Finite set

Formally, a set S is called finite if there exists a bijection

${\displaystyle f\colon S\to \{1,\ldots ,n\}}$

for some natural number n. The number n is the set's cardinality, denoted as |S|. The empty set { } or ∅ is considered finite, with cardinality zero.[1][2][3][4]

If a set is finite, its elements may be written — in many ways — in a sequence:

${\displaystyle x_{1},x_{2},\ldots ,x_{n}\quad (x_{i}\in S,\ 1\leq i\leq n).}$

In combinatorics, a finite set with n elements is sometimes called an n-set and a subset with k elements is called a k-subset. For example, the set {5,6,7} is a 3-set – a finite set with three elements – and {6,7} is a 2-subset of it.

(Those familiar with the definition of the natural numbers themselves as conventional in set theory, the so-called von Neumann construction, may prefer to use the existence of the bijection ${\displaystyle f\colon S\to n}$, which is equivalent.)

Any proper subset of a finite set S is finite and has fewer elements than S itself. As a consequence, there cannot exist a bijection between a finite set S and a proper subset of S. Any set with this property is called Dedekind-finite. Using the standard ZFC axioms for set theory, every Dedekind-finite set is also finite, but this implication cannot be proved in ZF (Zermelo–Fraenkel axioms without the axiom of choice) alone. The axiom of countable choice, a weak version of the axiom of choice, is sufficient to prove this equivalence.

Any injective function between two finite sets of the same cardinality is also a surjective function (a surjection). Similarly, any surjection between two finite sets of the same cardinality is also an injection.

The union of two finite sets is finite, with

${\displaystyle |S\cup T|\leq |S|+|T|.}$

In fact, by the inclusion–exclusion principle:

${\displaystyle |S\cup T|=|S|+|T|-|S\cap T|.}$

More generally, the union of any finite number of finite sets is finite. The Cartesian product of finite sets is also finite, with:

${\displaystyle |S\times T|=|S|\times |T|.}$

Similarly, the Cartesian product of finitely many finite sets is finite. A finite set with n elements has 2ⁿ distinct subsets. That is, the power set P(S) of a finite set S is finite, with cardinality 2^|S|.

Any subset of a finite set is finite. The set of values of a function when applied to elements of a finite set is finite.

All finite sets are countable, but not all countable sets are finite. (Some authors, however, use "countable" to mean "countably infinite", so do not consider finite sets to be countable.)

The free semilattice over a finite set is the set of its non-empty subsets, with the join operation being given by set union.

In Zermelo–Fraenkel set theory without the axiom of choice (ZF), the following conditions are all equivalent:[5]

1. S is a finite set. That is, S can be placed into a one-to-one correspondence with the set of those natural numbers less than some specific natural number.
2. (Kazimierz Kuratowski) S has all properties which can be proved by mathematical induction beginning with the empty set and adding one new element at a time. (See below for the set-theoretical formulation of Kuratowski finiteness.)
3. (Paul Stäckel) S can be given a total ordering which is well-ordered both forwards and backwards. That is, every non-empty subset of S has both a least and a greatest element in the subset.
4. Every one-to-one function from P(P(S)) into itself is onto. That is, the powerset of the powerset of S is Dedekind-finite (see below).[6]
5. Every surjective function from P(P(S)) onto itself is one-to-one.
6. (Alfred Tarski) Every non-empty family of subsets of S has a minimal element with respect to inclusion.[7] (Equivalently, every non-empty family of subsets of S has a maximal element with respect to inclusion.)
7. S can be well-ordered and any two well-orderings on it are order isomorphic. In other words, the well-orderings on S have exactly one order type.

If the axiom of choice is also assumed (the axiom of countable choice is sufficient[8]), then the following conditions are all equivalent:

1. S is a finite set.
2. (Richard Dedekind) Every one-to-one function from S into itself is onto.
3. Every surjective function from S onto itself is one-to-one.
4. S is empty or every partial ordering of S contains a maximal element.

