Insurgency

Many insurgencies include terrorism. While there is no accepted definition of terrorism in international law, United Nations-sponsored working definitions include one drafted by Alex P. Schmid for the Policy Working Group on the United Nations and Terrorism. Reporting to the Secretary-General in 2002, the Working Group stated the following:

Without attempting a comprehensive definition of terrorism, it would be useful to delineate some broad characteristics of the phenomenon. Terrorism is, in most cases, essentially a political act. It is meant to inflict dramatic and deadly injury on civilians and to create an atmosphere of fear, generally for a political or ideological (whether secular or religious) purpose. Terrorism is a criminal act, but it is more than mere criminality. To overcome the problem of terrorism it is necessary to understand its political nature as well as its basic criminality and psychology. The United Nations needs to address both sides of this equation.[19]

Yet another conflict of definitions involves insurgency versus terrorism. The winning essay of the 24th Annual United States Chairman of the Joint Chiefs of Staff Strategic Essay Contest, by Michael F. Morris, said [A pure terrorist group] "may pursue political, even revolutionary, goals, but their violence replaces rather than complements a political program."[20] Morris made the point that the use, or non-use, of terrorism does not define insurgency, "but that organizational traits have traditionally provided another means to tell the two apart. Insurgencies normally field fighting forces orders of magnitude larger than those of terrorist organizations." Insurgencies have a political purpose, and may provide social services and have an overt, even legal, political wing. Their covert wing carries out attacks on military forces with tactics such as raids and ambushes, as well as acts of terror such as attacks that cause deliberate civilian casualties.

Mao considered terrorism a basic part of his first part of the three phases of revolutionary warfare.[16] Several insurgency models recognize that completed acts of terrorism widen the security gap; the Marxist guerrilla theoretician Carlos Marighella specifically recommended acts of terror, as a means of accomplishing something that fits the concept of opening the security gap.[21] Mao considered terrorism to be part of forming a guerilla movement.

While not every insurgency involves terror, most involve an equally hard to define tactic, subversion. "When a country is being subverted it is not being outfought; it is being out-administered. Subversion is literally administration with a minus sign in front."[22] The exceptional cases of insurgency without subversion are those where there is no accepted government that is providing administrative services.

While the term "subversion" is less commonly used by current U.S. spokesmen, that may be due to the hyperbolic way it was used in the past, in a specifically anticommunist context. U.S. Secretary of State Dean Rusk did in April 1962, when he declared that urgent action was required before the "enemy's subversive politico-military teams find fertile spawning grounds for their fish eggs."[23]

In a Western context, Rosenau cites a British Secret Intelligence Service definition as "a generalized intention to (emphasis added) "overthrow or undermine parliamentary democracy by political, industrial or violent means." While insurgents do not necessarily use terror, it is hard to imagine any insurgency meeting its goals without undermining aspects of the legitimacy or power of the government or faction it opposes. Rosenau mentions a more recent definition that suggests subversion includes measures short of violence, which still serve the purposes of insurgents.[23] Rarely, subversion alone can change a government; this arguably happened in the liberalization of Eastern Europe. To the Communist government of Poland, Solidarity appeared subversive but not violent.

Kilcullen Figure 1: Ecosystem of Insurgency[31]

Kilcullen's Three Pillars

Kilcullen describes a framework for counterinsurgency. He gives a visual overview[31] of the actors in his model of conflicts, which he represents as a box containing an "ecosystem" defined by geographic, ethnic, economic, social, cultural, and religious characteristics. Inside the box are, among others, governments, counterinsurgent forces, insurgent leaders, insurgent forces, and the general population, which is made up of three groups:

1. those committed to the insurgents;
2. those committed to the counterinsurgents;
3. those who simply wish to get on with their lives.

Often, but not always, states or groups that aid one side or the other are outside the box. Outside-the-box intervention has dynamics of its own.[32]

The counterinsurgency strategy can be described as efforts to end the insurgency by a campaign developed in balance along three "pillars": security, political, and economical.

