Romance of the Three Kingdoms

Romance of the Three Kingdoms (traditional Chinese: 三國演義; simplified Chinese: 三国演义; pinyin: Sānguó Yǎnyì) is a 14th-century historical novel attributed to Luo Guanzhong. It is set in the turbulent years towards the end of the Han dynasty and the Three Kingdoms period in Chinese history, starting in 169 AD and ending with the reunification of the land in 280 by Western Jin. The novel is based primarily on the Records of the Three Kingdoms (三國志), written by Chen Shou.

Romance of the Three Kingdoms
Pages from a 1591 printed edition of the novel
AuthorLuo Guanzhong
Original title三國演義
CountryChina
LanguageClassical Chinese, early written vernacular Chinese
SubjectImperial China
GenreHistorical fiction
Set inChina, AD 169–280
Publication date
14th century
Published in English
1907
Media typePrint
ISBN978-7-119-00590-4
895.1346
LC ClassPL2690.S3 E53 1995
Original text
三國演義 at Chinese Wikisource
TranslationRomance of the Three Kingdoms at Wikisource
Romance of the Three Kingdoms
Romance of the Three Kingdoms in Traditional (top) and Simplified (bottom) Chinese characters
Chinese name
Traditional Chinese三國演義
Simplified Chinese三国演义

The story – part historical and part fictional – romanticises and dramatises the lives of feudal lords and their retainers, who tried to replace the dwindling Han dynasty or restore it. While the novel follows hundreds of characters, the focus is mainly on the three power blocs that emerged from the remnants of the Han dynasty, and would eventually form the three states of Cao Wei, Shu Han, and Eastern Wu. The novel deals with the plots, personal and military battles, intrigues, and struggles of these states to achieve dominance for almost 100 years.

Romance of the Three Kingdoms is acclaimed as one of the Four Great Classical Novels of Chinese literature; it has a total of 800,000 words and nearly a thousand dramatic characters (mostly historical) in 120 chapters.[1] The novel is among the most beloved works of literature in East Asia,[2] and its literary influence in the region has been compared to that of the works of Shakespeare on English literature.[3] It is arguably the most widely read historical novel in late imperial and modern China.[4] Herbert Giles stated that among the Chinese themselves, this is regarded as the greatest of all their novels.[5]

Origins and versions

Stories about the heroes of the Three Kingdoms were the basis of entertainment dating back to the Sui and Tang dynasty (6th–10th centuries). By the Song dynasty (10th–13th centuries), there were several records of professional oral storytellers who specialized in the Three Kingdoms hero cycles. The earliest written work to combine these stories was a pinghua, Sanguozhi Pinghua (simplified Chinese: 三国志平话; traditional Chinese: 三國志平話; pinyin: Sānguózhì Pínghuà; lit. 'Records of the Three Kingdoms in plain speech'), published sometime between 1321 and 1323.[6]

Expansion of the history

Romance of the Three Kingdoms is traditionally attributed to Luo Guanzhong,[7] a playwright who lived sometime between 1315 and 1400 (late Yuan to early Ming period) known for compiling historical plays in styles which were prevalent during the Yuan period.[8] It was first printed in 1522[8] as Sanguozhi Tongsu Yanyi (三國志通俗演義/三国志通俗演义) in an edition which bore a perhaps spurious preface date 1494. The text may well have circulated before either date in handwritten manuscripts.[9]

Regardless of when it was written or whether Luo was the writer, the author made use of several available historical records, primarily the Records of the Three Kingdoms compiled by Chen Shou. The Records of the Three Kingdoms covered events ranging from the Yellow Turban Rebellion in 184 to the unification of the Three Kingdoms under the Jin dynasty in 280. The novel also includes material from Tang dynasty poetic works, Yuan dynasty operas and his own personal interpretation of elements such as virtue and legitimacy. The author combined this historical knowledge with his own storytelling skills to create a rich tapestry of personalities.[10]

Recensions and standardised text

Several versions of the expanded Sanguozhi are extant today. Luo Guanzhong's version in 24 volumes, known as the Sanguozhi Tongsu Yanyi, is now held in the Shanghai Library in China, Tenri Central Library in Japan, and several other major libraries. Various 10-volume, 12-volume and 20-volume recensions of Luo's text, made between 1522 and 1690, are also held at libraries around the world. However, the standard text familiar to general readers is a recension by Mao Lun and his son Mao Zonggang.

In the 1660s, during the reign of the Kangxi Emperor in the Qing dynasty, Mao Lun and Mao Zonggang significantly edited the text, fitting it into 120 chapters, and abbreviating the title to Sanguozhi Yanyi.[11] The text was reduced from 900,000 to 750,000 characters; significant editing was done for narrative flow; use of third-party poems was reduced and shifted from conventional verse to finer pieces; and most passages praising Cao Cao's advisers and generals were removed.[12] Scholars have long debated whether the Maos' viewpoint was anti-Qing (identifying Southern Ming remnants with Shu-Han) or pro-Qing.[13]

The famous opening lines of the novel, "The empire, long divided, must unite; long united, must divide. Thus it has ever been" (話說天下大勢.分久必合,合久必分 Huàshuō tiānxià dàshì. Fēnjiǔbìhé, hé jiǔ bì fēn),[14] long understood to be Luo's introduction and cyclical philosophy, were actually added by the Maos in their substantially revised edition of 1679.[15] None of the earlier editions contained this phrase. In addition, Mao also added Yang Shen's The Immortals by the River as the famous introductory poem (which began with "The gushing waters of the Yangzi River pour and disappear into the East") (滾滾長江東逝水) to the novel.[16] The earlier editions, moreover, spend less time on the process of division, which they found painful, and far more time on the process of reunification and the struggles of the heroes who sacrificed for it.[17]

Plot

One of the greatest achievements of Romance of the Three Kingdoms is the extreme complexity of its stories and characters. The novel contains numerous subplots. The following consists of a summary of the central plot and some well-known highlights in the novel.

Three Heroes of Three Kingdoms, silk painting by Sekkan Sakurai (1715–1790), depicting Liu Bei, Guan Yu and Zhang Fei.

Oath of the Peach Garden

During the final years of the Eastern Han dynasty, treacherous eunuchs and villainous officials deceived the emperor and persecuted good officials. The government gradually became extremely corrupt on all levels, leading to widespread deterioration of the Han Empire. During the reign of Emperor Ling, the Yellow Turban Rebellion broke out under the leadership of Zhang Jiao.

In You Province, a man named Liu Bei saw a poster recruiting men who could join a volunteer army to surpress the Yellow Turban Rebellion. Liu Bei was of the Imperial Family, but his father died when he was young and he was very poor, living off selling straw sandals. He sighed, thinking that he could not do anything. A man named Zhang Fei heard the sigh and questioned Liu Bei furiously why he had sighed. Liu Bei and Zhang Fei expressed their thoughts about wanting to join. United by a common cause, they went to the bar to drink and met another like-minded soul in Guan Yu. The three of them then became sworn brothers. Due to their ages, Liu Bei became the eldest, Guan Yu the second and Zhang Fei the youngest.

Zhang Fei thrashes the Imperial Inspector

They had good success in suppressing the rebellion and they also saved the high-ranking official Dong Zhuo who looked down on them for they were not of high nobility. They became very popular in cities that they rescued. Once, the Imperial Inspector wanted to ask Liu Bei, who had risen in prominence in his area, to present him with a delicious banquet. Liu Bei, thinking about the hard work of the peasants in the area every day, chose to use their freshest vegetables to display the hard work and labour of the peasants and give them credit for working very hard. The Imperial Inspector was furious and locked Liu Bei up in jail. Zhang Fei was vexed and he tied the Imperial Inspector to a wall and attacked him. Guan Yu helped Liu Bei escape from prison and the two brothers stopped Zhang Fei from continuing to assault the Imperial Inspector.

The rebellion was barely suppressed by imperial forces led by the general He Jin. Upon Emperor Ling's death, He Jin installed the young Emperor Shao on the throne and took control of the central government. The Ten Eunuchs, Cao Cao and Yuan Shao surmised, were the cause of trouble In the country. He Jin thus decided to bring Dong Zhuo's 30000 strong army to attack. The eunuchs flew into a panic and Zhang Rang, the head eunuch, took the Emperor and Prince Chenliu and fled. Realising his mistake, He Jin attempted to kill all the eunuchs. He was lured into the palace and the eunuchs killed him.

In revenge, He Jin's supporters broke into the palace and indiscriminately slaughtered any person who looked like a eunuch. In the ensuing chaos, Zhang Rang committed suicide and Emperor Shao and his younger half-brother, the Prince of Chenliu, disappeared from the palace.

Cao Cao presents a knife

The missing emperor and the prince were found by soldiers of the warlord Dong Zhuo, who seized control of the imperial capital, Luoyang, under the pretext of protecting the emperor. When the missing emperor cowered in fear at Dong Zhuo, the prince ordered Dong Zhuo to kneel down and respect the emperor. Impressed by his bravery, Dong Zhuo later deposed Emperor Shao and replaced him with the Prince of Chenliu (Emperor Xian), who was merely a figurehead under his control. Dong Zhuo monopolized state power, persecuted his political opponents, and oppressed the common people for his gain. One of his opponents was Ding Yuan, who sent an army led by his godson Lü Bu to fight Dong Zhuo. Dong Zhuo was able to win Lü Bu over by giving him a horse named the Red Hare that was known for its speed.

There were two attempts on Dong Zhuo's life: the first was by a military officer, Wu Fu (伍孚), who failed and died a gruesome death at the hands of Lü Bu; the second was by Cao Cao, who pretended that his house was far away and he needed to borrow a horse. Dong Zhuo sent Lü Bu to get Cao Cao a horse and Dong Zhuo slept in the meantime. Cao Cao tried to cut Dong Zhuo's neck and run, but his attempt went awry went Dong Zhuo woke up and saw Cao Cao holding a knife in his mirror. Cao Cao instantly bowed down and presented the knife to Dong Zhuo, and when Lü Bu came back, he escaped. Dong Zhuo and Lü Bu realized Cao Cao was their enemy and they made him a wanted person.

Cao Cao flees from the capital

Cao Cao tried to disguise himself but an intelligent official named Chen Gong found him. Cao Cao was ready for a fight, but Chen Gong merely wanted to be Cao Cao's friend. They resided in an old man's house. The old man went out to buy more wine during the night. Cao Cao mistakenly heard the sounds of a sword and was alarmed. He woke Chen Gong up and they both slew the entire family. When they escape from the house, they realised that the family was trying to kill a pig in their honor. Filled with grief, Chen Gong placed his sword down. Just then, the old man arrived. Instinctively, Cao Cao killed the old man, panicking Chen Gong. When Cao Cao fell asleep in the forest, Chen Gong tried to kill Cao Cao. However, he realized that that would not look good on his record, so he left. Around this time, Cao Cao said his famous quote turned lie: “I would rather betray the world than let the world betray me.”

Guan Yu slays Hua Xiong over warm wine

Cao Cao escaped from Luoyang, returned to his hometown, and sent out a fake imperial edict to various regional officials and warlords, calling them to rise against Dong Zhuo. Under Yuan Shao's leadership, 18 warlords formed a coalition army and launched a punitive campaign against Dong Zhuo. Thus, the battle of Sishui pass begins. Sun Jian started on the offensive, but was lured into an ambush and barely escaped, having to lose his cloak to make a diversion. Yuan Shu refused to send supplies to Sun Jian's camp as he feared that Sun Jian would become too powerful. Hence, Sun Jian had to retreat.

Dong Zhuo then sent Hua Xiong to strike Sun Jian as he was retreating. At first, Hua Xiong had sent many of Yuan Shao's generals back, including Sun Jian. When he asked for volunteers to fight Hua Xiong, Guan Yu was the first to agree. Cao Cao wanted to give him a glass of wine before the fight, but Guan Yu disapproved. Instead, he told Cao Cao he would kill Hua Xiong and be rewarded with the wine. When Guan Yu killed Hua Xiong, the wine was still warm. Guan Yu had impressed everybody. Sun Jian defeated the remaining forces and they advanced to Hulao Pass.

Three brothers combined defeat Lü Bu

Dong Zhuo then sent Lü Bu to fight. Lü Bu engaged the general Gongsun Zan in battle and nearly killed him with his spear, but his attack was blocked by the enraged Zhang Fei. Gongsun Zan was Liu Bei's old friend, thus Zhang Fei did not accept Lü Bu trying to kill Gongsun Zan. Lü Bu and Zhang Fei fought toe to toe, with no one gaining a significant edge over the other. Thus, Guan Yu and Liu Bei joined the battle and Lü Bu was forced to retreat. When Zhang Fei pursued Lü Bu, he was ambushed by flaming arrows and had to retreat. Cao Cao, who was coming from the other side, ambushed Lü Bu, but was ambushed by the latter and was saved by Xiahou Dun and Xiahou Yuan.

Dong Zhuo felt threatened after losing the battles of Sishui Pass and Hulao Pass, so he evacuated Luoyang and moved the imperial capital to Chang'an. He forced Luoyang's residents to move together with him and had the city set aflame. Sun Jian pursued and defeated Lü Bu. His soldiers extinguished the flames that enveloped Luoyang. He found the grand treasure, the Imperial Seal of the Realm, in a well. This treasure allowed him to become the emperor at any time. Sun Jian decided to keep it and wait for an opportunity to use it. Yuan Shao heard the news and became envious of Sun Jian. He tricked Liu Biao into thinking Sun Jian wanted to usurp the throne and the two clashed, Sun Jian eventually winning. Enraged, Sun Jian attacked Liu Biao, but was caught in an ambush and killed.

