For open tracheostomy performed in the operating room, a surgeon, surgical assistant, anesthesiologist, nurse, and scrub tech are needed.

For a percutaneous tracheostomy (both at the bedside or in the operating room), two physicians are required. One performs the percutaneous portion at the neck, and the other utilizes a bronchoscope to visualize the passage of the wire and tube in the trachea. A bedside percutaneous tracheostomy may be performed by a non-surgeon, such as a pulmonologist or a critical care physician.

Open tracheostomy is generally carried out in the operating suite by a surgeon and complimentary staff, as outlined above. Usually, the patient is intubated and under general anesthesia, but in situations such as Ludwig angina, a local anesthetic can be utilized, and the tracheostomy performed with the patient awake. Initially, a cuffed non-fenestrated tracheostomy tube is used. In situations where aerosolization of respiratory secretions is a concern, appropriate specialized personal protective equipment is necessary for the team, and the procedure should be performed in a negative-pressure room.

Open Tracheostomy

Anatomic landmarks such as the thyroid notch, cricoid cartilage, and sternal notch are palpated and marked. The surgeon should pay close attention to palpation in the sternal notch to detect a high-riding innominate artery. A skin incision is then marked in the midline anterior neck 1 to 2 cm inferior to the carotid cartilage. A horizontal or vertical incision may be utilized.

The incision is extended through the platysma muscle to expose the strap muscles (sternohyoid and sternothyroid), identifying the median raphe. The strap muscles are then retracted laterally, exposing the cricoid cartilage and thyroid gland. The thyroid isthmus is identified and ligated, if necessary, depending on its location along the trachea. Hemostats can be utilized to cross-clamp the isthmus, subsequently oversewing each stump with a silk suture to ensure hemostasis of thyroid tissue. A cricoid hook is then placed under the cricoid cartilage to elevate the larynx and trachea into the operative field. The second and third tracheal rings are identified.

Stay ligatures may be placed laterally to facilitate traction on the trachea for tube placement, as well as tube security in the postoperative period. An incision is made between the second and third rings, and tracheostomy tube placed. Various modifications have been proposed including removal of an anterior window of cartilage (often removing a segment of 1 to 2 rings), the use of a vertical anterior incision across 1-2 rings (used in pediatric tracheostomy), or the creation of a Bjork flap, in which an inferiorly-based cartilage flap is created and secured to the subcutaneous tissues.

The first ring is avoided to decrease the risk of subsequent stenosis. With the tube in place, it is connected to the anesthesia circuit, and end-tidal CO2 confirmed. Only then is the cricoid hook released. The tracheostomy tube is secured with a soft trans-cervical tie as well as sutured to the anterior neck skin until the first tracheostomy tube change on postoperative day five.[7]

Percutaneous Tracheostomy

A percutaneous technique was described in 1985 by Ciaglia and colleagues.[8] This method uses a dilatational process via a modified Seldinger technique under bronchoscopic guidance. There have been numerous studies comparing the outcomes of the two techniques, suggesting several potential advantages of each technique over the other.[9][10] The percutaneous technique is more amenable to bedside performance, avoiding the transport of potentially critically ill patients to the operating room. The percutaneous technique has also been associated with less blood loss and lower infection rates than the open technique. The percutaneous technique has been associated with several significant devastating complications such as tracheal laceration, aortic injury, and esophageal perforation, which are extremely unusual after the open procedure.[11]

Complications after tracheostomy can be best considered as occurring during the operative period, early postoperative period, and late postoperative period. 

Operative Period

The most common intraoperative complication is bleeding. Many patients who require tracheostomy are critically ill and have an underlying coagulopathy, which should be corrected preoperatively if possible. If they are thrombocytopenic, they may require platelet transfusion to platelets >50,000 before proceeding with any airway surgery.

Anatomically the anterior jugular veins can usually be retracted laterally; however, aberrant or bridging anterior jugular veins may be present, which should be ligated. A small percentage of patients, approximately 5%, will have a thyroidia ima artery, which courses along the anterior surface of the trachea.[12] Once divided, it can retract inferiorly and contribute to ongoing bleeding, so meticulous technique is required when ligating it. As previously mentioned, careful ligation of the thyroid isthmus with transfixing ligatures can minimize bleeding risk from this site. 