"Obviously enough, you cannot command what you do not control. Therefore, unity of command (between agencies or among government and non-government actors) means little in this environment." Unity of command is one of the axioms of military doctrine[33] that change with the use of swarming:.[34] In Edwards' swarming model, as in Kilcullen's mode, unity of command becomes "unity of effort at best, and collaboration or deconfliction at least."[31]

As in swarming, in Kilcullen's view unity of effort "depends less on a shared command and control hierarchy, and more on a shared diagnosis of the problem (i.e., the distributed knowledge of swarms), platforms for collaboration, information sharing and deconfliction. Each player must understand the others' strengths, weaknesses, capabilities and objectives, and inter-agency teams must be structured for versatility (the ability to perform a wide variety of tasks) and agility (the ability to transition rapidly and smoothly between tasks)."

Insurgencies, according to Stuart Eizenstat grow out of "gaps".[35] To be viable, a state must be able to close three "gaps", of which the first is most important:

• Security: protection "... against internal and external threats, and preserving sovereignty over territory. If a government cannot ensure security, rebellious armed groups or criminal nonstate actors may use violence to exploit this security gap—as in Haiti, Nepal, and Somalia."
• Capacity: the survival needs of water, electrical power, food and public health, closely followed by education, communications and a working economic system.[36] "An inability to do so creates a capacity gap, which can lead to a loss of public confidence and then perhaps political upheaval. In most environments, a capacity gap coexists with—or even grows out of—a security gap. In Afghanistan and the Democratic Republic of the Congo, for example, segments of the population are cut off from their governments because of endemic insecurity. And in postconflict Iraq, critical capacity gaps exist despite the country's relative wealth and strategic importance."[37]
• Legitimacy: closing the legitimacy gap is more than an incantation of "democracy" and "elections", but a government that is perceived to exist by the consent of the governed, has minimal corruption, and has a working law enforcement and judicial system that enforce human rights.

Note the similarity between Eizenstat's gaps and Kilcullen's three pillars.[31] In the table below, do not assume that a problematic state is unable to assist less developed states while closing its own gaps.

McCormick's model[38] is designed as a tool for counterinsurgency (COIN), but develops a symmetrical view of the required actions for both the Insurgent and COIN forces to achieve success. In this way the counterinsurgency model can demonstrate how both the insurgent and COIN forces succeed or fail. The model's strategies and principle apply to both forces, therefore the degree the forces follow the model should have a direct correlation to the success or failure of either the Insurgent or COIN force.

McCormick insurgency model

The model depicts four key elements or players:

1. Insurgent force
2. Counterinsurgency force (i.e., the government)
3. Population
4. International community

All of these interact, and the different elements have to assess their best options in a set of actions:

1. Gaining support of the population
2. Disrupt opponent's control over the population
3. Direct action against opponent
4. Disrupt opponent's relations with the international community
5. Establish relationships with the international community

In Thomas Barnett's paradigm,[39] the world is divided into a "connected core" of nations enjoying a high level of communications among their organizations and individuals, and those nations that are disconnected internally and externally. In a reasonably peaceful situation, he describes a "system administrator" force, often multinational, which does what some call "nation-building", but, most importantly, connects the nation to the core and empowers the natives to communicate—that communication can be likened to swarm coordination. If the state is occupied, or in civil war, another paradigm comes into play: the leviathan, a first-world military force that takes down the opposition regular forces. Leviathan is not constituted to fight local insurgencies, but major forces. Leviathan may use extensive swarming at the tactical level, but its dispatch is a strategic decision that may be made unilaterally, or by an established group of the core such as NATO or ASEAN.

Other than brief "Leviathan" takedowns, security building appears to need to be regional, with logistical and other technical support from more developed countries and alliances (e.g., ASEAN, NATO). Noncombat military assistance in closing the security gap begins with training, sometimes in specialized areas such as intelligence. More direct, but still noncombat support, includes intelligence, planning, logistics and communications.

Anthony Cordesman notes that security requirements differ by region and state in region. Writing on the Middle East, he identified different security needs for specific areas, as well as the US interest in security in those areas.[28]

• In North Africa, the US focus should be on security cooperation in achieving regional stability and in counterterrorism.
• In the Levant, the US must largely compartment security cooperation with Israel and cooperation with friendly Arab states like Egypt, Jordan, and Lebanon, but can improve security cooperation with all these states.
• In the Persian Gulf, the US must deal with the strategic importance of a region whose petroleum and growing gas exports fuel key elements of the global economy.