The coalition eventually broke up due to poor leadership and conflicting interests among its members.

Beauty Trap

Meanwhile, in Changan, the minister Wang Yun had devised a plan to kill Dong Zhuo. His adopted daughter, Diao Chan, was known for her beauty and was among the Four Beauties of China. Wang Yun invited Lü Bu to his house and Diao Chan successfully seduced him. Wang Yun then allowed Lü Bu to marry Diao Chan. When Lü Bu was away, Wang Yun invited Dong Zhuo and Diao Chan also seduced him. Dong Zhuo took Diao Chan as his own and Wang Yun did not interfere, so he smiled and rode away. When Lü Bu came back, he was enraged. Wang Yun told Lü Bu that Dong Zhuo had taken Diao Chan and was going to send her to him, so Lü Bu rushed to Dong Zhuo's palace. He found Diao Chan at a lotus pool, staring at a mirror while sobbing quietly. Lü Bu wrapped his arms around her and comforted her, while she expressed her misery at having to be Dong Zhuo's wife. Just when Lü Bu was going to take her with him out of the palace, Dong Zhuo came back and ordered Lü Bu to get out and not come back ever again. Lü Bu fled with no choice. He was vexed. Wang Yun pretended to bawl to stir Lü Bu into thinking that he needed to kill Dong Zhuo to retrieve Diao Chan. Wang Yun then made up a story where Dong Zhuo would ride on his carriage to become the Han Emperor. This was merely a ruse, as the soldiers immediately raised their weapons at Dong Zhuo. Dong Zhuo scoffed at them and ordered Lü Bu to kill the soldiers. He promised Lü Bu that he would be rewarded with gold coins. Howbeit, Lü Bu thrust his spear through Dong Zhuo's chest, ending his rule of tyranny. Dong Zhuo's relatives would all be executed. Dong Zhuo's subordinates, Li Jue and Guo Si surrounded the capital. They made a deal: if Wang Yun surrendered nicely, they would not lose any lives. However, if they refused, the city will be invaded. Wang Yun stood on the watchtower. Unwilling to make a decision, he jumped off and committed suicide. Lü Bu tried to fight back, but fell into an ambush and was chased out of Changan. Li Jue and Guo Si thus had the Emperor at his side.

Conflict among the various warlords and nobles

As soon as Li Jue and Guo Si took the Emperor in their hands, a lot of attackers came. First was Ma Teng from Liang Province. His ferocious son Ma Chao decimated Li Jue in battle so Guo Si came up with a plan. He used attrition to wear out Ma Teng's army, and 4 months later, out of supplies, they retreated. A Yellow turban rebel then staged, so Guo Si issued Imperial Order to send Cao Cao to fight. Cao Cao collected 30 000 Yellow Turban Rebels and turned them into his soldiers. He then defeated Zhang Miao, Han Fu, Kong Zhou and Liu Dai to get some territory. He gained many talented advisors like Cheng Yu, Guo Jia and Man Chong. Cao Cao also gained powerful generals like Xu Huang, Xu Chu, and Dian Wei.

In the meantime, the Han Empire was already disintegrating into civil war as warlords fought for territories and power. Sun Jian found the Imperial Seal in a well in the ruins of Luoyang and secretly kept it for himself. But he was confronted by Yuan Shao after one of the soldiers accompanying Sun Jian leaked the information to Yuan Shao. Yuan Shao then secretly told Liu Biao to intercept Sun Jian on his way back to Jiangdong, while he attacked Gongsun Zan to consolidate his power in the North. LÜ Bu had fled to Yuan Shao for a while but Yuan Shao was so annoyed by him that Lû Bu was kicked out.

During those times of upheaval, Li Jue and Guo Si had a falling out, and civil war emerged. Cao Cao saved Emperor Xian from the remnants of Dong Zhuo's forces, established the new imperial capital in Xu, and became the new head of the central government. He was distraught when he received news that his father, Cao Song was murdered by the governor of Xu Province, Tao Qian. Immediately, Cao Cao attacked Tao Qian. Tao Qian quickly asked for help, and Liu Bei, Gongsun Zan and Kong Rong all arrived. However, the latter had to deal with an uprising of Yellow Turban Rebels and left with Liu Bei to deal with the issue. The great warrior Taishi Ci arrived for his mother had been treated nicely for Kong Rong and she wanted to show gratitude. Taishi Ci, Guan Yu, and Zhang Fei defeated the Yellow Turban uprising and Liu Bei brought his brothers back to help Tao Qian.

Cao Cao pillaged and burnt down all the cities in his way to show his wrath. He had to stop his invasion of Xu when he was attacked by Lü Bu. Lü Bu collected a large amount of territory from Cao Cao, but Yuan Shao who hated Lü Bu sent reinforcements to Cao Cao and Lü Bu was defeated and fled.

Sun Ce builds a dynasty in Jiangdong

Meanwhile, the ambush set by Liu Biao on Yuan Shao's orders violently concluded Sun Jian's life. His eldest son, Sun Ce, delivered the Imperial Seal as a tribute to the rising pretender, Yuan Shu, in exchange for troops and horses. Sun Ce enlisted the help of Taishi Ci who defected from his lord, defeated the Southern Tribesmen and secured himself a state in the rich riverlands of Jiangdong (Wu), on which the state of Eastern Wu was founded later. His dream was to conquer Jing Province, which was where his father had died.

Tragically, Sun Ce also died at the pinnacle of his career from illness under stress of his terrifying encounter with the ghost of Yu Ji, a venerable magician whom he had falsely accused of heresy and executed in jealousy. Fortunately, Sun Quan, his younger brother and successor, proved to be a capable and charismatic ruler. With assistance from Zhou Yu, Zhang Zhao and others, Sun Quan found hidden talents such as Lu Su to serve him, built up his military forces and maintained stability in Jiangdong.

Lü Bu's takeover of Xu Province from Liu Bei

Liu Bei recruiting Zhuge Liang, from Visiting the Thatched Hut Three Times, a Ming dynasty painting by Dai Jin (1388–1462).

Liu Bei and his oath brothers Guan Yu and Zhang Fei swore allegiance to the Han Empire in the Oath of the Peach Garden and pledged to do their best for the people. However, their ambitions were not realized as they did not receive due recognition for helping to suppress the Yellow Turban Rebellion and participating in the campaign against Dong Zhuo. Liu Bei had been serving under Tao Qian, and when Cao Cao was attacking to taoe revenge over his father's death, Liu Bei sent a letter to ask Cao Cao for peace. Cao Cao was furious but had to abandon the mission when Lü Bu started attacking. Everyone thought that Liu Bei was the one who stopped Cao Cao's attack. Hence, Liu Bei was the one to succeed Tao Qian after he died. He gained Lü Bu after Lü Bu was defeated by Cao Cao.

Cao Cao, however, was a pain in the neck. He forced the Emperor to issue imperial order, forcing Liu Bei to attack Yuan Shu, which he did so reluctantly. The battle was a stalemate for the most part. Cao Cao then sent a letter to Liu Bei, telling him to kill Lü Bu, but the message was intercepted by Chen Gong. When Lü Bu questioned Liu Bei, Zhang Fei immediately burst out and was going to kill Lü Bu right then, but Liu Bei stopped Zhang Fei and denied wanting to kill Lü Bu.

When Liu Bei went to attack Yuan Shu, he left Zhang Fei behind to guard Xu Province. Zhang Fei drank heavily and became intoxicated, and forgot about his duties. Lü Bu took this chance to lure Zhang Fei out of the city and take Xu Province. Liu Bei then surrendered to Lü Bu. Yuan Shu wanted to finish off Lü Bu, so he gave Lü Bu lots of jewellery to tell him to force Liu Bei to go to war, knowing Liu Bei would lose. Lü Bu accepted the treasure and forced Liu Bei to go to war. However, a few days later, Lü Bu wanted to spoil Yuan Shu's mood. He made a deal with Yuan Shu,saying that if he hit his spear with an arrow from a 150 steps away, Yuan Shu would stop the war. Yuan Shu, believing that the feat was unobtainable, agreed. Lü Bu was able to hit his spear, and Yuan Shu was forced to stop.

Cao Cao defeats Zhang Xiu and Lü Bu

Cao Cao had an affair with Zhang Xiu's wife, prompting Zhang Xiu to attack Cao Cao. Zhang Xiu's advisor, Jia Xu, planned an ambush. Cao Cao and his men, still sleeping, were caught in a fire trap and Cao Cao only escaped when Dian Wei, having had his battle axe stolen, used his bare hands to guard Cao Cao while he escaped. Even with several arrows pierced theough his skin, Dian Wei proved to be a resilient fighter and added to Zhang Xiu and Jia Xu's frustration and their capture of Cao Cao had to be stalled. Zhang Xiu cut down the weakened Dian Wei and chased Cao Cao down. An archer shot Cao Cao's horse down, so his son, Cao Ang, lent Cao Cao his horse to escape. Cao Ang was killed while Zhang Xiu pursued. Eventually, the reinforcements arrived and Zhang Xiu fled. Cao Cao deeply mourned Dian Wei's death.

Zhang Fei did not like Lü Bu. Hence, when Liu Bei sent Zhang Fei to buy more horses, he was astounded when Zhang Fei came back in no time. Suddenly, Lü Bu was chasing them from behind! Zhang Fei had stolen his horses and he had flown into a rage no one could stop. Trapped between two sides, Liu Bei defected to Cao Cao.

Suddenly, Yuan Shu, with the Imperial Seal, declared himself Emperor of the Zhong Dynasty. Instantly, Cao Cao, Lü Bu and even Sun Ce attacked him, leaving him with almost no territory afterwards.

With Chen Gong's help, Lü Bu ambushed Cao Cao by luring him into a city and firing flaming arrows into the city. Cao Cao escaped by sheer luck and caught Lü Bu in his own ambush. Cao Cao then diverted the rivers near Lü Bu's territory, flooding it. The lives of the people in Lü Bu's territory were extremely miserable, and his own men surrendered him, Chen Gong, and Zhang Liao to Cao Cao. Chen Gong accepted his execution with dignity, forcing a reluctant executor to chop his head off. Lü Bu groveled and pleaded with Cao Cao to let him live. Cao Cao was keen not to execute him. However, Liu Bei, sick and tired of Lü Bu, reminded Cao Cao of how Dong Zhuo had been betrayed by Lü Bu. Lü Bu was then executed. Zhang Liao was spared, and he would become one of Cao Cao's five greatest generals.

Cao Cao and Liu Bei discuss about heroes

Liu Bei then followed Cao Cao back to the imperial capital, Xu, where Emperor Xian honored him as his "Imperial Uncle". When Cao Cao showed signs that he wanted to usurp the throne, Emperor Xian wrote a secret decree in blood to his father-in-law, Dong Cheng, and ordered him to get rid of Cao. Dong Cheng secretly contacted Liu Bei and others and they planned to assassinate Cao Cao.

Liu Bei was afraid that Cao Cao would find out about his plot. Hence, he spent his time learning how to plant seeds. Cao Cao grew suspicious and his officials told him that Liu Bei's kindness would end up allowing him to get very popular and dangerous. Cao Cao invited Liu Bei to a banquet and told him a very famous story where his soldiers were thirsty in a desert. He found some trees and told his soldiers to run to the forest to get the sweet berries to eat. His soldiers raced to the forest and Cao Cao's troops moved significantly faster.

Cao Cao then changed the topic and asked Liu Bei who he thought were the heroes of China. Liu Bei thought that Yuan Shu, Yuan Shao, and Sun Ce were heroes. Cao Cao disagreed, claiming that Yuan Shu was a weak pretender, Yuan Shao was indecisive and a coward and Sun Ce was just following his father's legacy. Cao Cao then announced that he and Liu Bei were the only heroes of China. Liu Bei was alarmed and pretended to take it lightly. Cao Cao's suspicions of Liu Bei vanished. Liu Bei then took the opportunity to get out of Cao Cao's territory by pretending to go to war with Yuan Shu, who had been totally crushed after starting his own dynasty. In the end, Yuan Shu died of starvation, unable to swallow the coarse food is soldiers ate.

However, the plot was leaked out. Ji Ping, Cao Cao's doctor had sided with Dong Cheng and was going to poison Cao Cao's medicine but Cao Cao caught him red-handed and killed him. Cao Cao had Dong Cheng and the others arrested and executed along with their families.

Liu Bei had already left the imperial capital when the plot was exposed. He seized control of Xu Province from Che Zhou, the new governor appointed by Cao Cao. In retaliation, Cao Cao attacked Xu Province and defeated Liu Bei, forcing him to take shelter under Yuan Shao for a brief period of time. Liu Bei eventually left Yuan Shao and established a new base in Runan, where he lost to Cao Cao again. He retreated south to Jing Province, where he found shelter under the governor, Liu Biao. However, he became seperated from his two brothers.

Guan Yu slays two generals

When Liu Bei fled to Yuan Shao, he had abandoned his wives. Guan Yu stayed back to take care of them and he was surrounded on a hill. Zhang Liao approached him and asked him to surrender.

Guan Yu had 3 conditions for surrendering. Firstly, he would only submit to the emperor and not Cao Cao. Secondly, he would get to decide the safety arrangements of Liu Bei's wives. Lastly, if he heard news of Liu Bei, he would be allowed to leave.

