Khagan

The term is of unknown origin and possibly a loanword from the Ruanruan language.[2] Canadian sinologist Edwin G. Pulleyblank (1962) first suggested that a Xiongnu title, transcribed as 護于 (Old Chinese: *hʷaʔ-hʷaʰ) might have been the original behind Turkic qaɣan ~ xaɣan.[3] According to Vovin (2007, 2010) the term comes from qaγan (meaning "emperor" or "supreme ruler") and was later borrowed and used in several languages, especially in Turkic and Mongolic.

Turkic and Mongolic (or Para-Mongolic) origin has been suggested by a number of scholars including Ramstedt, Shiratori, Pulleyblank, Sinor and Doerfer, and was reportedly first used by the Xianbei, as recorded in Book of Song.[4] While Sinor believes qaγan or qapγan is an intensification of qan just as qap-qara is an intensification of qara "black", in Turkic (with the eventual loss of the p), Shiratori rejects a Turkic etymology, instead supporting a Mongolic origin for both qan and the female form qatun.[5][6]

According to Vovin, the word *qa-qan "great-qan" (*qa- for "great" or "supreme") is of non-Altaic origin, but instead linked to Yeniseian *qεʔ ~ qaʔ "big, great". The origin of qan itself is harder according to Vovin. He says that the origin for the word qan is not found in any reconstructed proto-language and was used widely by Turkic, Mongolic, Chinese and Korean people with variations from kan, qan, han and hwan. A relation exists possibly to the Yeniseian words *qʌ:j or *χʌ:j meaning "ruler".

It may be impossible to prove the ultimate origin of the title, but Vovin says: "Thus, it seems to be quite likely that the ultimate source of both qaγan and qan can be traced back to Xiong-nu and Yeniseian".[3]

Dybo (2007) suggests that the ultimate etymological root of Khagan comes from the Middle Iranian *hva-kama- ‘self-ruler, emperor’, following the view of Benveniste 1966. Savelyev and Jeong 2020 note that both the etymological root for Khagan and its female equivalent Khatun may be derived from Eastern Iranian languages, specifically from "Early Saka *hvatuñ, cf. the attested Soghdian words xwt'w ‘ruler’ (< *hva-tāvya-) and xwt'yn ‘wife of the ruler’ (< *hva-tāvyani)".[7]

The title was first seen in a speech between 283 and 289, when the Xianbei chief Tuyuhun tried to escape from his younger stepbrother Murong Hui, and began his route from the Liaodong Peninsula to the areas of Ordos Desert. In the speech one of Murong's generals, Yinalou, addressed him as kehan (Chinese: 可寒, later Chinese: 可汗); some sources suggests that Tuyuhun might also have used the title after settling at Qinghai Lake in the 3rd century.[4][8]

The Rouran Khaganate (330–555) was the first people to use the titles Khagan and Khan for their emperors, replacing the Chanyu of the Xiongnu, whom Grousset and others assume to be Turkic.[9] The Rourans were stated to be descendants of the Donghu people,[10] who in turn are assumed to be proto-Mongols,[11] Mongolic-speaking,[12] or a "non-Altaic" group.[13][14][15]

The Avar Khaganate (567–804), who may have included Rouran elements after the Göktürks crushed the Rouran ruling Mongolia, also used this title. The Avars invaded Europe, and for over a century ruled the Carpathian region. Westerners Latinized the title "Khagan" into "Gaganus" (in Historia Francorum), "Cagan" (in the Annales Fuldenses), or "Cacano" (in the Historia Langobardorum).

8 of 15 khagans of the Mongol Empire (Yuan-era pictures)

Part of a series on
Imperial, royal, noble, gentry and chivalric ranks in West, Central, South Asia and North Africa
Emperor: Caliph Shahanshah King of Kings Padishah Banbishn Sultan of Sultans Chakravarti Samrat Khagan
King: Maharaja Malik Sultan Sultana Shah Shahbanu Shirvanshah Khan Khatun Hatun Dey Nizam Nawab Amir al-umara Khagan Bek
Prince or Duke: Emir Sheikh Raja Rana Ikhshid Beylerbey Pasha Babu Saheb Sardar Rajkumar Sahibzada Chhatrapati Nawab Nawabzada Yuvraj Sardar Thakur Şehzade Mirza Morza Tegin Khedive Nizam Yabghu Ishkhan Shahzada Vali Ahd Prince of the Sa'id Mir Shad Khanum
Earl or Count: Mankari Dewan Bahadur Sancak bey Rao Bahadur Rai Bahadur Khan Bahadur Atabeg Boila Wāli Sparapet Azat
Viscount: Zamindar Khan Sahib Bey Kadi Baig or Begum Begzada Uç bey
Baron: Lala Agha Hazinedar Rais
Royal house: Damat Gurkani
Nobleman: Zamindar Jenmi Mankari Mirza Pasha Bey Baig Begzada al-Dawla Bibi
Governmental: Lala Agha Hazinedar Mostowfi ol-Mamalek

The Secret History of the Mongols, written for that very dynasty, clearly distinguishes Khagan and Khan: only Genghis Khan and his ruling descendants are called Khagan, while other rulers are referred to as Khan. The title "Khagan" or "Khaan" most literally translates to "great/supreme ruler" in the Mongol language, and by extension "sovereign", "monarch", "high king", or "emperor". The title can also be expanded with the addition of "Yekhe" (meaning "great" or "grand") to produce "Yekhe Khagan", meaning "Great Emperor".