It is well to understand that counterterrorism, as used by Cordesman, does not mean using terrorism against the terrorism, but an entire spectrum of activities, nonviolent and violent, to disrupt an opposing terrorist organization. The French general, Joseph Gallieni, observed, while a colonial administrator in 1898,

A country is not conquered and pacified when a military operation has decimated its inhabitants and made all heads bow in terror; the ferments of revolt will germinate in the mass and the rancours accumulated by the brutal action of force will make them grow again[40]

Both Kilcullen and Eizenstat define a more abstract goal than does Cordesman. Kilcullen's security pillar is roughly equivalent to Eizenstat's security gap:

• Military security (securing the population from attack or intimidation by guerrillas, bandits, terrorists or other armed groups)
• Police security (community policing, police intelligence or "Special Branch" activities, and paramilitary police field forces).
• Human security, building a framework of human rights, civil institutions and individual protections, public safety (fire, ambulance, sanitation, civil defense) and population security.

This pillar most engages military commanders' attention, but of course military means are applied across the model, not just in the security domain, while civilian activity is critically important in the security pillar also ... all three pillars must develop in parallel and stay in balance, while being firmly based in an effective information campaign.[31]

Anthony Cordesman, while speaking of the specific situation in Iraq, makes some points that can be generalized to other nations in turmoil.[41] Cordesman recognizes some value in the groupings in Samuel P. Huntington's idea of the clash of civilizations,[24] but, rather assuming the civilizations must clash, these civilizations simply can be recognized as actors in a multinational world. In the case of Iraq, Cordesman observes that the burden is on the Islamic civilization, not unilaterally the West, if for no other reason that the civilization to which the problematic nation belongs will have cultural and linguistic context that Western civilization cannot hope to equal.

The heart of strengthening weak nations must come from within, and that heart will fail if they deny that the real issue is the future of their civilization, if they tolerate religious, cultural or separatist violence and terrorism when it strikes at unpopular targets, or if they continue to try to export the blame for their own failures to other nations, religions, and cultures.

Asymmetric conflicts (or irregular conflicts), as the emerging type of insurgencies in recent history, is described by Berman and Matanock in their review as conflicts where "the government forces have a clear advantage over rebels in coercive capacity."[42] In this kind of conflicts, rebel groups can reintegrate into the civilian population after an attack if the civilians are willing to silently accept them. Some of the most recent examples include the conflicts in Afghanistan and Iraq.[43] As the western countries intervenes in the conflicts, creating asymmetry between the government forces and rebels, asymmetric conflict is the most common form of subnational conflicts and the most civil conflicts where the western countries are likely to be involved. Such interventions and their impacts can be seen in the NATO operation in Libya in 2011 and the French-led intervention in Mali in 2013.[42]

Berman and Matanock suggested an information-centric framework to describe asymmetric conflicts on a local level.[42] Three parties are involved in framework: government forces, rebels and civilians. Government forces and rebels attack each other and may inadvertently harm civilians whereas civilians can anonymously share local information with government forces, which would allow government forces to effectively use their asymmetric advantage to target rebels. Taking the role of civilians in this framework into consideration, the government and rebels will divert resources to provide services to civilians so as to influence their decision about sharing information with the government.

The framework is based on several assumptions:

• The consequential action of civilians is information sharing.
• Information can be shared anonymously without endangering the civilians who do so and civilians are assumed to respond to incentives.
• Neither side of government forces and rebels will actively target civilians with coercion or intimidation.

This framework leads to five major implications for counterinsurgency strategies:

1. The government and rebels have an incentive to provide services to civilians, which increases with the value of the information shared.
2. Rebel violence may be reduced by service provision from the government.
   • Projects that address the needs of the civilians in the local communities and conditioned on information sharing by the community are more effective in reducing rebel violence. In practice, these may be smaller projects that are developed through consultation with local communities, which are also more easily revoked when information is not shared.
   • Innovations that increase the value of projects to local civilians, such as including development professionals in project design and implementation, will enhance the effect of violence-reducing.
3. Security provided by the government and service provision (i.e. development spending) are complementary activities.
4. If either side of the government forces or rebels causes casualties among civilians, civilians will reduce their support for that side.
5. Innovations that make anonymous tips to the government easier, of which are often technical, can reduce rebel violence.

These implications are tested by empirical evidences from conflicts in Afghanistan, Iraq and several other subnational conflicts. Further research on governance, rule of law, attitudes, dynamics and agency between allies are needed to better understand asymmetric conflicts and to have better informed decisions made at the tactical, strategic and public policy levels.