Cao Cao eventually agreed. He gave Guan Yu a nice home, pretty girls to look after him and lavish banquets, but Guan Yu refused to surrender to Cao Cao. Cao Cao gave up persuading Guan Yu after realising that Guan Yu was a true man who never betrays his principles.

Yuan Shao sent his 2 generals to attack Cao Cao. They were the famed Yan Liang and Wen Chou. Cao Cao deployed Guan Yu to attack Yan Liang while Zhang Liao and Xu Huang attack Wen Chou. Guan Yu was given the Red Hare by Cao Cao. Guan Yu was happy about it as he could ride to his brother quicker. Using the speed if the Red Hare and his skill at fighting, Guan Yu killed Yan Liang in no time. When Zhang Liao and Xu Huang both struggled against Wen Chou, Guan Yu rode on his Red Hare to them and cut down Wen Chou in a flash. Yuan Shao wanted to execute Liu Bei but due to Yuan Shao's indecisiveness, he spared Liu Bei. His incessant indecisiveness would cost him in his next battle.

Guan Yu crosses five gates and slays six generals

Guan Yu received news of Liu Bei's whereabouts and rushed to Yuan Shao's territory. Cao Cao have him a warm towel to express his gratitude. Cao Cao's own generals looked down on him for letting Guan Yu go so easily. Thus, Guan Yu faced resistance while going to meet Liu Bei. On the first gate, he met Kong Xiu who was cut down easily. On the second gate, he met Meng Tan and Han Fu. Meng Tan was sliced in two while Han Fu circled behind and prepared to shoot an arrow. The arrow hits, but Guan Yu does not care and kills Han Fu.

On the third gate, Guan Yu was treated well by Bian Xi, who respected him. However, Guan Yu soon found out Bian Xi had carefully planned an ambush so he killed Bian Xi. On the fourth gate, he met Wang Zhi, who also treated him nicely. Wang Zhi also planned to kill him, but like Bian Xi, his ambush was leaked out by a soldier who wanted to see how Guan Yu looked like. Guan Yu fled and slew Wang Zhi. Finally, on the fifth gate, Guan Yu slew Qin Qi and the perilous journey was over.

He recruited Zhou Cang and Liao Hua, both whom were former Yellow Turban Rebels and made a farmer's son his own. He named the son Guan Ping. He found Zhang Fei, but Zhang Fei thought that Guan Yu had betrayed him as Cao Cao's general Cai Yang was following him. Guan Yu cut the general down and forgave his brother for the misunderstanding. The two brothers met up with Liu Bei at Runan and made it their temporary base. They also came across a talented warrior named Zhao Yun.

This famous Chinese story shows the bravery and resilience of Guan Yu and has been adapted into many films and shows.

Battle of Guandu

Now that Yan Liang and Wen Chou had dies, a war between Cao Cao and Yuan Shao seemed inevitable. Yuan Shao's force was predictably larger than Cao Cao's force, and Cao Cao was anxious. Seeing this, Guo Jia advised Cao Cao not to be anxious. Then, using evidence, proved that Cao Cao beat Yuan Shao in many important values such as principle, righteousness, management, tolerance, strategy, virtue, benevolence, military skill, culture and wisdom. Cao Cao felt relieved at once and started mobilising his troops.

Yuan Shao asked for help from Liu Biao and Sun Ce in the battle. Liu Biao rejected, but Sun Ce agreed, unhappy that Cao Cao bad denied his request to be promoted. However, he was harassed by a Taoist magician and died of stress. His younger brother Sun Quan replaced him and did not send support to Yuan Shao.

After settling the nearby provinces, including a rebellion led by former Yellow Turbans, and internal affairs with the court, Cao Cao turned his attention north to Yuan Shao, who himself had eliminated his northern rival Gongsun Zan that same year. Yuan Shao, himself of higher nobility than Cao Cao, amassed a large army of 700,000 and camped along the northern bank of the Yellow River.

In the summer of 200, after months of preparations, the armies of Cao Cao and Yuan Shao clashed at the Battle of Guandu (near present-day Kaifeng). Cao Cao's army was outnumbered 10 to 1 by Yuan Shao. Cao Cao also was running out of supplies. The battle began with Cao Cao charging head-on. His army was annihilated by hidden archers. For a few weeks, both sides engaged in trench warfare, with Yuan Shao gaining the upper hand slowly. In desperation, the scholar Liu Hua proposed to Cao Cao his strategy-an improvised trebuchet. The plan worked, and Yuan Shao was driven back. Cao Cao then camped at Guandu. However, Cao Cao's food was running extremely low, and he barely had enough to supply for 3 months.

Yuan Shao's messenger told him about Cao Cao's situation. Surprisingly, Yuan Shao thought that it was a trick and refused to do anything. Had he sent his army to Cao Cao's base, he would have won the battle. Angered by this, many of Yuan Shao's generals such as Zhang He left for Cao Cao. Cao Cao's old friend, Xu You, also left for Cao Cao. When Cao Cao heard about this, he was so excited he forgot to put on his shoes. Cao Cao's old friend advised Cao Cao to burn Yuan Shao's supply depot and take as much as he could. With no food, Yuan Shao's army could not advance. The panicking Yuan Shao then sent 2 forces to Cao Cao's base and his burnt supply depot. Cao Cao ambushed the group heading to his supply depot and sent a false letter to Yuan Shao, making the latter think that Cao Cao had been defeated at the supply depot. Then, while his army clashed with Yuan Shao-s army, Cao Cao led a pincer attack to defeat Yuan Shao's army. Cao Cao then spread false rumours that he had surrounded Yuan Shao's base, so Yuan Shao panicked and defended his camp evenly. Cao Cao then broke through the thin line of defence and sent Yuan Shao running.

Cao Cao controls Northern China

After being defeated, Yuan Shao eventually fell ill and died in 202. Cao Cao took advantage of Yuan Shao's death, which resulted in division among his sons, and advanced to the north. In 204, after the Battle of Ye, Cao Cao captured the city of Ye. Xu You was killed by Cao Cao's bodyguard Xu Chu for behaving arrogantly. Xu Chu was scolded and Xu You was given a lavish burial.

By the end of 207, after a victorious campaign beyond the frontier against the Wuhuan culminating in the Battle of White Wolf Mountain, Cao Cao achieved complete dominance of the North China Plain. He now controlled China's heartland, including Yuan Shao's former territory, and half of the Chinese population.


Cao Cao defeated Yuan Tan and Yuan Shang, who both fled to Gongsun Du. Cao Cao wanted to send troops to attack Gongsun Du, but the great strategist Guo Jia, rejected, thinking Gongsun Du did not want to be enemies with Cao Cao. True enough, Cao Cao received a letter from Gongsun Du containing thr heads of the two Yuan's. Cao Cao then conquered the territories of the two Yuan's. Sadly, Guo Jia fell ill and died. Cao Cao was extremely sad that such a talent like Guo Jia would die so early in his career.

Three visits to the thatched cottage

Since 200, Liu Biao put Liu Bei in charge of Xinye, where he was treated very well. Liu Biao's family hated Liu Bei because he acted as a competitor for the throne. Hence, Cai Mao was sent to execute him. Zhao Yun was lured away from Liu Bei, who was sent packing. His horse, Dilu, was able to jump over the Tan Stream and save his master. Zhao Yun came back and slew Cai Mao's subordinates and Cai Mao ran for his life. But by then, Liu Bei had wandered off. He came across a wise man named Water Mirror who told him that he would need to fufill a prophecy and to do it, he would need better men. Liu Bei, offended, replied that he already had Guan Yu, Zhang Fei, Zhao Yun, Guan Ping, Liu Feng, Zhou Cang, Liao Hua as generals and Mi Zhu and Sun Qian as court members. Water Mirror suggested him to find the "Sleeping Dragon" or the "Fledging Phoenix" as Liu Bei lacked a good advisor.

Liu Bei,returning from the Water Mirror's house, found an intelligent strategist Xu Shu, who preferred to be called Tan Fu as Xu Shu was his secret identity. He helped defeat Cao Cao numerous times and defeated general Cao Ren by letting Zhao Yun break throufh his 8 Gate Formation. Guan Yu then chased Cao Ren back to his base.

Cao Cao was able to find out Xu Shu's personal information and tricked him into thinking that he held his mother hostage. Before Xu Shu left Liu Bei, he advised Liu to visit the tactician Zhuge Liang at his residence at Longzhong. Sadly, for Xu Shu, his mother committed suicide learning that he would willingly betray the benevolent Liu Bei for the tyrannical Cao Cao.

On the first time, Zhuge Liang was not at home. On thr second time, Zhuge Liang's younger brother was at home, as well as his younger sister. Zhang Fei quarelled with the young girl about why Zhuge Liang, knowing that Liu Bei wanted to visit, still went out. The brother informed Liu Bei that they had narrowly missed Zhuge Liang.

On the third time, it was Liu Bei, Guan Yu and Zhang Fei's brotherhood anniversary, and Guan Yu and Zhang Fei did not want to visit but to celebrate. Liu Bei decided to go on his own. Learning that, Guan Yu and Zhang Fei immediately chased him, not wanting him to be in danger. When they arrived at Zhuge Liang's residence, the brother informed them that Zhuge Liang was asleep. Thus, the three men stood outside for hours before Zhuge Liang awoke.

Zhuge Liang was impressed by Liu Bei's kindness as he was treated well by Liu Bei so he decided to work for him. Zhuge Liang came up with the strategy to conquer China.

Firstly, Liu Bei had to conquer Jing Province, Liu Biao's territory. This was because two rivers passed through there and supplies could easily be passed throughout the Province. Next, he had to conquer Liu Zhang and Zhang Lu to the west. Those areas had fertile soil and a mountainous terrain for defence. Finally, they had to ally with Sun Quan in Jiang Dong and crush Cao Cao. Then, he would be able to take over most of China and then finish off Cao Cao and Sun Quan.

Battle of Bowang

Following his unification of central and northern China under his control, Cao Cao, having been appointed Imperial Chancellor by Emperor Xian, led his forces on a southern campaign to eliminate Liu Bei and Sun Quan.

Guan Yu and Zhang Fei did not trust Zhuge Liang as a strategist. However, Zhuge Liang's time to shine came quickly when Xiahou Dun led a colossal army at Boma to attack with the intention of killing Liu Bei.

Zhuge Liang assigned Zhao Yun to attack Xiahou Dun and lure Xiahou Dun into the forest. In the forest, Guan Yu and Zhang Fei would sit on threat and right sides to attack when Xiahou Dun enters the forest. Guan Ping and Liu Bei's adopted son Liu Feng would set fire to the forest while Liu Bei himself would lead the backup army to prevent Xiahou Dun from escaping.

When Zhao Yun retreated from a rather passive duel with Xiahou Dun, his subordinates Yu Jin and Li Dian suggested not to pursue as they suspected an ambush. Xiahou Dun pursued on into the forest where he fought Liu Bei and easily drove him back. He remarked to Li Dian, "Is this the ambush you were talking about?" Suddenly, the forest became set on fire and Zhang Fei charged from the side. Zhang Fei slaughtered many of Xiahou Dun's men as Xiahou Dun barely escaped alive with Guan Yu chasing him out of the forest. Xiahou Dun was saved by a small backup force that stalled enough time for him, Yu Jin and Li Dian to retreat. After the battle, Yu Jin and Li Dian were promoted for being able to recognise the ambush.

Battle of Changban

In 208, although Liu Bei managed to repel two attacks by Cao Cao at Xinye using Zhuge Liang's plan of fire, he was eventually forced to flee due to the overwhelming strength of the enemy forces. Cao Cao and his cavalry caught up to Liu Bei's congregation at Changban, Dangyang, and Liu Bei had to flee for his life, galloping away south with Zhang Fei, Zhao Yun, and Zhuge Liang while leaving his family and the populace behind. Cao Cao's forces captured most of the unarmed civilians and Liu Bei's baggage. In the chaos, Zhao Yun disappeared to the north and Liu Bei's two wives went missing. When Liu Bei heard the news that Zhao Yun had betrayed him, he refused to believe it. True enough, Zhao Yun arrived back with Liu Bei's infant son, Liu Shan. He had been chased by Cao Cao's troops along the entire journey and had slain fifty of them. He was rescued by Zhang Fei at a bridge. Zhang Fei held off Cao Cao, Xiahou Dun, Zhang Liao, Xu Huang, Cao Ren, Zhang He, and Cao Cao's army at the same time with a deafening roar. Nobody was willing to fight Zhang Fei in a one-on-one battle and Cao Cao suspected trickery. When Cao Cao heard the stomping of horses from behind, he confirmed his prediction and ordered a retreat.

Apparently, Zhang Fei had gotten a lot smarter after learning strategies from Zhuge Liang. He had only 50 soldiers with him guarding the bridge, but he ordered them to use wooden logs to create stomping noises that scared Cao Cao away. By the time Cao Cao came back, Guan Yu's reinforcements had arrived and he was forced to flee. When Zhao Yun came back, Liu Bei tossed Liu Shan onto the floor and scolded him for nearly costing Zhao Yun's life. Zhao Yun was appalled.

Turning east from Changban, Liu Bei and the remnants of his party had crossed the Han River to the east where Liu Qi, Liu Biao's elder son, still held control of Jiangxia Commandery. They met Guan Yu's fleet and over 10,000 men led by Liu Qi at Han Ford. Together, they sailed down the river to Xiakou.