Georg Cantor initiated his theory of sets in order to provide a mathematical treatment of infinite sets. Thus the distinction between the finite and the infinite lies at the core of set theory. Certain foundationalists, the strict finitists, reject the existence of infinite sets and thus recommend a mathematics based solely on finite sets. Mainstream mathematicians consider strict finitism too confining, but acknowledge its relative consistency: the universe of hereditarily finite sets constitutes a model of Zermelo–Fraenkel set theory with the axiom of infinity replaced by its negation.

Even for the majority of mathematicians that embrace infinite sets, in certain important contexts, the formal distinction between the finite and the infinite can remain a delicate matter. The difficulty stems from Gödel's incompleteness theorems. One can interpret the theory of hereditarily finite sets within Peano arithmetic (and certainly also vice versa), so the incompleteness of the theory of Peano arithmetic implies that of the theory of hereditarily finite sets. In particular, there exists a plethora of so-called non-standard models of both theories. A seeming paradox is that there are non-standard models of the theory of hereditarily finite sets which contain infinite sets, but these infinite sets look finite from within the model. (This can happen when the model lacks the sets or functions necessary to witness the infinitude of these sets.) On account of the incompleteness theorems, no first-order predicate, nor even any recursive scheme of first-order predicates, can characterize the standard part of all such models. So, at least from the point of view of first-order logic, one can only hope to describe finiteness approximately.

More generally, informal notions like set, and particularly finite set, may receive interpretations across a range of formal systems varying in their axiomatics and logical apparatus. The best known axiomatic set theories include Zermelo-Fraenkel set theory (ZF), Zermelo-Fraenkel set theory with the Axiom of Choice (ZFC), Von Neumann–Bernays–Gödel set theory (NBG), Non-well-founded set theory, Bertrand Russell's Type theory and all the theories of their various models. One may also choose among classical first-order logic, various higher-order logics and intuitionistic logic.

A formalist might see the meaning of set varying from system to system. Some kinds of Platonists might view particular formal systems as approximating an underlying reality.

In contexts where the notion of natural number sits logically prior to any notion of set, one can define a set S as finite if S admits a bijection to some set of natural numbers of the form ${\displaystyle \{x\,|\,x<n\}}$. Mathematicians more typically choose to ground notions of number in set theory, for example they might model natural numbers by the order types of finite well-ordered sets. Such an approach requires a structural definition of finiteness that does not depend on natural numbers.

Various properties that single out the finite sets among all sets in the theory ZFC turn out logically inequivalent in weaker systems such as ZF or intuitionistic set theories. Two definitions feature prominently in the literature, one due to Richard Dedekind, the other to Kazimierz Kuratowski. (Kuratowski's is the definition used above.)

A set S is called Dedekind infinite if there exists an injective, non-surjective function ${\displaystyle f:S\rightarrow S}$. Such a function exhibits a bijection between S and a proper subset of S, namely the image of f. Given a Dedekind infinite set S, a function f, and an element x that is not in the image of f, we can form an infinite sequence of distinct elements of S, namely ${\displaystyle x,f(x),f(f(x)),...}$. Conversely, given a sequence in S consisting of distinct elements ${\displaystyle x_{1},x_{2},x_{3},...}$, we can define a function f such that on elements in the sequence ${\displaystyle f(x_{i})=x_{i+1}}$ and f behaves like the identity function otherwise. Thus Dedekind infinite sets contain subsets that correspond bijectively with the natural numbers. Dedekind finite naturally means that every injective self-map is also surjective.

Kuratowski finiteness is defined as follows. Given any set S, the binary operation of union endows the powerset P(S) with the structure of a semilattice. Writing K(S) for the sub-semilattice generated by the empty set and the singletons, call set S Kuratowski finite if S itself belongs to K(S).[9] Intuitively, K(S) consists of the finite subsets of S. Crucially, one does not need induction, recursion or a definition of natural numbers to define generated by since one may obtain K(S) simply by taking the intersection of all sub-semilattices containing the empty set and the singletons.

