Xi'an Incident

The Xi'an Incident, previously romanized as the Sian Incident, was a political crisis that took place at the Huaqing Pool complex [1] in Xi'an, Shaanxi in 1936. Chiang Kai-shek, leader of the Nationalist government of China, was detained by his subordinate generals Chang Hsüeh-liang (Zhang Xueliang) and Yang Hucheng, in order to force the ruling Chinese Nationalist Party (Kuomintang or KMT) to change its policies regarding the Empire of Japan and the Chinese Communist Party (CCP).[2]

For the 1981 film based on the incident, see The Xi'an Incident (film).

The three principals involved in the Xi'an Incident: Chang Hsüeh-liang, Yang Hucheng, and Chiang Kai-shek (photo taken 2 months before the incident)
Xi'an Incident
Traditional Chinese西安事變
Simplified Chinese西安事变
Map showing the situation of China during the Xi'an Incident in December 1936

Prior to the incident, Chiang Kai-shek followed a strategy of "first internal pacification, then external resistance" that entailed eliminating the CCP and appeasing Japan to allow time for the modernization of China and its military. After the incident, Chiang aligned with the Communists against the Japanese. However, by the time Chiang arrived in Xi'an on 4 December 1936, negotiations for a united front had been in the works for two years.[3] The crisis ended after two weeks of negotiation, in which Chiang was eventually released and returned to Nanjing, accompanied by Chang. Chiang agreed to end the ongoing civil war against the CCP and began actively preparing for the impending war with Japan.[2]

Background

Japanese invasion of Manchuria

In 1931, the Empire of Japan escalated its aggression against China through the Mukden Incident. Japanese troops then occupied Northeast China. "Young Marshal" Chang Hsüeh-liang, who had succeeded his father as head of the Fengtian clique and Northeastern Army in that region, was widely criticized for this loss of territory. In response, Chang resigned from his position and went on a tour of Europe.[4]

Nationalist-Communist conflicts
Main article: Chinese Civil War

In the aftermath of the Northern Expedition in 1928, China was nominally unified under the authority of the Nationalist government in Nanjing. Simultaneously, the Nationalist government enacted the Shanghai massacre and purged members of the CCP in the Kuomintang, effectively ending the alliance between the two parties.[5] Beginning in the 1930s, the Nationalist government launched a series of campaigns against the CCP. In the meanwhile, the impending war against Japan led to nationwide unrest and surge of Chinese nationalism.[6] Consequently, the campaigns against the Communist Party were becoming increasingly unpopular. Chiang, fearing the loss of Kuomintang leadership in China, continued the civil war against the CCP despite lacking popular support.[7]

By late 1935 the Communists had narrowly avoided destruction on their Long March and had begun to establish themselves in a new base area on the border between Gansu and Ningxia provinces. They were besieged by a number of nationalist armies, including the Northwestern Army under Yang and the Northeastern Army, to which Chang was re-assigned as commander after his return from a tour of Europe.[8][9] The Nationalist armies initially gave no notice to the Communist exhortations for war against Japan, but this began to change because of the Red Army's "eastern expedition" from February to April 1936. The Communists declared that they were sending a detachment through Shanxi to fight the Japanese in Rehe and Hubei. Letting the Red Army through would have broken the encirclement, so Yan Xishan stopped them by force. Although defeated militarily, the Red Army had convinced the Shanxi peasantry of their patriotism and gained 8,000 new recruits on their retreat. Chang was likewise impressed and began to see them as potential allies rather than foes. When Mao announced on March 14 that the Communists were willing to conclude a truce, Chang covertly agreed.[10] He proposed to Chiang Kai-shek that he reverse the Nationalist policy of prioritizing the purge of Communists, and instead focusing on military preparation against Japanese aggression.[11] After Chiang refused, Chang began to plot a coup in "great secrecy".[12] By June 1936, the secret agreement between Chang and the CCP had been successfully settled.[13]

Events
Chang Hsüeh-liang and Yang Hucheng in 1936

In November 1936, Chang told Chiang to come to Xi'an and talk to troops who did not want to fight the Communist forces any more. After Chiang agreed, Chang informed Mao Zedong, who called the plan "a masterpiece". At Xi'an, Chiang stayed in his resort headquarters at the Huaqing Pool complex.[1] On 12 December 1936, bodyguards of Chang and Yang stormed the cabin where Chiang was sleeping. Chiang was able to escape but suffered an injury in the process. He was eventually detained by Chang's troops in the morning.[14][15] A telegram was sent to Nanking (Nanjing) to demand immediate end to civil war against the CCP, and to reorganize the Nationalist government by expelling pro-Japanese factions and adopting an active anti-Japanese stance. As conflicting reports unfolded, the Nationalist government in Nanjing was sent into disarray.[11]