Cao Cao did not follow up in immediate pursuit. Partially because the main objective of his drive to the south had been the base at Jiangling County, and he pressed on south to secure that base first; partially because he feared a trap set by the renowned tactician Zhuge Liang.

Liu Bei allies with Sun Quan

In 208, After the Battle of Changban, Cao Cao sent a letter to Sun Quan, asking him to surrender. All of Sun Quan's officials want Sun Quan to surrender to Cao Cao except for Lu Su. Lu Su was not sure if he could convince Sun Quan not to surrender. Thus, he brought with him the mastermind Zhuge Liang.

Zhuge Liang first discussed with Zhang Zhao who really wanted to surrender. He scoffed at Zhuge Liang, saying that he was so weak he could not even maintain Liu Bei's territory. Zhuge Liang said, "If you send a sick man to fight, he would surely lose. Liu Bei does not even have military supplies and you expect him to defeat Cao Cao's grand army twice. How ridiculous!" Zhang Zhao, humiliated, kept quiet.

Lu Su then brought Zhuge Liang to Sun Quan. Sun Quan did want to surrender, but at the same time didn't. To persuade him, Zhuge Liang exaggerated the size of Cao Cao's army to twice its size, causing both Sun Quan and Lu Su to turn pale in fear. Then, he added that Liu Bei knew so yet he never gave up and surrendered. Sun Quan, with access to the sea and fertile soil, should not surrender.

In the end, Sun Quan smashed his table hard, causing a piece of the corner to fly off. He said that whoever disagreed would end up like the table. He placed Zhou Yu in command of his army in preparation for war with Cao Cao. Zhuge Liang remained temporarily in Wu territory to assist Zhou Yu. Zhou Yu felt that Zhuge Liang would become a threat to Sun Quan in the future and attempted to kill him on a few occasions but ultimately failed due to Zhuge Liang's superior intuition, and ended up having no choice but to cooperate with Zhuge Liang.

Thus, the plan to win the Battle of Red Cliffs was made by Zhou Yu. Zhou Yu had tricked Cao Cao's messenger, Jiang Gan, into thinking that Cao Cao's naval trainer Cai Mao was planning a rebellion. Cao Cao executed him before he realized the trap.

Borrowing arrows from straw boats

Zhuge Liang showed his intelligence when he was able to collect 100 000 arrows in 3 days using straw people. For the first three days, Lu Su noticed Zhuge Liang had not even started manufacturing arrows. When he questioned Zhuge Liang, Zhuge Liang ignored the question and asked him for 20 boats filled with straw people. Lu Su was confused but did so anyway.

With Lu Su's help, Zhuge Liang was able to fill boats with straw people. On a foggy morning, Zhuge Liang and Lu Su went onto the boats and chatted while drinking wine. They approached Cao Cao's camp and Cao Cao could not identify whether it was a trap, so he ordered his somdiers to shoot arrows at their boats. The arrows got stuck onto the straw people. Cao Cao could not see them due to the fog.

When the fog was over, soldiers rushed from behind the straw people and shouted, "多謝丞相!” which meant thank you to Cao Cao. Eventually, more than 100000 arrows were stuck onto the boats, and Zhou Yu was furious that Zhuge Liang had defied the odds.

Zhuge Liang aquires the easterly wind

Zhou Yu and the aging general Huang Gai did a public act. Huang Gai pretended to support Cao Cao and was thus hit with a birch cane fifty times until blood leaked out. When Cao Cao's messenger saw this, he told Cao Cao of this horrific act. Soon, Cao Cao received a letter from Huang Gai, saying that he was willing to defect to Cao Cao. However, this was a ruse made by Zhou Yu as well. Zhou Yu sent the fledgling phoenix, Pang Tong, to trick Cao Cao that since his fleet was mainly composed of northern soldiers, he should chain his ships from stem to stem. Cao Cao fell for the trick.

However, Zhou Yu fell ill and Zhuge Liang surmised it was due to stress. The one element that they could not control was missing- a south-eastern wind. Zhuge Liang assured Zhou Yu that he could summon the south-eastern wind. Zhou Yu chuckled, thinking that Zhuge Liang had humiliated himself.

Zhou Yu beautified a temple and fortified it. Then, he removed the ceiling and invited the public to surround the temple. Zhuge Liang brandished two swords and danced in the center of the temple where Zhou Yu had invited him to summon the south-eastern wind. To Zhou Yu's surprise, the south-eastern wind did come at night, enraging Zhou Yu. Zhuge Liang escaped Zhou Yu's ambush and retreated safely to Zhao Yun's ship. He then sent Zhao Yun and Zhang Fei to guard the forest which Cao Cao would likely retreat to. Originally, he did not want to send Guan Yu as Guan Yu owed Cao Cao a favor when Guan Yu was allowed to have lavish banquets every day while Liu Bei was at Yuan Shao's base. Guan Yu insisted, so Zhuge Liang let him go.

Battle of Red Cliffs

Huang Gai sent his ships to Cao Cao's base, feigning surrender. When Huang Gai's ships were surprisingly fast, Cao Cao became suspicious. Suddenly, the boats, filled with reed and dry wood, were lit on fire and rammed straight into Cao Cao's fleet. Chained from stem to stem and backed by the South-easterly wind, the fire spread fast. Huang Gai dueled with Cao Cao on a boat, but was shot by Zhang Liao and dropped into the water. Zhang Liao rescued Cao Cao and the two sailed to the forest to meet Xu Huang, Xu Chu, and the reinforcements. Huang Gai was saved by his soldiers.

Cao Cao was able to escape into the forest, where he took a rest. Suddenly, he burst out laughing, saying that Zhuge Liang and Zhou Yu were too overconfident and that if he were them, he would place an ambush there. Zhao Yun jumped out of hiding and dueled with Xu Huang. Cao Cao was alarmed and fled with Zhang Liao. The laughter happened again in an empty village, and this time Zhang Fei came out. Zhang Fei dueled with Zhang Liao and Cao Cao fled on his own. Cao Cao was left with two paths, a narrow path that was a shortcut to his territory or a longer path that was wider. When Cao Cao saw that the shorter path was smoking, he thought that Zhuge Liang had placed an ambush on the wider path. He took the shorter path but was ambushed by Guan Yu. He kneeled down and pleaded with Guan Yu. Guan Yu spared him when Guan Yu was reminded of the times when Cao Cao treated him nicely and allowed him to leave for Liu Bei after Liu Bei lost Xu Province the second time.

Traditional site of the Red Cliffs.

Zhuge Liang angers Zhou Yu thrice

Sun Quan and Liu Bei started vying for control of southern Jing Province after their victory. Zhuge Liang, knowing that Zhou Yu would likely fail, asked him to capture Jing Province first. Cao Ren shot Zhou Yu in the chest with a poison arrow that acts when Zhou Yu is enraged. Sun Quan then sent his general Taishi Ci to attack He Fei, but Taishi Ci's ambush backfired against him and he was killed by Zhang Liao. After failing, Zhou Yu received news that Guan Yu, Zhang Fei, and Zhao Yun had already conquered the rest of Jing Province. He fainted due to the poison arrow.

Sun Quan, unhappy over having gained nothing, sent messengers to ask Liu Bei to "return" the territories to him, but Liu dismissed the messenger each time with a different excuse. Guan Yu, wanting a challenge, attacked Han Xuan, who used his aged general amd best warrior Huang Zhong to attack Guan Yu. Seeing this, Han Xuan wanted to execute Huang Zhong, but was saved by Wei Yan. The two defected to Liu Bei. Liu Bei was delighted to accept Huang Zhong and Wei Yan, but Zhuge Liang did not like Wei Yan who was narrow minded and rebellious.

Sun Quan was unwilling to give up, so he followed Zhou Yu's plan to trick Liu Bei to come to his territory and marry his sister, Lady Sun. He would then hold Liu Bei hostage in exchange for Jing Province. However, the plan was foiled by Zhuge Liang when all of Liu Bei's troops wore formal uniforms and spread the news about the marriage to everyone in the city. Sun Quan's mother thought that it was a shameful affair and tried to chase Liu Bei out immediately. Liu Bei eventually became friends with Sun Quan's mother through his kindness. Zhao Yun knew that Liu Bei was going to be trapped by Zhou Yu while he was in Wu, so Zhao Yun heeded Zhuge Liang's advice and lied to Liu Bei, saying that Cao Cao was invading his territory and he had to go back. Liu Bei went back with Lady Sun, who stopped Zhou Yu's troops from attacking Liu Bei. Zhou Yu's plan had failed, and he once again fainted from the poison arrow.

He met up with Zhuge Liang and asked if he could enter Liu Bei's territory with the excuse of wanting to help them invade Liu Zhang. Liu Bei declined, and the poison arrow acted again. His famous last words, "既生瑜何生亮“ translates to "If Zhou Yu has come down to earth why must Zhuge Liang come too?".

Zhou Yu's funeral was a sad one. Zhuge Liang, accompanied by Zhao Yun, came and delivered a speech, questioning why Zhou Yu had to be so envious and that he should not have died at such a young age. After the speech, he burst into tears and the crowd followed suit.

Pang Tong impresses Zhang Fei using wit

Zhuge Liang knew that Pang Tong, the fledging phoenix, was renowned for his strategies. Thus, he met up with Pang Tong and asked him to "have fun" at Jing Province for a while. Liu Bei assumed Pang Tong was a normal person and gave him a normal house to live in. Pang Tong was extremely upset. Hence, he spent his days lurking around the street and drinking wine. Liu Bei was suspicious of Pang Tong and sent Zhang Fei to check on Pang Tong. Zhang Fei admonished Pang Tong for drinking wine all day and not contributing to society. He then scolded Pang Tong, saying he only knew about drinks. Pang Tong chuckled and told Zhang Fei that he could do five months worth of investigation in one day. Zhang Fei did not believe and rented a building for Pang Tong to solve a huge stack of books regarding crimes that had happened. Pang Tong took his time and cleared the books by the end of the day. Zhang Fei was impressed and reported Pang Tong's knowledge to Liu Bei and Zhuge Liang. Liu Bei was impressed and immediately invited Pang Tong over for a banquet. Zhuge Liang then revealed his plan to Liu Bei and Pang Tong was promoted as soon as he arrived.

Cao Cao's takeover of Liang Province

Cao Cao wanted to execute Ma Teng for participating in Dong Cheng's campaign against him. Thus, he lured Ma Teng into his province and executed him. Ma Teng's best friend, Han Sui and Ma Teng's son, Ma Chao, wanted to kill Cao Cao. Knowing this, Cao Cao attacked Han Sui's territory.

Ma Chao defeated Cao Hong and Xu Huang, and ambushed Cao Cao. Cao Cao lost his iconic red jacket and had to cut his beard short to escape. Cao Cao then lured Han Sui and Ma Chao over to his territory. Cao Cao announced that he wanted to talk with Han Sui, so the two rode over to each other. Cao Cao reminded Han Sui of the times when they were young and good friends. Then, Cao Cao left, leaving Han Sui confused. He then sent out an announcement to the whole of his and Han Sui's territory, asking Ma Chao to fight Cao Cao's general Xu Chu. All of Ma Chao's soldiers came to watch the duel, leaving the camp undefended. The battle ended up in a tie, while Cao Hong burnt down Ma Chao's camps.

Cao Cao then sent a letter to Han Sui, telling him to surrender. He intentionally cancelled and rewrote his text as he knew that Ma Chao would be given the letter, and he wanted Ma Chao to turn on Han Sui. Cao Cao's prediction was right. Ma Chao and Han Sui fought in battle, causing their soldiers to die. Taking advantage of the chaos, Cao Hong then burnt the camp. Ma Chao was saved by his cousing Ma Dai and his friend Pang De, and they fled to the warlord Zhang Lu. Han Sui surrendered to Cao Cao.

Liu Bei's conquest of Yi Province

Relations between Liu Bei and Sun Quan deteriorated after Zhou Yu's death, but not to the point of war. After Zhou Yu died, Liu Bei had all of Liu Zhang's trust. Liu Zhang was the ruler of Yi Province and was a coward. He was afraid of Cao Cao, so his advisor Zhang Song advised him to give presents to Cao Cao. Cao Cao did not like the ugly Zhang Song, so Zhang Song humiliated Cao Cao and was thus kicked out of Cao Cao's territory. On the way, Zhang Song went into Liu Bei's territory. He was treated so well by Liu Bei that he gave Liu Bei a very detailed map of Yi Province and advised him to take over Yi Province. Liu Bei agreed. When Liu Zhang found out, he executed Zhang Song. The fledging phoenix, Pang Tong was able to sneakily get into Yi Province and claim a large portion of it. However, he was killed in an ambush that was meant to kill Liu Bei. Since Pang Tong died, Zhuge Liang, who was in Jing Province, had to come over to assist in using strategies to defeat Liu Zhang. Since Zhuge Liang was not at Jing anymore, Guan Yu and his subordinates Guan Ping, Zhou Cang, and Liao Hua volunteered themselves to defend Jing.

Zhang Fei was sent to replace Pang Tong. After initial defeats, he defeated the general Yan Yan and wanted to execute him, but Yan Yan's loyalty and bravery were impressive enough for Zhang Fei to spare him. Yan Yan was familiar with the landscape of Yi Province and was successful in claiming many large chunks of Yi Province. The warlord Zhang Lu went to attack Liu Zhang and sent Ma Chao to attack Zhang Fei. The battle ended in a tie. Zhuge Liang tricked Zhang Lu into getting suspicious of Ma Chao and closed the gates. Ma Chao then defected to Liu Bei. Thinking that no one could stop Ma Chao, Liu Zhang surrendered. Zhang Lu was attacked by Cao Cao later and sent his best general Pang De to fight. Pang De was able to fend off Xu Chu and Xu Huang at the same time, and only after many score bouts was he defeated. Cao Cao treated his captive well and Pang De turned on Zhang Lu to serve Cao Cao. Zhang Lu was easily defeated and was executed.