The Mongol Empire began to split politically with the Toluid Civil War during 1260–1264 and the death of Kublai Khan in 1294, but the term Ikh Khagan (Great Khan, or Emperor) was still used by the emperors of the Yuan dynasty (1271–1368), who also took on the title of the Emperor of China. After the fall of the Yuan dynasty, the title continued to be used by monarchs of the Northern Yuan dynasty.[16]

Thus, the Yuan is sometimes referred to as the Empire of the Great Khan, coexisting with the other independent Mongol-ruled khanates in the west, including the Chagatai Khanate and Golden Horde. Only the Ilkhanate truly recognized the Yuan's overlordship as allies (although it was effectively autonomous). Because Kublai founded the Yuan, the members of the other branches of the Borjigin could take part in the election of a new Khagan as the supporters of one or other of the contestants, but they could not enter the contest as candidates themselves.[17]

Later,[lower-alpha 4] Yuan emperors made peace with the three western khanates of the Mongol Empire and were considered as their nominal suzerain.[18] The nominal supremacy, while based on nothing like the same foundations as that of the earlier khagans (such as the continued border clashes among them), did last for a few decades, until the Yuan dynasty collapsed in 1368.[lower-alpha 5]

After the breakdown of Mongol Empire and the fall of the Yuan dynasty in the mid-14th century, the Mongols turned into a political turmoil. Dayan Khan (1464–1517/1543) once revived the Emperor's authority and recovered its reputation on the Mongolian Plateau, but with the distribution of his empire among his sons and relatives as fiefs it again caused decentralized rule. The last Khagan of the Chahars, Ligdan Khan, died in 1634 while fighting the Jurchen-led Later Jin dynasty. In contemporary Mongolian language the words "Khaan" and "Khan" have different meanings, while English language usually does not differentiate between them. The title is also used as a generic term for a king or emperor (as эзэн хаан, ezen khaan), as in "Испанийн хаан Хуан Карлос" (Ispaniin khaan Khuan Karlos, "king/khaan of Spain Juan Carlos").

The early khagans of the Mongol Empire were:

1. Genghis Khan (1206–1227; 21 years)
2. Ögedei Khan (1229–1241; 12 years)
3. Güyük Khan (1246–1248; 2 years)
4. Möngke Khan (1251–1259; 8 years)

The title became associated with the Ashina ruling clan of the Göktürks and their dynastic successors among such peoples as the Khazars (cf. the compound military title Khagan Bek). Minor rulers were rather relegated to the lower title of khan.

Both Khagan as such and the Turkish form Hakan, with the specification in Arabic al-Barrayn wa al-Bahrayn (meaning literally "of both lands and both seas"), or rather fully in Ottoman Turkish Hakan ül-Berreyn vel-Bahreyn, were among the titles in the official full style of the Great Sultan (and later Caliph) of the Ottoman Empire, reflecting the historical legitimation of the dynasty's rule as political successor to various conquered (often Islamised) states. (The title began: Sultan Hân N.N., Padishah, Hünkar, Sovereign of the House of Osman, Sultan of Sultans, Khan of Khans, Commander of the Faithful and Successor of the Prophet of the Lord of the Universe; next followed a series of specifically "regional" titles, starting with Protector of the Holy Cities of Mecca, Medina and Jerusalem.)

"Khagan" is the second title of Safavid and Qajar shahs (kings) of Iran. For example, Agha Muhammad Khan Qajar, Fath Ali Shah and other Qajar shahs used this title. The nickname of Shah Ismail and other Safavid shahs is Kagan-i Suleyman shan (Khagan with the glory of Solomon).

Emperor Taizong of Tang was crowned Tian Kehan, or "heavenly Khagan" after defeating the Tujue (Göktürks).[24][25][26] A later letter sent by the Tang court to the Yenisei Kirghiz Qaghan explained that "the peoples of the northwest" had requested Tang Taizong to become the "Heavenly Qaghan".[27] The Tang dynasty Chinese emperors were recognized as khagans of the Turks at least from 665 to 705; moreover, two appeal letters from the Turkic hybrid rulers, Ashina Qutluγ Ton Tardu in 727, the Yabgu of Tokharistan, and Yina Tudun Qule in 741, the king of Tashkent, addressing Emperor Xuanzong of Tang as Tian Kehan during the Umayyad expansion.[28][29]

The name "Chinese khagan" (Khāqān-i Chīn, "Khagan of China") referring to the ruler of China (i.e. Emperor of China) as a symbol of power[30] appeared in medieval Turco-Persian literature works like the great 11th-century epic poem Shahnameh,[31] which were circulated widely in Persia, Central Asia, and Xinjiang. During the Manchu-led Qing dynasty which extended into Inner Asia by the 18th century, their Turkic Muslim subjects (and surrounding Muslim khanates like the Khanate of Kokand) associated the Qing rulers with this name and commonly referred to the Qing emperors as the "Chinese khagan" (Khāqān-i Chīn).[32][33]

In the early 10th century, the Rus' people employed the title of kagan (or qaghan), reported by the Persian geographer Ahmad ibn Rustah, who wrote between 903 and 913.

It is believed that the tradition endured in the eleventh century, as the metropolitan bishop of Kiev in the Kievan Rus', Hilarion of Kiev, calls both grand prince Vladimir I of Kiev (978–1015) and grand prince Yaroslav the Wise (1019–1054) by the title of kagan, while a graffito on the walls of Saint Sophia's Cathedral gives the same title to the son of Iaroslav, grand prince Sviatoslav II of Kiev (1073–1076).

• de la Vaissière, Étienne (2017). "Khagan". Encyclopaedia Iranica.