Negotiations and release

Many young officers in the Northeast Army demanded Chiang be killed. However, both Chang and the Communists insisted that he be kept alive and that their intention was "only to change his policy".[16] Had Chiang been killed, it would have ruined any chances of forming a united front against Japan.[12] The responses to the coup from high-level Nationalist figures in Nanking were divided. The Military Affairs Commission led by He Yingqin recommended a military campaign against Xi'an, and immediately send a regiment to capture Tongguan.[17] Soong Mei-ling and Kong Xiangxi were strongly in favor of negotiating a settlement to ensure the safety of Chiang.[18]

On 16 December, Zhou Enlai and Lin Boqu arrived in Xi'an to represent the CCP in negotiations. At first, Chiang was opposed to negotiating with a CCP delegate, but withdrew his opposition when it became clear that his life and freedom were largely dependent on Communist goodwill towards him. Influencing his decision was also the arrival of Madame Chiang on 22 December, who had travelled to Xi'an hoping to secure his speedy release, fearing military intervention from factions within the Kuomintang. On 24 December, Chiang received Zhou for a meeting, the first time that the two had seen each other since Zhou had left Whampoa Military Academy over ten years earlier. Zhou began the conversation by saying: "In the ten years since we have met, you seem to have aged very little." Chiang nodded and said: "Enlai, you were my subordinate. You should do what I say." Zhou replied that if Chiang would halt the civil war and resist the Japanese instead, the Red Army would willingly accept Chiang's command. By the end of the meeting, Chiang promised to end the civil war, to resist the Japanese together, and to invite Zhou to Nanjing for further talks.[19]

Aftermath

The Xi'an Incident was a turning point for the CCP. Chiang's leadership over political and military affairs in China was affirmed, while the CCP was able to expand its own strength under the new united front, which later played a factor in the Chinese Communist Revolution.[20]

After Chiang negotiated with the Communists, Chang Hsüeh-liang flew back to Nanjing as a demonstration of good faith.[21]: 53  Chiang had him placed under house arrest.[21]: 53–54  He was eventually taken to Taiwan where he remained under arrest until Chiang's 1975 death.[21]: 53 

Yang was imprisoned and eventually executed on the order of Chiang Kai-shek in 1949, before the Nationalist retreat to Taiwan.[22]

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References
  1. Ray Huang, China: A Macro History (New York: M.E. Sharpe, 1997), p. 4.
  2. Taylor 2009, pp. 136–37.
  3. Paine 2012, p. 102.
  4. Taylor 2009, p. 100.
  5. Taylor 2009, p. 68.
  6. Garver 1988, p. 5.
  7. Taylor 2009, p. 125.
  8. Ch'en 1991, p. 105.
  9. Taylor 2009, p. 116.
  10. Ch'en 1991, p. 109.
  11. Worthing 2017, p. 168.
  12. Ch'en 1991, p. 111.
  13. Taylor 2009, p. 119.
  14. Taylor 2009, p. 127.
  15. Bernstein, Richard (2014). China 1945 : Mao's revolution and America's fateful choice (First ed.). New York. p. 29. ISBN 9780307595881.{{cite book}}: CS1 maint: location missing publisher (link)
  16. Eastman 1991, p. 48.
  17. Taylor 2009, p. 128.
  18. Worthing 2017, p. 169.
  19. Barnouin, Barbara and Yu Changgen. Zhou Enlai: A Political Life. Hong Kong: The Chinese University Press: 2006. p. 67
  20. Garver 1988, p. 78.
  21. Coble, Parks M. (2023). The Collapse of Nationalist China: How Chiang Kai-shek Lost China's Civil War. Cambridge New York, NY: Cambridge University Press. ISBN 978-1-009-29761-5.
  22. Wakeman 2003, p. 234.

Sources
Library resources about
Xi'an Incident
  • Cohen, Paul A (2014). History and Popular Memory: The Power of Story in Moments of Crisis. New York: Columbia University Press. ISBN 978-0231166362.
  • Eastman, Lloyd E. (1991). "Nationalist China during the Nanking decade, 1927-1937". In Eastman, Lloyd E. (ed.). The Nationalist Era in China, 1927-1949. New York: Cambridge University Press. ISBN 0521385911.
  • Ch'en, Jerome (1991). "The Communist movement, 1927-1937". In Eastman, Lloyd E. (ed.). The Nationalist Era in China, 1927-1949. New York: Cambridge University Press. ISBN 0521385911.
  • Garver, John W. (1988). Chinese-Soviet Relations, 1937–1945: The Diplomacy of Chinese Nationalism. New York: Oxford University Press. ISBN 0195363744.
  • Paine, Sarah C. (2012). The Wars for Asia 1911–1949. Cambridge: Cambridge University Press. ISBN 978-1107020696.
  • Taylor, Jay (2009). The Generalissimo. Cambridge: Harvard University Press. ISBN 978-0674033382.
  • Wakeman, Frederic (2003). Spymaster: Dai Li and the Chinese Secret Service. Berkeley: University of California Press. ISBN 0520234073.
  • Worthing, Peter (2017). General He Yingqin: The Rise and Fall of Nationalist China. Cambridge: Cambridge University Press. ISBN 978-1107144637.
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