Hanzhong Campaign

Seeing that Cao Cao was focused on the west, Sun Quan forces, led by Gan Ning, the veteran naval commander and pirate, attacked He Fei, one of Cao Cao's bases. Cao Cao panicked and sent Zhang Liao, Yue Jin, and Li Dian to rescue He Fei. The three arrived late, and one of the cities was already taken down, crushing their morale. During the battle, Gan Ning saved Sun Quan from a stray arrow. Sun Quan remarked, "That Cao Cao may have his Zhang Liao, but I have my Gan Ning!"

Zhang Liao was only given 800 men to fight Sun Quan's 100 000 men. However, Zhang Liao's optimism and bravery boosted his 800 men's spirits, and they fought to the best of their ability. Zhang Liao scared all of Sun Quan's soldiers and his excellent fighting abilities led him to wipe out Sun Quan's army. Sun Quan, unable to capitalize, had no choice but to retreat as he wept bitterly, having missed such a good opportunity. Later in Wu, Zhang Liao became a story that parents told their naughty children to discipline them.

By then, Liu Bei ruled over a vast stretch of land from Yi Province to southern Jing Province; these territories later served as the foundation of the state of Shu Han. Zhuge Liang advised Liu Bei to attack the crucial city of Hanzhong and expand north. Zhang Fei was sent to defeat Zhang He's base. He lured Zhang He into the open and surrounded his base. Zhang He never went out from then on, to Zhang Fei's frustration. As he had no resources for a siege, Zhang Fei drank and drank every day. Liu Bei was worried but Zhuge Liang suspected trickery and ordered more wine be sent to Zhang Fei. Soon, Zhang Fei shared all his wine with all his soldiers. Zhang He wanted to go on a night raid, but his soldiers had little spirit left in them. Zhang Fei's contended soldiers trapped Zhang He in an ambush, and it was not a little number of casualties that Zhang He suffered while escaping.

Huang Zhong and Yan Yan, the two aged generals, were mocked for wanting to defeat Xiahou Yuan's base. Xiahou Yuan was a veteran general at the same level as Guan Yu, but Zhuge Liang knew that they would win and let them go. True enough, Xiahou Yuan was flanked by Yan Yan, and while he tried to escape, was killed by Huang Zhong. Cao Cao was deeply grieved by Xiahou Yuan's death. Huang Zhong would be caught in an ambush, but Zhao Yun saved him. Seeing the situation of Hanzhong grow dire every day, Cao Cao grew melancholy. One day, Cao Cao was eating some fish when Xiahou Dun came to ask what was the message to pass to the soldiers. Cao Cao absent-mindedly said, "Fishbones".Cao Cao's scholar Yang Xiu interpreted it as a sign of retreat and ordered the soldiers to pack their bags. Cao Cao did not actually want to retreat, so he executed Yang Xiu for passing wrong orders. However, a few days later Zhao Yun took Hanzhong, and Ma Chao defeated all of Cao Cao's reinforcements. Cao Cao regretted not listening to Yang Xiu.

Liu Bei declared himself the Prince of Hanzhong. At the same time, Emperor Xian awarded Cao Cao the title of a vassal king – King of Wei – while Sun Quan was known as the Duke of Wu.

Battle of Fancheng

Shadow puppets in the Sichuan Provincial Museum depicting Guan Yu and Zhang Fei.

Liu Bei announced that Guan Yu, Zhang Fei, Zhao Yun, Ma Chao, and Huang Zhong, a defective general originally from Wu, would be honored as the five tiger generals. Liu Bei had already conquered Yi Province and was willing to surrender Jing Province. However, Guan Yu refused to hand Jing Province over. Hence, Lu Su and the official Lü Meng hatched a plan. They invited Guan Yu to a banquet in Jing Province and drank and drank. Guan Yu drank until he was too drunk to fight. Guan Yu felt many movements behind his chair and realized it was an ambush. He then announced that he was full, and would like Lu Su to take him back. Lu Su then sighed, knowing the plan failed. Lu Su brought Guan Yu back to the ship and none of the soldiers dared to attack while Guan Yu held Lu Su hostage. Lü Meng was furious. Lu Su eventually died of illness.

After winning a naval battle against Sun Quan, Cao Cao sent Cao Ren and Pang De to Fancheng, Cao Cao's newly occupied territory in Jing Province. Guan Yu, who was tasked to guard Jing Province by Zhuge Liang, grew ambitious and wanted to get the strategic Fancheng for himself. Guan Yu defeated Cao Ren and Cao Ren retreated. Guan Yu and Pang De fought in a one-on-one battle. After a few rounds, Guan Yu was winning, so Pang De turned around and ran while Guan Yu pursued. Pang De then turned around and grabbed his coffin. Before the battle, Pang De had promised Cao Cao that he would come back with either Guan Yu or himself in the coffin. Not willing to keep himself in the coffin, Pang De opened his coffin to reveal many arrows. Guan Yu avoided all but one that struck him in the head and nearly killed him. Guan Yu was forced to retreat. A few days later, the Han river overflowed, and Pang De was caught in a flood and surrounded by Guan Yu's fleet. Unwilling to surrender, he was executed.

Defeat at Maicheng

Meanwhile, Sun Quan plotted to take Jing Province after growing tired of Guan Yu's repeated refusals to hand over the province. He secretly made peace and allied with Cao Cao against Liu Bei. Sun Quan replaced his general Lü Meng with an underachiever named Lu Xun, who suggested attacking Jing Province while Guan Yu was still at Fancheng. Guan Yu's generals all feared Guan Yu. Lu Xun knew they would instantly surrender.

Guan Yu, learning that Jing Province was being attacked, retreated from Fancheng, but was caught off guard by Lü Meng and had already lost Jing Province before he knew it. Lü Meng treated the people well, and family members of Guan Yu's soldiers were asked to come back. With his army's morale falling and the troops gradually deserting, Guan Yu and his remaining men withdrew to Maicheng, where they were surrounded by Sun Quan's forces. Guan Yu asked help from Liu Bei's adopted son, Liu Feng, but he sent no troops and supplies, so Guan Yu attempted to break out of the siege but failed and was captured in an ambush. Sun Quan had him executed after he refused to surrender.

After Guan Yu's death, many sombre events happen. Blood leaks from trees at Maicheng, and the Red Hare perished, refusing to be served food by someone who was not Guan Yu. Zhou Cang also committed suicide for the same reason and Liao Hua became a prisoner of war. At a banquet, Lü Meng suddenly attacked Sun Quan, screaming that he was in fact Guan Yu and he was going to eat Sun Quan alive. Bleeding from many body parts, Lü Meng collapsed to the ground, possessed by Guan Yu's spirit. Sun Quan was traumatised, and decided to give Guan Yu's head to Cao Cao.

When Liu Bei heard of Guan Yu's death, He collapsed onto the ground, blood leaking out of his mouth. He refused to eat or drink for days until he got sick.

Cao Pi usurps the throne

Sun Quan gave Guan Yu's head to Cao Cao, who wanted to transfer the blame for Guan Yu's death to Cao Cao and appease Liu Bei. Cao Cao's official Sima Yi knew that, and advised Cao Cao to give Guan Yu a lavish burial. Cao Cao, who respected Guan Yu's bravery and virtue, did so. However, Cao Cao started having bad dreams about Guan Yu's spirit and ordered his physician, Hua Tuo, to find out about his illness. Hua Tuo figured that Cao Cao had brain tumor and wanted to cut open his head to heal him. Hua Tuo had good means, but Cao Cao was suspicious because previously, his other doctor had tried to poison him after joining forces with Dong Cheng. Thus, Cao Cao executed Hua Tuo.

Shortly after Guan Yu's death, Cao Cao died in Luoyang, haunted by Guan Yu's spirit. His son and successor, Cao Pi, forced Emperor Xian to abdicate the throne to him and established the state of Cao Wei to replace the Han dynasty. About a year later, Liu Bei declared himself emperor and founded the state of Shu Han as a continuation of the Han dynasty. Cao Pi arranged a funeral for Cao Cao, but his brother Cao Zhi was busy drinking wine and sleeping and refused to come. Cao Pi was furious that Cao Zhi was not filial and wanted to execute him. So, he gave Cao Zhi a test. If Cao Zhi could not compose a poem about brothers in seven paces, he would be executed. Cao Zhi was also not allowed to use the word 'brother' in the entire poem. Surprisingly, Cao Zhi was able to compose the poem and Cao Pi felt guilty for trying to kill Cao Zhi so he broke into tears and apologized to his brother. Cao Pi lost many naval battles against Sun Quan and lost generals like Xiahou Dun, Zhang Liao, and Cao Ren to illnesses, so Cao Pi was anxious to launch a full invasion against Wu and instead treated Sun Quan well and installed him as a vassal. This bad move would haunt the Cao family forever. Many historians felt that this move prevented the Cao family from conquering the whole of China.

While Liu Bei was planning to avenge Guan Yu, Zhang Fei was mobilising a strong army to attack Wu. He treated his soldiers harshly and gave them undoable demands, forcing them to do it all in 3 days. His subordinate Zhang Da believed it to be impossible so he was flogged 50 times by Zhang Fei. Zhang Da could not take it anymore and killed him in the night and fled. When news of Zhang Fei's death reached Liu Bei, he fainted on the floor

Battle of Yiling

As Liu Bei led a large army to avenge Guan Yu and retake Jing Province, Sun Quan attempted to appease him by offering to return him the territories in southern Jing Province. Liu Bei's subjects urged him to accept Sun Quan's offer but Liu insisted on avenging his sworn brother.

Sun Quan, noticing Liu Bei's large army, sent his favourite, Sun Huan, to attack. Liu Bei and his army, led by Guan Xing and Zhang Bao, defeated Sun Huan with much ease. Sun Huan was easily captured as he awaited execution. Guan Yu's captor was slain by Guan Xing for revenge. Now, Guan Xing had his father's famed weapon guandao.

Liu Bei hosted a banquet to celebrate the good victories. During the banquet, very drunk, he lamented that his generals had gone old and weary, offending Huang Zhong. Thus, Huang Zhong set off on his own and had many victories, but he was shot in the back during a fight and retreated. When he arrived back at camp severely injured, Liu Bei received him with tears. As Huang Zhong was old, his skin was thin and the wound was very serious. Huang Zhong died at night.

The reserve army, led by Gan Ning was defeated and Gan Ning died under a tree. The army advanced, but could not cope with the hot weather. Liu Bei saw a very long forest and decided to line up all his camps under the shade to save the soldiers from the heat. By then, Lu Xun was the new captain and when he saw it, he laughed and cherished this moment. When Zhuge Liang was informed of the arrangement of the camps, he stared in shock and said, "All the dreams the king had will vanish due to this!" He sent Zhao Yun to lead a reserve army to save Liu Bei.

At night, Lu Xun set fire to Liu Bei's camps that were in the forest. Liu Bei was saved by Zhao Yun. Lu Xun initially pursued Liu Bei while the latter retreated after his defeat, but gave up after getting trapped inside and barely escaping from Zhuge Liang's Stone Sentinel Maze.

An artist's impression of Zhuge Liang.

Liu Bei was ashamed by his failure and refused to go back to the capital. He fell gravely ill and constantly had dreams about the brothers he could not avenge. Knowing that he would die, he called Zhuge Liang, Zhao Yun, his sons and his officers to his deathbed.

On his deathbed, Liu Bei granted Zhuge Liang permission to take the throne if his son and successor, Liu Shan, proved to be an inept ruler. Zhuge Liang firmly refused and swore to remain faithful to the trust Liu Bei had placed in him. Liu Bei also told Zhuge Liang not to place the latter's favourite, Ma Su, in any important situations, upsetting Zhuge Liang, althoufh he did not show it. Liu Bei told his sons to be virtuous and moral. Lastly, he told Zhao Yun to continue his support for the Han and that the times they spent together were priceless. When Liu Bei closed his eyes, Zhuge Liang and Zhao Yun collapsed onto the floor, weeping.


After Liu Bei's death, Cao Pi induced several forces, including Sun Quan, a turncoat Shu general Meng Da, the Nanman and Qiang tribes, to attack Shu, in coordination with a Wei army.

To defeat all five forces was nearly impossible and Liu Bei's son Liu Shan was already preparing the gifts for surrender when he received news that Zhuge Liang had single-handedly stopped all five armies. Zhuge Liang sent Ma Chao to pacify the Qiang Tribesmen whom greatly respected him. He ordered Wei Yan toobe his troops deceptively to make the Nanman King Meng Huo think that Zhuge Liang had way more soldiers than his own, so he dared not attack. Meng Da was a friend of Fei Yi, so when Fei Yi asked him to retreat, he did and pretended to be ill. The Wei army led by Cao Zhen could barely pass through the narrow route, so Zhao Yun easily defended it. The Wu army did not move as the other four armies had stopped.