Readers unfamiliar with semilattices and other notions of abstract algebra may prefer an entirely elementary formulation. Kuratowski finite means S lies in the set K(S), constructed as follows. Write M for the set of all subsets X of P(S) such that:

• X contains the empty set;
• For every set T in P(S), if X contains T then X also contains the union of T with any singleton.

Then K(S) may be defined as the intersection of M.

In ZF, Kuratowski finite implies Dedekind finite, but not vice versa. In the parlance of a popular pedagogical formulation, when the axiom of choice fails badly, one may have an infinite family of socks with no way to choose one sock from more than finitely many of the pairs. That would make the set of such socks Dedekind finite: there can be no infinite sequence of socks, because such a sequence would allow a choice of one sock for infinitely many pairs by choosing the first sock in the sequence. However, Kuratowski finiteness would fail for the same set of socks.

• FinSet
• Ordinal number
• Peano arithmetic

• Apostol, Tom M. (1974), Mathematical Analysis (2nd ed.), Menlo Park: Addison-Wesley, LCCN 72011473
• Cohn, Paul Moritz, F.R.S. (1981), Universal Algebra, Dordrecht: D. Reidel, ISBN 90-277-1254-9, LCCN 80-29568
• Dedekind, Richard (2012), Was sind und was sollen die Zahlen?, Cambridge Library Collection (Paperback ed.), Cambridge, UK: Cambridge University Press, ISBN 978-1-108-05038-8
• Dedekind, Richard (1963), Essays on the Theory of Numbers, Dover Books on Mathematics, Beman, Wooster Woodruff (Paperback ed.), Dover Publications Inc., ISBN 0-486-21010-3
• de la Cruz, Omar; Dzhafarov, Damir D.; Hall, Eric J. (2006), "Definitions of finiteness based on order properties" (PDF), Fundamenta Mathematicae, 189 (2): 155–172, doi:10.4064/fm189-2-5, MR 2214576
• Herrlich, Horst (2006), Axiom of Choice, Lecture Notes in Math. 1876, Berlin: Springer-Verlag, ISBN 3-540-30989-6
• Howard, Paul; Rubin, Jean E. (1998). Consequences of the axiom of choice. Providence, Rhode Island: American Mathematical Society. ISBN 9780821809778.
• Kuratowski, Kazimierz (1920), "Sur la notion d'ensemble fini" (PDF), Fundamenta Mathematicae, 1: 129–131, doi:10.4064/fm-1-1-129-131
• Labarre, Anthony E. Jr. (1968), Intermediate Mathematical Analysis, New York: Holt, Rinehart and Winston, LCCN 68019130
• Lévy, Azriel (1958). "The independence of various definitions of finiteness" (PDF). Fundamenta Mathematicae. 46: 1–13. doi:10.4064/fm-46-1-1-13.
• Rudin, Walter (1976), Principles Of Mathematical Analysis (3rd ed.), New York: McGraw-Hill, ISBN 0-07-054235-X
• Suppes, Patrick (1972) [1960], Axiomatic Set Theory, Dover Books on Mathematics (Paperback ed.), Dover Publications Inc., ISBN 0-486-61630-4
• Tarski, Alfred (1924). "Sur les ensembles finis" (PDF). Fundamenta Mathematicae. 6: 45–95. doi:10.4064/fm-6-1-45-95.
• Tarski, Alfred (1954). "Theorems on the existence of successors of cardinals, and the axiom of choice". Nederl. Akad. Wetensch. Proc. Ser. A., Indagationes Math. 16: 26–32. doi:10.1016/S1385-7258(54)50005-3. MR 0060555.
• Whitehead, Alfred North; Russell, Bertrand (February 2009) [1912]. Principia Mathematica. Vol. Two. Merchant Books. ISBN 978-1-60386-183-0.

• Barile, Margherita. "Finite Set". MathWorld.