A rare but disastrous intraoperative complication is that of airway fire. This occurs due to the presence of high concentrations of oxygen in the anesthetic tubing and an ignition source provided by the electrocautery unit.[13] This can be prevented by precise communication between the surgical and the anesthetic team. If a fire occurs, the entire circuit should be removed from the patient, and the patient bagged with a mask until the tracheostomy is placed. The aerodigestive tract should then be evaluated for any potential thermal injury via laryngoscopy, bronchoscopy, and esophagoscopy. 

A final operative complication is that of pneumothorax or pneumomediastinum. This can occur with the inadvertent creation of a false passage if the tracheostomy tube is placed anterior to the trachea. A ruptured bleb or injury to the apex of the lung may result in a pneumothorax as well. 

Pneumomediastinum is generally self-limited, if the pneumothorax is a concern, a chest radiograph should be obtained postoperatively, and chest tube placed if indicated. This is also extremely rare after a routine tracheostomy, though some surgeons obtain postoperative chest X-rays on all tracheostomy patients. 

Early Complications

Infections after tracheostomy are very rare, and those requiring antibiotics even more so. The majority of "infections" can be treated by local wound care, as they are typically just leakage of secretions from the new stoma into the field. Some deep infections or frank abscesses may require antibiotics specific for the infecting organism and are more significant in the immunocompromised patient. 

Acute obstruction of the tracheostomy tube may be caused by blood or mucus and is more likely in the immediate and early postoperative periods. Postoperative protocols involving scheduled flexible tracheal suctioning, use of humidified oxygen, and scheduled replacement or cleaning of the inner cannula (daily) can minimize the risk of complete obstruction. Tube dislodgement can also result in acute obstruction, where the distal tip of the tracheostomy tube exits the tracheal lumen and rests in the soft tissue or a false-passage. Placement of stay sutures in the lateral trachea during the operative procedure can facilitate tube replacement, as can skin sutures to secure the tracheostomy tube to the neck skin while the fistula matures. Reintubation can be required to re-establish a definitive airway and is best performed via flexible laryngoscopy through the tracheostomy tube to visually confirm an intra-lumenal placement. 

Late Complications

The most dreaded late complications are associated with pressure necrosis due to over-inflation of the cuff of the tracheostomy tube. These are rarer than in the past due to advancements in low-pressure cuffs and the awareness of cuff pressure as a risk factor. Tracheostomy cuff pressure should be measured regularly to prevent this occurrence, ideally at a maximum of 20cm H2O. High pressure in the trachea can lead to necrosis of the wall due to ischemia. Subsequent healing results in scanning and stenosis. 

Stenosis can be treated in several ways, both endoscopic and open, and a formal discussion of this is beyond the scope of this article. Please see the relevant StatPearls articles on subglottic stenosis and tracheal stenosis.[14]

Persistent Tracheocutaneous Fistula

On removal of the tracheostomy tube, the stoma will usually close within 24-48 hours spontaneously. On occasion, granulation tissue will persist at the site and can be a nuisance. This can typically be treated with topical silver nitrate. If surgical closure is required, debridement and closure in layers utilizing the strap muscles to bolster the repair will usually be successful. 

Tracheoesophageal Fistula

Tracheoesophageal fistula is a very rare complication occurring in less than 5% of tracheostomies. They generally arise due to excessive pressure on the posterior membranous trachea (the party wall shared by the trachea and esophagus). This can be caused by over-inflation of the cuff of the tracheostomy tube. The tracheostomy tube may also be oriented posteriorly placing excessive pressure on the posterior tracheal wall, and if ventilatory pressures are higher than expected, a flexible scope should be passed via the tracheostomy tube to ensure the proper intra-lumenal orientation of the tracheostomy tube. Re-sizing or replacement with a proximal or distal XLT tube may alleviate such an issue.

The presence of an indwelling nasogastric tube, in addition to the rigid tracheostomy tube, increases the risk of this complication, and alternate enteral feeding is advised (gastrostomy tube) for patients requiring tracheostomy. Patients with a tracheoesophageal fistula may present with bronchopulmonary suppuration or tracheobronchial contamination with food/gastric contents, or simply with recurrent or severe pneumonia. The length of the fistula is generally 1-4 cm and requires attention to the trachea as well as the esophagus.[15][16]

Definite repair is accomplished by resection of the fistula with primary esophageal closure, primary anastomosis of the trachea, and interposition of a viable muscle flap. For a more comprehensive discussion, please see the StatPearls article entitled 'tracheoesophageal fistula.'