Capturing and releasing Meng Huo seven times

Zhuge Liang also sent Deng Zhi to make peace with Sun Quan and restore the alliance between Shu and Wu. Zhuge Liang then personally led a southern campaign against the Nanman and appointed rookie generals Zhang Yi and Ma Zhong as captains. Zhao Yun and the veteran general Wei Yan were dissatisfied with their post as reserves and went on their own to attack the Nanman. The Nanman were shocked because their spies reported that Zhuge Liang would only arrive days later. The Nanmans suffered several defeats, and Zhao Yun and Wei Yan came back with a detailed map of the Nanman area and Meng Huo's subordinates. Zhuge Liang was delighted and reappointed them as captains. Zhao Yun captured Meng Huo. Meng Huo refused to surrender, saying he would not surrender by trickery but after a real fight. Hearing these words, Zhuge Liang let him go.

Meng Huo sent the general Dongcha Na to fight the reinforcements led by Ma Dai. They met at a bridge, and Ma Dai scolded Dongcha Na, saying he had no regret for the kindness Zhuge Liang gave him even after being captured. Dongcha Na felt regretful and retreated. Meng Huo, learning of this failure, beat him up severely. Dongcha Na was furious and bound his king up at night. Then, Dongcha Na surrendered Meng Huo to Zhuge Liang.

Meng Huo refused to surrender even after being captured, so he was released. On the third time, Meng Huo sent his brother to pretend to surrender to Zhuge Liang. His actual intention was to kill Zhuge Liang. However, Zhuge Liang tricked Meng Huo's brother into getting drunk, and when Meng Huo tried to launch a surprise attack, he was captured by Zhuge Liang. Meng Huo still refused to surrender. While escaping, he enlisted help from an old friend, but the old friend betrayed him, and his female servants defeated Meng Huo and his brother decisively in a duel and captured him, sending him to Zhuge Liang. Zhuge Liang thanked the female servants and told Meng Huo not to enlist anyone's help if he wanted a real fight. Meng Huo was then released. While Meng Huo was escaping onto a boat, he suddenly realised that the boat was filled with Shu soldiers and was captured again. Meng Huo refused to surrender and was released.

Meng Huo then got help from a wizard who could control the power of animals and summon an animal army. After being frightened by an army of elephants, Zhuge Liang turned a wheelbarrow into a fire-breathing model that looked like a monster. The animals all ran and the wizard was trampled by his elephants. Meng Huo was captured but refused again, so Zhuge Liang released him. Meng Huo then sought help from his wife, Zhu Rong. She was very fit and agile, skilfully using her daggers to capture Zhang Yi and Ma Zhong. Zhao Yun and Wei Yan were sent to capture her. She fought with Zhao Yun toe to toe and sent him running. The same happened to Wei Yan, who taunted her. She was furious and chased Wei Yan into the forest, where she was ambushed by Zhao Yun. Zhao Yun and Wei Yan wrestled with her and bound her up. Zhuge Liang treated her nicely and asked Meng Huo to return the two generals she had captured in return receiving Zhu Rong. Meng Huo accepted.

Meng Huo sought help from a mountaineer who presented his whole army with impenetrable armour. To counter the armour, Zhuge Liang lured Meng Huo's army into a narrow valley and attacked them with the armour's only weakness-fire. Meng Huo, defeated seven times, was released by Zhuge Liang. Meng Huo finally realised Zhuge Liang's kindness and burst into tears, promising not to rebel. Zhuge Liang was heartened and made him in charge of the southern tribes.

Zhuge Liang recruits Jiang Wei with wisdom

After pacifying the south, Zhuge Liang led the Shu army on five military expeditions to attack Wei as part of his mission to restore the Han dynasty. However, Zhuge Liang became fearful of the Wei mastermind Sima Yi, who was extremely clever. He asked his favourite Ma Su how to deal with Sima Yi, and Ma Su had a plan. Zhuge Liang followed the plan and sent spies to Changan, spreading rumours that Sima Yi had rebelled. The plan worked, and Cao Rui, the new king, banished Sima Yi. Then, Zhuge Liang gathered Guan Xing, Zhang Bao, Wei Yan and Deng Zhi to begin the attack. Zhao Yun, who was nearing sixty years old, heard that he was not coming for the mission, and approached Zhuge Liang himself, wanting to go. Zhuge Liang tried all ways to keep him out of the mission and Zhao Yun was considered precious, but Zhao Yun refused, even threatening suicide. Finally, Zhao Yun was allowed to go. Zhao Yun defeated five generals under ten strikes and was going to kill the van leader Xiahou Mao, but had to fall back due to the overpowering force Xiahou Mao had brought.

One of Xiahou Mao's subordinates surrendered to Zhuge Liang because of their large failure-losing five generals-and Zhuge Liang treated him well. The subordinate helped capture Xiahou Mao's spy Cui Liang, who escaped and met up with Xiahou Mao. However, Guan Xing caught up to them, and Cui Liang surrendered Xiahou Mao over to Guan Xing, pretending he helped capture Xiahou Mao. Guan Xing, together with Zhang Bao, flogged Xiahou Mao numerous times.

On the first expedition, Zhuge Liang was able to recruit Jiang Wei, a general who saw through many of his plans and defeated Zhao Yun's ambush. To recruit him, he sent Guan Xing and Zhang Bao to follow behind him back to the camp. When Jiang Wei arrived at the camp, he was denied entry and Xiahou Mao, who had just been released from torture by Guan Xing and Zhang Bao, recognised Guan Xing and Zhang Bao who were following Jiang Wei. The guard shouted to Jiang Wei that he had betrayed them and invited the enemies over. Jiang Wei was perplexed and turned around to finally realise that Guan Xing and Zhang Bao had been following him. Eventually, he surrendered to them.

Zhuge Liang weeps while executing Ma Su

After losing multiple times, Cao Rui saw that the only possible solution to victory was for Sima Yi to come back to power. He made Sima Yi come back, and his first mission was to suppress a rebellion by the turncoat Shu general Meng Da. Zhuge Liang had sent a letter, telling Meng Da to launch a swift attack on Sima Yi lest he arrive quickly. Meng Da ignored and built up his forces. Sima Yi and Xu Huang then launched a swift attack on Meng Da. Meng Da, with his bow, shot the veteran general Xu Huang, who collapsed and was sent back to camp. Sima Yi and his forces broke through the walls and captured Meng Da. Sadly, Xu Huang died in camp, aged fifty-nine. Cao Rui executed Meng Da for trying to rebel.

Zhuge Liang appointed Ma Su to attack Sima Yi's supply routes, a very important mission. Ma Su not only ignored Zhuge Liang's advice of not using horses but also changed the position of his camps, allowing Sima Yi to block their water source and use spike traps to immobilize the horses. Ma Su barely made it out alive as Sima Yi pursued to Shu's camp. He became suspicious when he saw Zhuge Liang sitting at the top of a castle by himself playing a zither. The gates were opened and soldiers were pretending to be street cleaners. Suddenly, he heard war drums from inside the camp and feared an ambush, so he called his army to run. Apparently, Zhuge Liang only had 20 000 soldiers compared to his 50 000 soldiers and his campaign collapsed after Ma Su lost at Jieting. The drummers were decoys to strike fear into Sima Yi. Ma Su was executed by Zhuge Liang who needed to maintain army discipline.

Zhuge Liang's second and third expeditions

When Zhuge Liang was getting ready for the second expedition, he held a banquet with his officials. Suddenly, a bad omen came to the banquet, and Zhuge Liang told them, "This omen means the loss of a great hero." Suddenly, Zhuge Liang received news that Zhao Yun's sons wanted entry, and Zhuge Liang knew Zhao Yun had died. Many temples were created in honour of Zhao Yun, who died of illness, aged sixty-one.

On the second expedition, Zhuge Liang attacked but found himself unable to beat one of the city's defenders, Hao Zhao, no matter how hard he tried. Thus, he had to wait for a long time and went into a slight depression when he heard that Hao Zhao fell ill and was not defending the city. Wei Yan defeated the general Wang Shuang in battle, crushing Cao Zhen's soldier's morale. Later Sima Yi took over, and Zhuge Liang appealed to Lu Xun for help. Lu Xun agreed, and when Zhuge Liang begin the attack, Lu Xun did not hold his end of the bargain, and Zhuge Liang, outnumbered, was pushed back.

On the third expedition, Zhuge Liang captured two crucial cities Wutu and Yinping. Along the way, Sima Yi attacked, but was flanked by Zhang Yi and Wang Ping. Guan Xing routed them, and Sima Yi had to retreat. Later, Zhang Bao died, and Zhuge Liang was so shocked by this that he fell ill, and his army had to retreat. Cao Zhen then made a counter-attack that was foiled due to heavy rain, allowing Zhuge Liang to start another expedition.

Zhuge Liang's fourth expedition

On the fourth expedition, Wei Yan defeated the forces led by Guo Huai. Around this time, Zhuge Liang invented the wooden ox, thought to be an early form of the wheelbarrow, to transport supplies. Cao Zhen fell gravely ill, and Sima Yi was once again sent to defend. Zhuge Liang defeated Guo Huai again, and Zhuge Liang's soldiers were able to collect a lot of supplies, with them being transported very quickly. Zhuge Liang and Sima Yi then faced off, and Zhuge Liang used an outdated strategy, the Bagua formation. He gave it a twist, however, and Sima Yi's army, moving around the defensive Bagua, were routed by a separate army led by Jiang Wei, and when Guan Xing's army arrived, Sima Yi suffered from a horrible defeat. He quickly moved back.

At this time, Zhuge Liang was unhappy that not enough supplies were coming back from the capital. Zhuge Liang found out that it was because the supply transporter Kou An was a drunkard and loitered around the streets, so the supplies came 10 days late. Zhuge Liang flogged him 80 times, and Kou An, dissatisfied, went to Sima Yi. Sima Yi told him to spread rumours to the weak-willed Liu Shan to tell him to let Zhuge Liang come back. Sima Yi even bribed the head eunuch, Huang Hao, and Huang Hao and Kou An eventually convinced Liu Shan.

Zhuge Liang, on the brink of victory, was called back. Zhuge Liang met Liu Shan at the front gates, and Liu Shan, realizing his error, pretended that he called Zhuge Liang to come back so that he could see his face again. Zhuge Liang told him not to continue lying. Liu Shan was embarrassed, and at Zhuge Liang's suggestion, removed all the eunuchs from power. The high-ranking officials Jiang Wan and Li Yan had their ranking lowered. Zhuge Liang then spent three years mustering his forces to get ready for another campaign.

Zhuge Liang's final campaign

Guan Xing died of illness just before Zhuge Liang's fifth campaign. Zhuge Liang and Sima Yi fought long and hard, and Sima Yi adopted a defensive position.

Around this time, the crafty Zhuge Liang invented the wooden ox, a tool that acted like a wheelbarrow. The wooden oxen was able to quickly transport supplies to the front and Sima Yi wanted it. Hence, he ambushed Shu and took the wooden oxen. He then bade manufacturer's produce more.

When Wang Ping came back to report Sima Yi's theft, Zhuge Liang smiled and revealed that Sima Yi had fallen into Zhuge Liang's trap. Wang Ping soon learnt that the tips of the oxen's tongue must be flapped for the oxen to move, and Sima Yi would not likely figure it out. True enough, Sima Yi had to abandon all his wooden oxen on the road, and Wang Ping collected them back.

Zhuge Liang then thought of a trick. Wei Yan lured Sima Yi into a narrow valley, trapped him and his sons together with his soldiers, and allowed Jiang Wei to throw flaming sticks down at Sima Yi. They nearly killed him and his sons, but rain suddenly fell and Sima Yi was saved. Zhuge Liang was stressed by this unlucky defeat.

Zhuge Liang's days were numbered too because he had been suffering from chronic illness and his condition worsened under stress. He would die of illness at the Battle of Wuzhang Plains while leading a stalemate battle against the Sima Yi. He entrusted Jiang Wei with his books on repeating crossbow on his deathbed. Then, he named Wang Ping, Ma Dai and Zhang Yi the great generals that will continue to lead Shu.

While Jiang Wei was retreating, Sima Yi became convinced that Zhuge Liang was dead. He pursued Jiang Wei's forces, and when Sima Yi caught up, Jiang Wei turned around to show a wooden statue of Zhuge Liang. Due to the lighting, Sima Yi thought the wooden statue was the real Zhuge Liang and sent his whole army to retreat. This incident made the saying, "A dead Zhuge Liang scares a living Sima Yi."

When Jiang Wei was retreating on the way, Wei Yan was dissatisfied, thinking they could easily continue pursuing Sima Yi's retreating forces. Jiang Wei disagreed, stating that the soldiers were exhausted. Wei Yan believed they were not following Zhuge Liang's plan and rebelled, but was cut in the back by Ma Dai.

Sima Yi usurps the throne

In 239, Cao Rui named the 8 year old Cao Fang as his heir. A few weeks later, he fell ill and died. Cao Fang was knew and did not know much, so Cao Zhen's son, Cao Shuang, took over, and ousted Sima Yi from power. He made Sima Yi pretend illness and was not allowed to move. Cao Shuang ruined the court and constantly left the palace to go hunting. Cao Shuang's brother advised him that Sima Yi might takeover, so he sent Li Sheng to check on Sima Yi. Li Sheng soon found out that Sima Yi was gravely ill on his sickbed, nearly deaf and had a lot of memory loss, so he went out to report. Sima Yi was totally fine, and he jumped out of his bed as soon as Li Sheng left. He then took over the military and eventually the whole of Cao Wei. He then held Cao Fang as his own puppet. Cao Shuang was shocked, and went back, thinking he still had the military with him, but was captured and executed.

