexes and robustness of proportional allocation methods." Electoral Studies 17.1 (1998): 3-19.
- Pukelsheim, Friedrich (2007). "Seat bias formulas in proportional representation systems" (PDF). 4th ECPR General Conference. Archived from the original (PDF) on 7 February 2009.
- Pukelsheim, Friedrich (2007). "Seat bias formulas in proportional representation systems" (PDF). 4th ECPR General Conference. Archived from the original (PDF) on 7 February 2009.
- Schuster, Karsten; Pukelsheim, Friedrich; Drton, Mathias; Draper, Norman R. (2003). "Seat biases of apportionment methods for proportional representation" (PDF). Electoral Studies. 22 (4): 651–676. doi:10.1016/S0261-3794(02)00027-6. Archived from the original (PDF) on 2016-02-15. Retrieved 2016-02-02.
- Benoit, Kenneth (2000). "Which Electoral Formula Is the Most Proportional? A New Look with New Evidence" (PDF). Political Analysis. 8 (4): 381–388. doi:10.1093/oxfordjournals.pan.a029822. Archived from the original (PDF) on 2018-07-28. Retrieved 2016-02-11.
- Lijphart, Arend (1990). "The Political Consequences of Electoral Laws, 1945-85". The American Political Science Review. 84 (2): 481–496. doi:10.2307/1963530. JSTOR 1963530. S2CID 146438586.
- Balinski, Michel; H. Peyton Young (1982). Fair Representation: Meeting the Ideal of One Man, One Vote. Yale Univ Pr. ISBN 0-300-02724-9.
- Pukelsheim, Friedrich (2017), Pukelsheim, Friedrich (ed.), "From Reals to Integers: Rounding Functions and Rounding Rules", Proportional Representation: Apportionment Methods and Their Applications, Cham: Springer International Publishing, pp. 59–70, doi:10.1007/978-3-319-64707-4_3, ISBN 978-3-319-64707-4, retrieved 2021-09-01
- Lijphart, Arend (2003), "Degrees of proportionality of proportional representation formulas", in Grofman, Bernard; Lijphart, Arend (eds.), Electoral Laws and Their Political Consequences, Agathon series on representation, vol. 1, Algora Publishing, pp. 170–179, ISBN 9780875862675 See in particular the section "Sainte-Lague", pp. 174–175.
- Miller, Nicholas R. (February 2013), "Election inversions under proportional representation", Annual Meeting of the Public Choice Society, New Orleans, March 8-10, 2013 (PDF).
- Balinski, Michel L.; Peyton, Young (1982). Fair Representation: Meeting the Ideal of One Man, One Vote.
- "Distribution of UK Members of the European Parliament ahead of the European elections". European Parliament. 2007-06-04. Archived from the original on 2019-07-04.
- McLean, Iain (1 November 2008). "Don't let the lawyers do the math: Some problems of legislative districting in the UK and the USA". Mathematical and Computer Modelling. 48 (9): 1446–1454. doi:10.1016/j.mcm.2008.05.025. ISSN 0895-7177.
- Sainte-Laguë, André. "La représentation proportionnelle et la méthode des moindres carrés." Annales scientifiques de l'école Normale Supérieure. Vol. 27. 1910.
- Holmberg, Kaj (2019), "A new method for optimal proportional representation". Linköping, Sweden: Linköping University Department of Mathematics, p.8.
- Norway's Ministry of Local Government website; Stortinget; General Elections; The main features of the Norwegian electoral system; accessed 22 August 2009
- Badie, Bertrand; Berg-Schlosser, Dirk; Morlino, Leonardo, eds. (2011), International Encyclopedia of Political Science, Volume 1, SAGE, p. 754, ISBN 9781412959636,
Mathematically, divisor methods for allocating seats to parties on the basis of party vote shares are identical to divisor methods for allocating seats to geographic units on the basis of the unit's share of the total population. ... Similarly, the Sainte-Laguë method is identical to a method devised by the American legislator Daniel Webster.
- "Sainte-Laguë/Schepers". The Federal Returning Officer of Germany. Retrieved 28 August 2021.
- "New votes-to-seats system makes elections 'fairer'". The Jakarta Post. 28 May 2018. Retrieved 19 April 2019.
- Sainte-Laguë method to decide PR seats, Ram Kumar Kamat, 2022
- "Danish Parliamentary Election Law".
- Bericht 09.1775.02 der vorberatenden Spezialkommission
- "Distribution of UK MEPs between electoral regions" (PDF). Electoral Commission. July 2013. Archived (PDF) from the original on 2021-09-04. Retrieved 21 December 2019.
- "European Parliament (Number of MEPs and Distribution between Electoral Regions) (United Kingdom and Gibraltar) Order 2008 - Hansard". hansard.parliament.uk.
- "Ireland's Green Party website". Archived from the original on 2011-07-21. Retrieved 2011-02-20.
- "House of Lords Reform Draft Bill" (PDF). Cabinet Office. May 2011. p. 16.
- For example with three seats, a 55-25-20 vote is seen to be more proportionally represented by an allocation of 1-1-1 seats than by 2-1-0.
- Pukelsheim, Friedrich (2017), Pukelsheim, Friedrich (ed.), "Securing System Consistency: Coherence and Paradoxes", Proportional Representation: Apportionment Methods and Their Applications, Cham: Springer International Publishing, pp. 159–183, doi:10.1007/978-3-319-64707-4_9, ISBN 978-3-319-64707-4, retrieved 2021-09-02