Tracheoinnominate Fistula

 Tracheoinnominate fistula is a very rare but potentially devastating complication, occurring in less than 1% of tracheostomies but with an estimated mortality of 80%.[17] The event may be preceded by a sentinel bleed, a pulsatile bleed from the stoma, which stops spontaneously. The bleed may then recur several days later with subsequent exsanguinating hemorrhage. Several risk factors have been identified, which may predispose a patient to a tracheoinnominate fistula. These factors include placement of the tracheostomy below the third tracheal ring, the presence of a more cephalad (high-riding) innominate artery, and placement of an improperly sized tube (either too large in diameter or of an improper length) which places excessive pressure on the anterior tracheal wall behind the sternum. 

 The central etiology of tracheoinnominate fistula is the pressure necrosis of the anterior wall of the trachea between the tracheostomy tube or its cuff and the relatively rigid, high-pressure, wall of the innominate artery. The aberrant cephalad location of the innominate artery has also been described as a causative factor by Oskinsky et. al.[18] In addition, tube cuff pressure should be monitored, keeping it less than 20cm H2O to reduce the risk of tracheal necrosis.[19]

 Once the potential for a tracheoinnominate fistula is recognized, prompt surgical management is necessary. Immediate measures include removal of the tracheostomy tube and oral tracheal intubation with the cuff inflated distal to the bleeding source. Then using a finger inserted through the tracheostomy stoma, digital pressure can be used to occlude the innominate artery by pinching it against the posterior surface of the manubrium. The patient should be immediately transported to the operating room, where the occluding finger and hand are prepped into the surgical field. The open repair involves median sternotomy with ligation of the innominate artery with some form of interpositional flap to allow for tracheal healing. Case studies have also demonstrated the potential for endovascular stenting as well as embolization.[20]

A tracheostomy provides a secure, durable airway for prolonged mechanical ventilatory support in patients. It can also provide a means of the pulmonary toilet in individuals unable to clear secretions. Quality of life issues, as well as end-of-life issues, should be addressed preoperatively with the patient or surrogates before proceeding, especially in the terminally ill and elderly. Tracheostomy aerosolizes respiratory particles from the patient to a higher degree than many other surgeries, and in cases of virulent airborne pathogens (tuberculosis, COVID-19, etc.), special precautions should be taken to protect operating room staff.[21]

Post-Tracheostomy Care

Tube cuffs should be monitored to maintain pressure in the 20 to 25 mm Hg range.[22] Humidification of gases is important as this will aid in preventing thick or dried out secretions, which are more prone to cause obstruction. The head of the bed should be elevated to minimize the risk of aspiration, and oral feeding should be initially evaluated by a speech pathologist. For the first 24 hours, the lumen should be suctioned hourly. This can be extended to every four hours until the first tracheostomy tube change at 5 to 7 days postoperatively.

The skin sutures and any stay sutures are removed at this time as well. If patients are alert, awake, and cooperative, the caliber of the tracheostomy tube may be able to be downsized at this time. It is inadvisable to change the tracheostomy tube within the first five days of placement as the cutaneous-tracheal tract is immature and easily lost, which can result in loss of the airway. If tube changes are necessary during this time period, emergency equipment and adequate lighting similar- to the operating suite or, in the operating room, should be considered. Additional measures include the availability of smaller sized trach tubes, endotracheal tubes, exchange catheters, as well as possible bronchoscopic guidance.[23]

Tracheostomy is a safe, effective procedure that can be performed via an open or percutaneous technique. Indications include relief of airway obstruction, secretion management, and secure access for prolonged mechanical ventilation. The precise timing of tracheostomy remains controversial, but most centers proceed within 5-14 days, depending on the prognosis of the patient and the cause of initial intubation. Complications can be categorized as intraoperative, early, and late. The most devastating complication is that of a tracheoinnominate fistula. Post-operative management is best carried out by a multidisciplinary team.