This move of bringing the Sima's to power was unpopular and Xiahou Yuan's descendant Xiahou Ba, a great general and strategist, defected to Shu. Jiang Wei and Xiahou Ba launched a campaign, but were defeated by Sima Yi and his son Sima Shi. Sima Shi pursued the retreating army, but was trapped in an ambush. Jiang Wei and his soldiers, using the repeating crossbow that Zhuge Liang invented, fired at Sima Shi, who barely escaped alive.

In 251, Sima Yi died of illness, and Sima Shi took over. Sima Shi was tyrannic, and there were many coups to take him out of power. Sima Shi avoided all the coups, and threatened to kill Cao Fang. He removed Cao Fang and replaced him with Cao Mao, whom he thought was smarter. Meanwhile, in Wu, Lu Xun and Zhuge Jin were already dead, and Sun Quan had yet to find a good advisor. He eventually named Sun Liang as his heir and took his favourite, Zhuge Jin's son Zhuge Ke, as his prime minister. Sun Quan died in 252.

Zhuge Ke and Ding Feng defeated Sima Shi in a major battle, and Zhuge Ke grew more popular. Zhuge Ke then attempted to usurp the throne, but was assassinated at a banquet when his ambitions grew clearer. Meanwhile, the warrior Wen Yang and his father declared themselves as rebels and attacked Sima Shi, causing the latter's eye to pop out in shock. Sima Shi's army crushed Wen Yang and his father eventually. He died due to his eye injury and Sima Zhao took over.

Jiang Wei's campaigns

Jiang Wei took over the army after Zhuge Liang's death and constantly did campaigns against Sima Yi. He had the alliance of the Qiang tribesmen. In 240, Jiang Wei led the first expedition, but failed. His fourth expedition was with Xiahou Ba, and they attacked Yong Province. With the Qiang tribesmen, Shu advanced. The two armies led by Guo Huai and Chen Tai knew that the road to Yong Province was a rocky one, and that Jiang Wei did not have enough supplies, and the Qiang would not help them due to this weakness. Chen Tai and Deng Ai then attacked Shu's fortress and brought it down easily, as the Qiang did not come to help.

Jiang Wei's continuos expeditions sucked Shu's resources dry, and the only person trying to stop him, Fei Yi, was assassinated. Guo Huai also died of natural causes. Jiang Wei then launched another expedition, defeating general Wang Jing. Deng Ai wanted to remain defensive, because the Shu army's morale was high after defeating Wang Jing, but Chen Tai said that a swift counter-offensive should be done to defeat Shu just before its morale got higher. Chen Tai sent the reinforcements and was able to lower the siege, and Jiang Wei had no choice but to retreat.

When Jiang Wei attacked again, Deng Ai commented, "The enemy is strong while we are weak. The enemy is ready while our soldiers are new. Third, the enemy is less tired. Fourth, the enemy focuses on attacking Didao only, while we spread our defences over four locations. The enemy would come for the wheat to lower our supplies."Deng Ai intercepted Jiang Wei twice as his foresight had been totally correct.

Fall of Shu

An invasion of Shu begin with Deng Ai and Zhong Hui as the van leaders. Both of them were newly appointed and wanted glory, but they both had different plans. Hence, they agreed to split up. Zhong Hui and his massive force would attack Jiang Wei, while Deng Ai who had less troops would launch an attack on the undefended capital. Jiang Wei saw the force arriving, and sent a letter to Liu Shan asking for troops. Liu Shan was annoyed as he just wanted to enjoy his life with the eunuch Huang Hao. Huang Hao brought it a prophet, who told them that Wei would fall in a few years time by their hand. Huang Hao persuaded Liu Shan into believing it, and they did nothing. Jiang Wei was furious, and was stuck with only a few troops.

Zhong Hui passed by a mountain, and saw a scary vision there. When he asked his soldiers what mountain that was, the reply was that was where the tomb of Zhuge Liang was. Zhong Hui bowed down to the mountain and continued his journey. When they camped for the night, Zhong Hui had a dream of Zhuge Liang telling him that Shu was gone, and he wanted Zhong Hui to be nice to the people of Shu. Zhong Hui respected Zhuge Liang and did so, many cities surrendered without a fight. Jiang Wei had lost the key area of Hanzhong. His base surrounded, he surrendered.

Deng Ai then invaded Shu, and Liu Shan was nearly gone. He sent Zhuge Liang's son Zhuge Zhan to help defend. Zhuge Zhan called for reinforcements from Wu and wanted to launch a double attack. However, Deng Ai ambushed the two armies, and the reinforcements were slower than Zhuge Zhan's calculations, no matter how fast the reinforcements moved. Deng Ai attacked Zhuge Zhan's base and Zhuge Zhan went out to fight, but was killed in a trap. Zhuge Zhan's son Zhuge Shang went out but was eventually killed. Liu Shan and all his officials wanted to surrender, except his son Liu Shen, hence he went out to fight. He eventually committed suicide. When Deng Ai was on the road, he saw a rock near the bridge that had a phrophecy written by Zhuge Liang carved onto it. It said, "Two fires first set out, Men pass by here, Two soldiers compete, Both soon die." Deng Ai was unable to intepret it, and bowed before the stone and prayed to Zhuge Liang. Liu Shan surrendered to Deng Ai, and was made to stand up by Deng Ai. Liu Shan thanked Deng Ai. Deng Ai wanted to execute Huang Hao, but Huang Hao escaped using bribery. The veteran generals Liao Hua and Zhang Yi comitted suicide out of grief for their fallen country.

Jiang Wei's final stand

Jiang Wei wanted to continue Shu and follow Zhuge Liang's footsteps, so he thought of a plan. He conversed with Zhong Hui and drove a wedge between him and Deng Ai. Jiang Wei suggested him to build an empire of his own, so in the middle of the night, Zhong Hui captured Deng Ai and executed him, took control of the military and rebelled. But the soldiers refused to listen to Zhong Hui, and he was killed while Jiang Wei commited suicide. Huang Hao was executed by Sima Zhao.

Sima Zhao moved Liu Shan to Changan and gave him a minor office. To support Wu to surrender, Sima Zhao constantly treated Liu Shan well and gave him banquets. Once, after a performance, Sima Zhao asked Liu Shan, "Do you still miss Shu?" Liu Shan replied, "Every day and night I think about my lost country." Sima Zhao suspected trickery, and said, "Someone told you to say this." To everyone's surprise, Liu Shan replied, "Wow! You even saw through that!. To be honest, I am having too much fun here to think about Shu."

Shortly after the fall of Shu, Sima Zhao died and his son, Sima Yan, forced the last Wei emperor, Cao Huan, to abdicate the throne to him. Sima Yan then established the Jin dynasty to replace the state of Cao Wei, and invaded Wu. The last ruler of Wu, Sun Hao was a tyrant, and nobody wanted to defend him except the prime minister, whose efforts were futile. Thus, in 280, China was finally united under Sima Yan.

Historical accuracy

The novel draws from Chen Shou's Records of the Three Kingdoms as the main historical source. Other major influences include Liu Yiqing's A New Account of the Tales of the World (Shishuo Xinyu), published in 430,[18] and the Sanguozhi Pinghua, a chronological collection of eighty fictional sketches starting with the peach garden oath and ending with Zhuge Liang's death.[19]

Some 50 or 60 Yuan and early Ming plays about the Three Kingdoms are known to have existed, and their material is almost entirely fictional, based on thin threads of actual history. The novel is thus a return to greater emphasis on history, compared to these dramas.[20] The novel also shifted towards better acknowledgement of southern China's historical importance, while still portraying some prejudice against the south.[21] The Qing dynasty historian Zhang Xuecheng famously wrote that the novel was "seven-parts fact and three-parts fiction."[11][22] The fictional parts are culled from different sources, including unofficial histories, folk stories, the Sanguozhi Pinghua, and also the author's own imagination. Nonetheless, the description of the social conditions and the logic that the characters use is accurate to the Three Kingdoms period, creating "believable" situations and characters, even if they are not historically accurate.[23]

Romance of the Three Kingdoms, like the dramas and folk stories of its day, features Liu Bei and his associates as the protagonists; hence the depiction of the people in Shu Han was glorified. The antagonists, Cao Cao, Sun Quan and their followers, on the other hand, were often denigrated. This suited the political climate in the Ming dynasty, unlike in the Jin dynasty when Cao Wei was considered the legitimate successor to the Han dynasty.

Some non-historical scenes in the novel have become well-known and subsequently became a part of traditional Chinese culture.

Literary analysis

An illustration from a Ming dynasty printed edition of the novel from 1591, collection of the Peking University.

In the introduction to the 1959 reprint of the Brewitt-Taylor translation, Roy Andrew Miller argues that the novel's chief theme is "the nature of human ambition",[22] to which Moody adds the relationship between politics and morality, specifically the conflict between the idealism of Confucian political thought and the harsh realism of Legalism, as a related theme.[22] Other dominant themes of the novel include: the rise and fall of the ideal liege (Liu Bei); finding the ideal minister (Zhuge Liang); the conflict between the ideal liege (Liu Bei) and the consummate villain (Cao Cao); and the cruelties and injustice of feudal or dynastic government.[1]

The opening lines of the novel, "The empire, long divided, must unite; long united, must divide. Thus it has ever been", added by Mao Lun and Mao Zonggang in their recension,[24][14] epitomise the tragic theme of the novel. One recent critic notes that the novel takes political and moral stands and lets the reader know which of the characters are heroes and which villains, yet the heroes are forced to make a tragic choice between equal values, not merely between good and evil. The heroes know that the end of the empire is ordained by this cosmic cycle of division and unity, yet their choices are moral, based on loyalty, not political.[25]

Plaks states the novel deals with the "cyclical theories of dynastic decline," and relates the "breakdown of order" at the end of the Han dynasty to "the improper exercise of imperial authority, the destabilisation influence of special-interest groups (eunuchs, imperial clansmen), the problem of factional and individual idealism carried to the point of civil strife-all of which eventually surface in the body of the narrative." He goes on to say, the "overlapping claims to legitimacy and multiple spheres of power," give the novel a "sense of epic greatness" with its "combination of grandeur and futility."[6]:385,403,495

Cultural impact

Romance of the Three Kingdoms in Chinese opera
Zhang He, Xu Chu, Cao Hong, and Li Dian in Peking opera
Lü Bu, Liu Bei, and Zhang Fei in Sichuan opera
Xiao Qiao and Zhou Yu in Qingyangqiang

Besides the famous Peach Garden Oath, many Chinese proverbs in use today are derived from the novel:

Translation Chinese Interpretation
Brothers are like limbs, wives and children are like clothing. Torn clothing can be repaired; how can broken limbs be mended? simplified Chinese: 兄弟如手足,妻子如衣服。衣服破,尚可缝; 手足断,安可续?; traditional Chinese: 兄弟如手足,妻子如衣服。衣服破,尚可縫; 手足斷,安可續?[26]

It means that wives and children, like clothing, are replaceable if lost but the same does not hold true for one's brothers (or friends).

Liu Bei "borrows" Jing Province – borrowing without returning. simplified Chinese: 刘备借荆州——有借无还; traditional Chinese: 劉備借荆州——有借無還
simplified Chinese: 刘备借荆州,一借无回头; traditional Chinese: 劉備借荆州,一借無回頭
This proverb describes the situation of a person borrowing something without the intention of returning it.
Speak of Cao Cao and Cao Cao arrives. simplified Chinese: 说曹操,曹操到; traditional Chinese: 說曹操,曹操到
simplified Chinese: 说曹操曹操就到; traditional Chinese: 說曹操曹操就到
Equivalent to speak of the devil. Describes the situation of a person appearing precisely when being spoken about.
Three reeking tanners (are enough to) overcome one Zhuge Liang. simplified Chinese: 三个臭皮匠,胜过一个诸葛亮; traditional Chinese: 三個臭皮匠,勝過一個諸葛亮
simplified Chinese: 三个臭皮匠,赛过一个诸葛亮; traditional Chinese: 三個臭皮匠,賽過一個諸葛亮
simplified Chinese: 三个臭裨将,顶个诸葛亮; traditional Chinese: 三个臭裨将,頂個諸葛亮
Three inferior people can overpower a superior person when they combine their strengths. One variation is "subordinate generals" (simplified Chinese: 裨将; traditional Chinese: 裨將; píjiàng) instead of "tanners" (皮匠; píjiàng).
Eastern Wu arranges a false marriage that turns into a real one. simplified Chinese: 东吴招亲——弄假成真; traditional Chinese: 東吳招親——弄假成真 When a plan to falsely offer something backfires with the result that the thing originally offered is appropriated by the intended victim of the hoax.
Losing the lady and crippling the army. simplified Chinese: 周郎妙计安天下,赔了夫人又折兵; traditional Chinese: 周郎妙計安天下,賠了夫人又折兵 The "lady" lost here was actually Sun Quan's sister Lady Sun. Zhou Yu's plan to capture Liu Bei by means of a false marriage proposal failed and Lady Sun really became Liu's wife (see above). Zhou Yu later led his troops in an attempt to attack Liu Bei but fell into an ambush and suffered a crushing defeat. This saying is now used to describe the situations where a person either makes double losses in a deal or loses on both sides of it.
Every person on the street knows what is in Sima Zhao's mind. simplified Chinese: 司马昭之心,路人皆知; traditional Chinese: 司馬昭之心,路人皆知 As Sima Zhao gradually rose to power in Wei, his intention to usurp state power became more obvious. The young Wei emperor Cao Mao once lamented to his loyal ministers, "Every person on the street knows what is in Sima Zhao's mind (that he wanted to usurp the throne)." This saying is now used to describe a situation where a person's intention or ambition is rather obvious.
The young should not read Water Margin, and the old should not read Three Kingdoms. simplified Chinese: 少不读水浒, 老不读三国; traditional Chinese: 少不讀水滸, 老不讀三國 The former depicts the lives of outlaws and their defiance of the social system and may have a negative influence on adolescent boys, as well as the novel's depiction of gruesome violence. The latter presents every manner of stratagem and fraud and may tempt older readers to engage in such thinking.

The writing style adopted by Romance of the Three Kingdoms was part of the emergence of written vernacular during the Ming period, as part of the so-called "Four Masterworks" (si da qishu).[27]

Buddhist aspects

Romance of the Three Kingdoms recorded stories of a Buddhist monk called Pujing (普净), who was a friend of Guan Yu. Pujing made his first appearance during Guan's arduous journey of crossing five passes and slaying six generals, in which he warned Guan of an assassination plot. As the novel was written in the Ming dynasty, more than 1,000 years after the era, these stories showed that Buddhism had long been a significant ingredient of the mainstream culture and may not be historically accurate. Luo Guanzhong preserved these descriptions from earlier versions of the novel to support his portrait of Guan as a faithful man of virtue. Guan has since then been respectfully addressed as "Lord Guan" or Guan Gong.

Strategies used in battles

Create Something from Nothing: A strategy to make an audience believe of something's existence, when it in fact does not exist. On the flip side, it can be used to convince others that nothing exists, when something does exist. (Ch. 36)

Beauty Trap: Send the enemy beautiful women to cause disorder at his site. This trick can work in three ways: firstly, the ruler can become so entranced with the feminine allure that he neglects all else. Secondly, the men will start competing for the females' attention, which will cause friction and rifts, and hinders cooperation and eradicates morale. And lastly, other women motivated by jealousy will begin to plot, only worsening the entire situation. Also known as the "Honey Trap". (Ch. 55–56)

Empty City: When the enemy is superior in numbers and you are expecting to be attacked at any moment, drop all pretenses of seeming like you're preparing something militarily and act calm, so the enemy will think twice and will think you're setting a trap or an ambush. It is best used sparingly, and only if one has the military aptitude to do so. It's also best used if one's enemy is an over-thinker. (Ch. 95)

The Jurchen chief and Khan Nurhaci read the Chinese novels Romance of the Three Kingdoms and Water Margin learning all he knew about Chinese military and political strategies from them.[28][29][30]

Translations

A translated version of Romance of the Three Kingdoms in Javanese, from early 20th-century Indonesia
The cover of a 1928 Thai language appendix of the novel titled History of the Romance of the Three Kingdoms, with notes by Prince Damrong Rajanubhab, from the Royal Society of Thailand. Romance of the Three Kingdoms has been described as having "a tremendous impact on the Thai worldview".[31]

The book was translated into Manchu as ᡳᠯᠠᠨ
ᡤᡠᡵᡠᠨ
 ᡳ
ᠪᡳᡨᡥᡝ
Möllendorff: ilan gurun-i bithe.[32][33][34][35][36] During the Qing dynasty, Chinese military manuals were eagerly translated by the Manchus, who were also attracted to the military content in Romance of the Three Kingdoms.[35]

English translations

The Romance of the Three Kingdoms has been translated into English by numerous scholars.

Abridged

The first known translation was performed in 1907 by John G. Steele and consisted of a single chapter excerpt that was distributed in China to students learning English at Presbyterian missionary schools.[7] Z. Q. Parker published a 1925 translation containing four episodes from the novel including the events of the Battle of Red Cliffs, while Yang Xianyi and Gladys Yang published excerpts in 1981, including chapters 43–50.[7] In 1976, Moss Roberts published an abridged translation containing one fourth of the novel including maps and more than 40 woodblock illustrations from three Chinese versions of the novel.[7] Roberts' abridgement is reader-friendly, being written for use in colleges and to be read by the general public.[7]

Unabridged

  1. A complete and faithful translation of the novel was published in two volumes in 1925 by Charles Henry Brewitt-Taylor, a long time official of the Chinese Maritime Customs Service.[7] The translation was well written, but lacked any supplementary materials such as maps or character lists that would aid Western readers; a 1959 reprint was published that included maps and an introduction by Roy Andrew Miller to assist foreign readers.[7]
  2. After decades of work, Moss Roberts published a full translation in 1991 complete with an afterword, eleven maps, a list of characters, titles, terms, and offices, and almost 100 pages of notes from Mao Zonggang's commentaries and other scholarly sources.[7] Roberts' complete translation remains faithful to the original; it is reliable yet still matches the tone and style of the classic text.[7] Yang Ye, a professor in Chinese Literature at the UC Riverside, wrote in Encyclopedia of Literary Translation into English (1998) that Roberts' translation "supersedes Brewitt-Taylor's translation and will no doubt remain the definitive English version for many years to come".[7] Roberts' translation was republished in 1995 by the Foreign Languages Press without the illustrations.[37]
  3. In 2014, Tuttle published a new, three-volume translation of the novel, translated by Yu Sumei and edited by Ronald C. Iverson (ISBN 978-0804843935). According to its publisher, this translation is an unabridged "dynamic translation" intended to be more readable than past English translations of the novel.[38]

Adaptations

The story of the Romance of the Three Kingdoms has been retold in numerous forms including television series, manga and video games.

See also

  • Lists of people of the Three Kingdoms, list of historical people significant to the Three Kingdoms period (220–280)
  • List of fictional people of the Three Kingdoms, list of fictional people of the Three Kingdoms period (220–280)
  • List of fictitious stories in Romance of the Three Kingdoms
  • Timeline of the Three Kingdoms period
  • Military history of the Three Kingdoms
  • End of the Han dynasty
  • Records of the Three Kingdoms, primary historical text on which the novel is based

Citations

  1. Roberts 1991, pg. 940
  2. Kim, Hyung-eun (11 July 2008). "(Review) Historical China film lives up to expectations". Korea JoongAng Daily. Archived from the original on 25 December 2011. The Romance of the Three Kingdoms is comparable to the Bible in East Asia. It's one of the most-read if not, the most-read classics in the region.
  3. Shoji, Kaori (6 November 2008). "War as wisdom and gore". The Japan Times. In East Asia, Romance is on par with the works of Shakespeare... in the same way that people in Britain grow up studying Hamlet and Macbeth.
  4. Ng, On-cho; Wang, Q. Edward (2005). Mirroring the Past: The Writing and Use of History in Imperial China. Honolulu: University of Hawaii Press. p. 86. ISBN 0824829131.
  5. Herbert Giles (1901). A History of Chinese Literature. London: W. Heinemann. p. 277. If a vote were taken among the people of China as to the greatest among their countless novels, the Story of the Three Kingdoms would indubitably come out first.
  6. Plaks, Andrew (1987). The Four Masterworks of the Ming Novel: Ssu ta ch'i-shu. Princeton: Princeton University Press. pp. 368–369. ISBN 9780691628202.
  7. Encyclopedia of Literary Translation into English. Taylor & Francis. 1998. pp. 1221–1222. ISBN 1-884964-36-2. Retrieved 22 September 2011.
  8. Lo, Kuan-chung (2002). Romance of the Three Kingdoms. Vol. 1. C.H. Brewitt-Taylor (Translator), Robert E. Hegel (Introduction). Tuttle. pp. viii. ISBN 978-0-8048-3467-4.
  9. Moss Roberts, "Afterword," in Luo, Three Kingdoms (Berkeley: University of California Press, 1991), pp. 938, 964.
  10. Roberts, pp. 946–53.
  11. Roberts 1991, pg. 980
  12. Roberts 1991, pg. 965
  13. Roberts 1991, pp. 967–971
  14. Luo (1991), p. 5.
  15. Hegel 2002, p. ix
  16. "The Immortals by the River (楊慎 臨江仙) 滚滚长江东逝水". Vincent's Calligraphy. Retrieved 2 August 2016.
  17. Bojun Shen, translated by Kimberly Basio, "Studies of Three Kingdoms in the New Century," in Besio and Tong, eds., Three Kingdoms and Chinese Culture, p. 154
  18. Roberts 1991, pg. 981
  19. Roberts 1991, pg. 954
  20. Roberts 1991, pp. 958–9
  21. Roberts 1991, pp. 959, 983
  22. Moody, Peter R. Jr. (April 1975). "The Romance of the Three Kingdoms and Popular Chinese Thought". The Review of Politics. 37 (2): 178–179. doi:10.1017/s0034670500023238. S2CID 145713026.
  23. Luo 2006, pg. 14
  24. Hegel 2002, p. ix–x;
  25. Constantine Tung, "Cosmic Foreordination and Human Commitment: The Tragic Volition in Three Kingdoms", in Kimberly Ann Besio, Constantine Tung. Three Kingdoms and Chinese Culture (Albany: SUNY Press, 2007), p. 4.
  26. Luo Guanzhong. Romance of the Three Kingdoms, Chapter 15.
  27. Liangyan Ge, "Out of the margins: the rise of Chinese vernacular fiction", University of Hawaii Press, 2001
  28. Parker, Geoffrey (2013). Global Crisis: War, Climate and Catastrophe in the Seventeenth Century (illustrated ed.). Yale University Press. ISBN 978-0300189193.
  29. Swope, Kenneth M. (2014). The Military Collapse of China's Ming Dynasty, 1618–44 (illustrated ed.). Routledge. p. 16. ISBN 978-1134462094.
  30. Mair, Victor H.; Chen, Sanping; Wood, Frances (2013). Chinese Lives: The People Who Made a Civilization (illustrated ed.). Thames & Hudson. ISBN 978-0500771471.
  31. Lee, Khoon Choy (2013). Golden Dragon and Purple Phoenix. World Scientific. p. 16. ISBN 9789814518499. The novel had a tremendous impact on the Thai worldview.
  32. Crossley, Pamela Kyle; Rawski, Evelyn S. (June 1993). "A Profile of The Manchu Language in Ch'ing History". Harvard Journal of Asiatic Studies. Harvard-Yenching Institute. 53 (1): 93. doi:10.2307/2719468. JSTOR 2719468.
  33. Cultural Hybridity in Manchu Bannermen Tales (zidishu). 2007. pp. 25–. ISBN 978-0-549-44084-0.
  34. West, Andrew. "The Textual History of Sanguo Yanyi: The Manchu Translation". Retrieved 11 October 2016.
  35. Durrant, Stephen (1979). "Sino-manchu Translations at the Mukden Court". Journal of the American Oriental Society. 99 (4): 653–61 [654–656]. doi:10.2307/601450. JSTOR 601450.
  36. Cultural Hybridity in Manchu Bannermen Tales (zidishu). 2007. pp. 25–. ISBN 978-0-549-44084-0.
  37. "Romance of the Three Kingdoms". Chinese Bookshop. Archived from the original on 15 June 2012. Retrieved 12 March 2012.
  38. Template, Madwire Media, MADwhite Wireframe BC. "The Three Kingdoms, Volume 1: The Sacred Oath". Tuttle Publishing. Retrieved 27 February 2016.

References and further reading

  • Luo, Guanzhong, attributed to, translated from the Chinese with afterword and notes by Moss Roberts (1991). Three Kingdoms: A Historical Novel. Berkeley; Beijing: University of California Press; Foreign Languages Press. ISBN 0520068211.
  • Hsia, Chih-tsing,"The Romance of the Three Kingdoms," in The Classic Chinese Novel: A Critical Introduction (1968) rpr. Cornell East Asia Series. Ithaca, N.Y.: East Asia Program, Cornell University, 1996.
  • Luo, Guanzhong (2002) [1925]. Romance of the Three Kingdoms. Vol. 1. English translation by Charles H. Brewitt-Taylor, Introduction by Robert E. Hegel. Singapore: Tuttle Publishing. ISBN 9780804834674.
  • Luo, Guanzhong (2002) [1925]. Romance of the Three Kingdoms. Vol. 2. English translation by Charles H. Brewitt-Taylor, Introduction by Robert E. Hegel. Singapore: Tuttle Publishing. ISBN 9780804834681.
  • Luo, Guanzhong (2006). Three Kingdoms. English translation by Moss Roberts, Introduction by Shi Changyu. Beijing: Foreign Language Press. ISBN 7-119-00590-1.
  • Li Chengli, Zhang Qirong, Wu Jingyu. Romance of the Three Kingdoms (illustrated in English and Chinese) (2008) Asiapac Books. ISBN 978-981-229-491-3
  • Besio, Kimberly Ann and Constantine Tung, eds., Three Kingdoms and Chinese Culture. Albany: State University of New York Press, 2007. ISBN 0791470113. Essays on this novel's literary aspects, use of history, and in contemporary popular culture.
  • Luo, Guanzhong (2014). The Three Kingdoms. Vol. 1. English translation by Yu Sumei, Edited by Ronald C. Iverson. Singapore: Tuttle Publishing. ISBN 9780804843935.
  • Luo, Guanzhong (2014). The Three Kingdoms. Vol. 2. English translation by Yu Sumei, Edited by Ronald C. Iverson. Singapore: Tuttle Publishing. ISBN 9780804843942.
  • Luo, Guanzhong (2014). The Three Kingdoms. Vol. 3. English translation by Yu Sumei, Edited by Ronald C. Iverson. Singapore: Tuttle Publishing. ISBN 9780804843959.
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